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Proxy Meeting Notices
DateApproval DateCompany NameMeeting TypeRecord DateRecord Date StatusMeeting DateMeeting StatusFinal Sum RulingWB NotesMarket
9/18/20149/18/2014Intellicheck Mobilisa Inc.Annual10/1/2014Confirmed11/4/2014Confirmed NYSE Amex
9/18/20149/18/2014Ambev S.A.Special9/12/2014Confirmed10/1/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014Brinker International, Inc.Annual9/2/2014Confirmed10/30/2014ConfirmedMay Not Vote- 1,3 NYSE
9/18/20149/18/2014Cardinal Health, Inc.Annual9/10/2014Confirmed11/5/2014ConfirmedMay Not Vote- 1,3,4,5 NYSE
9/18/20149/18/2014Carpenter Technology CorporationAnnual8/15/2014Confirmed10/14/2014ConfirmedMay Not Vote- 1,3 NYSE
9/18/20149/18/2014Centrais Eletricas Brasileiras S.A.- EletrobrasSpecial9/8/2014Confirmed9/26/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014CPFL Energia S.A.Special9/4/2014Confirmed9/24/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014Emerson Radio CorpAnnual9/3/2014Confirmed10/8/2014ConfirmedMay Not Vote- 1 NYSE Amex
9/18/20149/18/2014Era Group Inc.Annual8/11/2014Confirmed10/6/2014ConfirmedMay Not Vote- 1 NYSE
9/18/20149/18/2014First Trust Exchange-Traded Fund Trust, First Trust Value Line Equity Allocation Index FundSpecial9/29/2014Confirmed12/8/2014Confirmed NYSE Arca
9/18/20149/18/2014Frisch's Restaurants IncAnnual8/25/2014Confirmed10/22/2014ConfirmedMay Not Vote- 1,3 NYSE Amex
9/18/20149/18/2014General Employment Enterprises IncAnnual9/15/2014Confirmed9/30/2014ConfirmedMay Not Vote- 1 NYSE Amex
9/18/20149/18/2014Iteris IncAnnual8/21/2014Confirmed10/17/2014ConfirmedMay Not Vote- 1,2 NYSE Amex
9/18/20149/18/2014L.S. Starrett Company,TheAnnual8/29/2014Confirmed10/15/2014ConfirmedMay Not Vote- 1,2 NYSE
9/18/20149/18/2014Mistras Group, Inc.Annual8/25/2014Confirmed10/21/2014ConfirmedMay Not Vote- 1,3 NYSE
9/18/20149/18/2014Saratoga Investment Corp.Annual8/14/2014Confirmed9/30/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014Applied Industrial Technologies, Inc.Annual8/29/2014Confirmed10/28/2014ConfirmedMay Not Vote- 1,2 NYSE
9/18/20149/18/2014Five Star Quality Care, Inc.Annual7/14/2014Confirmed9/30/2014ConfirmedMay Not VoteMeeting date heretofore published has been adjourned.NYSE
9/18/20149/18/2014Hoegh LNG Partners LPAnnual8/29/2014Confirmed9/24/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014Kennametal Inc.Annual8/29/2014Confirmed10/28/2014ConfirmedMay Not Vote- 1,3,4 NYSE
9/18/20149/18/2014Reed Elsevier NVSpecial9/15/2014Confirmed10/21/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014TransDigm Group IncorporatedSpecial8/11/2014Confirmed10/2/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014Pike CorporationSpecial9/29/2014Confirmed TBD NYSE
9/17/20149/17/2014Albemarle CorporationSpecial9/30/2014Confirmed11/14/2014Confirmed NYSE
9/17/20149/17/2014International Rectifier CorporationSpecial10/1/2014Confirmed11/4/2014Confirmed NYSE
9/17/20149/17/2014Oil-Dri Corporation of AmericaAnnual10/17/2014Confirmed12/9/2014Confirmed NYSE
9/17/20149/17/2014Espey Mfg. & Electronics CorpAnnual10/10/2014Confirmed12/5/2014Confirmed NYSE Amex
9/17/20149/17/2014LIN Media LLCSpecial7/18/2014Confirmed10/6/2014ConfirmedMay Not VoteMeeting date heretofore published has been changed.NYSE
9/17/20149/17/2014Mines Management IncSpecial8/15/2014Confirmed10/13/2014Confirmed NYSE Amex
9/17/20149/17/2014Nuveen New Jersey Dividend Advantage Municipal Fund 2Annual6/6/2014Confirmed10/20/2014ConfirmedMay Not Vote- 2,4a,4bMeeting date heretofore published has been adjourned.NYSE Amex
9/17/20149/17/2014Wells-Gardner Electronics CorporationSpecial9/26/2014Confirmed10/24/2014Confirmed NYSE Amex
9/17/20149/17/2014Yanzhou Coal Mining Company LimitedSpecial9/16/2014Confirmed10/24/2014ConfirmedMay Not Vote NYSE
9/16/20149/16/2014Allergan, Inc.Special10/30/2014Confirmed12/18/2014Confirmed Record date heretofore published has been changed.NYSE
9/16/20149/16/2014Fort Dearborn Income Securities, Inc.Annual10/10/2014Confirmed12/5/2014Confirmed NYSE
9/16/20149/16/2014SPDR Series TrustSpecial8/22/2014Confirmed11/20/2014ConfirmedMay Not VoteRecord and Meeting date for the following ETFs: SPDR Nuveen Barclays California Municipal Bond ETF (Symbol: CXA; Cusip: 78464A 44 1); SPDR Nuveen Barclays Build America Bond ETF (Symbol: BABS; Cusip: 78464A 27 6); SPDR Nuveen Barclays Municipal Bond ETF (Symbol: TFI; Cusip: 78464A 45 8); SPDR Nuveen Barclays Short Term Municipal Bond ETF (Symbol: SHM; Cusip: 78464A 42 5); SPDR Nuveen S&P High Yield Municipal Bond ETF (Symbol: HYMB; Cusip: 78464A 28 4); SPDR Nuveen S&P® VRDO Municipal Bond ETF (Symbol: VRD; Cusip: 78464A 31 8); SPDR Nuveen Barclays New York Municipal Bond ETF (Symbol: INY; Cusip: 78464A 43 3)NYSE Arca
9/15/20149/15/2014Companhia de Saneamento Basico do Estado de Sao Paulo-SABESPSpecial9/24/2014Confirmed10/13/2014Confirmed NYSE
9/15/20149/15/2014SunLink Health Systems IncAnnual9/22/2014Confirmed11/10/2014Confirmed NYSE Amex
9/15/20149/15/2014CBRE Clarion Global Real Estate Income FundAnnual9/22/2014Confirmed11/10/2014Confirmed NYSE
9/15/20149/15/2014Gafisa S.A.Special9/22/2014Confirmed10/9/2014Confirmed NYSE
9/15/20149/15/2014Harman International Industries, IncorporatedAnnual10/7/2014Confirmed12/3/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE
9/15/20149/15/2014Palo Alto Networks, Inc.Annual10/15/2014Confirmed12/12/2014Confirmed NYSE
9/15/20149/15/2014Rockwood Holdings, Inc.Special9/30/2014Confirmed11/14/2014Confirmed NYSE
9/15/20149/15/2014Sesa Sterlite LimitedConsent9/22/2014Confirmed10/10/2014Confirmed NYSE
9/15/20149/15/2014Tutor Perini CorporationSpecial9/22/2014Confirmed11/12/2014Confirmed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
9/15/20149/15/2014Western Asset Global Partners Income Fund Inc.Annual10/10/2014Confirmed12/15/2014Confirmed NYSE
9/15/20149/15/2014Western Asset High Yield Defined Opportunity Fund Inc.Annual10/10/2014Confirmed12/15/2014Confirmed NYSE
9/12/20149/12/2014Brookfield High Income Fund Inc.Annual10/3/2014Confirmed11/20/2014Confirmed NYSE
9/12/20149/12/2014Brookfield Mortgage Opportunity Income Fund Inc.Annual10/3/2014Confirmed11/20/2014Confirmed NYSE
9/12/20149/12/2014Orient Paper Inc.Annual9/8/2014Confirmed10/21/2014Confirmed NYSE Amex
9/12/20149/12/2014Time Warner Cable Inc.Special8/18/2014Confirmed10/9/2014ConfirmedMay Not Vote NYSE
9/12/20149/12/2014Unifi, Inc.Annual9/5/2014Confirmed10/22/2014ConfirmedMay Not Vote- 1,2 NYSE
9/12/20149/12/2014Regis CorporationAnnual9/2/2014Confirmed10/28/2014ConfirmedMay Not Vote- 2,4,1a thru h NYSE
9/12/20149/12/2014Coty Inc.Annual9/22/2014Confirmed11/4/2014Confirmed NYSE
9/12/20149/12/2014Guidewire Software, Inc.Annual10/8/2014Confirmed12/4/2014Confirmed NYSE
9/12/20149/12/2014Adcare Health Systems IncSpecial8/13/2014Confirmed10/14/2014ConfirmedMay Not Vote NYSE Amex
9/11/20149/11/2014Petrochina Company LimitedSpecial9/19/2014Confirmed10/29/2014Confirmed NYSE
9/10/20149/10/2014MFC Industrial Ltd.Annual10/3/2014Confirmed11/13/2014Confirmed Record date heretofore published has been changedNYSE
9/9/20149/9/2014Flexible Solutions International, Inc.Annual8/4/2014Confirmed10/2/2014ConfirmedMay Not Vote- 1,2,3 NYSE Amex
9/9/20149/9/2014North Atlantic Drilling Ltd.Annual7/18/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE
9/9/20149/9/2014Seadrill LimitedAnnual7/18/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE
9/9/20149/9/2014Seadrill Partners LLCAnnual8/4/2014Confirmed9/26/2014ConfirmedMay Not Vote NYSE
9/9/20149/9/2014Ship Finance International LimitedAnnual7/18/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE
9/9/20149/9/2014Briggs & Stratton CorporationAnnual8/15/2014Confirmed10/15/2014ConfirmedMay Not Vote- 1,3,4 NYSE
9/9/20149/9/2014The Marcus CorporationAnnual8/5/2014Confirmed10/1/2014ConfirmedMay Not Vote- 1,2 NYSE
9/9/20149/9/2014Weatherford International, Ltd.Annual8/1/2014Confirmed9/24/2014ConfirmedMay Not Vote- 1,3 NYSE
9/9/20149/9/2014Western Asset Emerging Markets Income Fund Inc.Annual7/25/2014Confirmed9/26/2014ConfirmedMay Vote NYSE
9/9/20149/9/2014Western Asset Global High Income Fund Inc.Annual7/25/2014Confirmed9/26/2014ConfirmedMay Vote NYSE
9/9/20149/9/2014Western Asset Managed Municipals Fund Inc.Annual7/25/2014Confirmed9/26/2014ConfirmedMay Vote NYSE
9/9/20149/9/2014Frontline Ltd.Annual7/18/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE
9/8/20149/8/2014Chiquita Brands International, Inc.Special8/4/2014Confirmed10/3/2014ConfirmedMay Not VoteMeeting date heretofore published has been changedNYSE
9/8/20149/8/2014Compania de Minas Buenaventura S.A.Special9/2/2014Confirmed9/22/2014ConfirmedMay Not Vote NYSE
9/8/20149/8/2014Nevada Gold & Casinos, Ltd.Annual8/22/2014Confirmed10/15/2014ConfirmedMay Not Vote- 1,2 NYSE Amex
9/8/20149/8/2014Methode Electronics, Inc.Annual7/21/2014Confirmed9/18/2014ConfirmedMay Not Vote- 1,3,4 NYSE
9/8/20149/8/2014Advent Claymore Convertible Securities and Income FundAnnual8/15/2014Confirmed9/30/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Advent Claymore Convertible Securities and Income Fund IIAnnual8/15/2014Confirmed9/30/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Advent/Claymore Enhanced Growth & Income FundAnnual8/15/2014Confirmed9/30/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Transocean Ltd.Special9/3/2014Confirmed9/22/2014ConfirmedMay Not Vote- 2 NYSE
9/8/20149/8/2014Royce Global Value Trust, Inc.Annual7/18/2014Confirmed9/24/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Royce Micro-Cap Trust, Inc.Annual7/18/2014Confirmed9/24/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Royce Value Trust, Inc.Annual7/18/2014Confirmed9/24/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Liberator Medical Holdings Inc.Annual9/18/2014Confirmed10/20/2014Confirmed NYSE Amex
9/5/20149/5/2014BioTime Inc.Annual9/19/2014Confirmed11/4/2014Confirmed NYSE Amex
9/5/20149/5/2014Petrochina Company LimitedSpecial9/19/2014Confirmed TBD NYSE
9/5/20149/5/2014SWS Group, Inc.Special10/3/2014Confirmed TBD Record date heretofore published has been changed.NYSE
9/5/20149/5/2014AAR CORP.Annual8/19/2014Confirmed10/8/2014ConfirmedMay Not Vote- 1,2 NYSE
9/5/20149/5/2014Augusta Resource CorporationSpecial8/25/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE Amex
9/5/20149/5/2014Birks Group Inc.Annual8/15/2014Confirmed9/24/2014ConfirmedMay Not Vote- 1,3 NYSE Amex
9/5/20149/5/2014Eaton Vance Senior Income TrustAnnual8/13/2014Confirmed10/23/2014ConfirmedMay Vote NYSE
9/5/20149/5/2014Miller Energy Resources, Inc.Annual8/28/2014Confirmed10/30/2014ConfirmedMay Not Vote- 1 NYSE
9/5/20149/5/2014Procter & Gamble Company,TheAnnual8/15/2014Confirmed10/14/2014ConfirmedMay Not Vote- 1,3,4,5,6 NYSE
9/5/20149/5/2014RPM International Inc.Annual8/15/2014Confirmed10/9/2014ConfirmedMay Not Vote- 1,2,3 NYSE
9/5/20149/5/2014Ruby Tuesday, Inc.Annual8/11/2014Confirmed10/8/2014ConfirmedMay Not Vote- 1,2 NYSE
9/5/20149/5/2014Skyline CorporationAnnual7/25/2014Confirmed9/22/2014ConfirmedMay Not Vote- 1,3 NYSE Amex
9/5/20149/5/2014AVG Technologies N.V.Special9/16/2014Confirmed10/14/2014Confirmed NYSE
9/5/20149/5/2014Broadridge Financial Solutions, Inc.Annual9/22/2014Confirmed TBD Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
9/5/20149/5/2014Crown Castle International Corp.Special10/6/2014Confirmed11/19/2014Confirmed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
9/5/20149/5/2014Managed Duration Investment Grade Municipal FundAnnual10/3/2014Confirmed11/11/2014Confirmed NYSE
9/5/20149/5/2014Reed Elsevier NVSpecial9/15/2014Confirmed10/21/2014Confirmed NYSE
9/5/20149/5/2014Universal Technical Institute, Inc.Annual12/26/2014Confirmed2/18/2015Confirmed NYSE
9/5/20149/5/2014ZBB Energy CorporationAnnual9/29/2014Confirmed11/18/2014Confirmed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE Amex
9/4/20149/4/2014B2Gold Corp.Special8/8/2014Confirmed9/12/2014ConfirmedMay Not Vote NYSE Amex
9/4/20149/4/2014King Digital Entertainment plcAnnual7/28/2014Confirmed9/26/2014ConfirmedMay Not Vote NYSE
9/4/20149/4/2014Donaldson Company, Inc.Annual9/24/2014Confirmed11/21/2014Confirmed NYSE
9/4/20149/4/2014Woori Finance Holdings Co., Ltd.Special9/15/2014Confirmed10/10/2014Confirmed NYSE
9/4/20149/4/2014Tengasco, Inc.Annual9/25/2014Confirmed11/14/2014Confirmed NYSE Amex
9/4/20149/4/2014FieldPoint Petroleum CorporationAnnual9/19/2014Confirmed10/24/2014Confirmed NYSE Amex
9/4/20149/4/2014ResMed Inc.Annual9/22/2014Confirmed11/20/2014Confirmed NYSE
9/4/20149/4/2014Silver Bay Realty Trust Corp.Special8/18/2014Confirmed9/30/2014ConfirmedMay Not Vote NYSE
9/3/20149/3/2014BHP Billiton LimitedAnnual9/15/2014Confirmed11/20/2014Confirmed NYSE
9/3/20149/3/2014BHP Billiton PLCAnnual9/15/2014Confirmed10/23/2014Confirmed NYSE
9/3/20149/3/2014IEC Electronics CorpAnnual12/1/2014Confirmed1/28/2015Confirmed NYSE Amex
9/3/20149/3/2014LGL Group Inc (The)Annual9/16/2014Confirmed10/21/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE Amex
9/3/20149/3/2014Miller Energy Resources, Inc.Annual8/28/2014Confirmed10/30/2014Confirmed NYSE
9/3/20149/3/2014Costamare Inc.Annual8/12/2014Confirmed10/1/2014ConfirmedMay Not Vote NYSE
9/3/20149/3/2014Mobile TeleSystems OJSCSpecial8/14/2014Confirmed9/30/2014ConfirmedMay Not Vote NYSE
9/3/20149/3/2014Neuberger Berman California Intermediate Municipal Fund, IncAnnual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014Neuberger Berman High Yield Strategies Fund IncAnnual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014Neuberger Berman Intermediate Municipal Fund, Inc.Annual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014Neuberger Berman MLP Income Fund Inc.Annual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014Neuberger Berman New York Intermediate Municipal Fund, Inc.Annual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014Neuberger Berman Real Estate Securities Income Fund IncAnnual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014MiX Telematics LimitedAnnual7/11/2014Confirmed9/17/2014ConfirmedMay Not Vote NYSE
9/3/20149/3/2014MiX Telematics LimitedSpecial8/25/2014Confirmed9/17/2014ConfirmedMay Not Vote NYSE
9/3/20149/3/2014Ellomay Capital Ltd.Annual8/12/2014Confirmed9/11/2014ConfirmedMay Not Vote NYSE Amex
9/2/20149/2/2014Korn/Ferry InternationalAnnual8/8/2014Confirmed10/1/2014ConfirmedMay Not Vote- 1,2 NYSE
9/2/20149/2/2014AECOM Technology CorporationSpecial9/12/2014Confirmed10/16/2014Confirmed NYSE
9/2/20149/2/2014Ambev S.A.Special9/12/2014Confirmed10/1/2014Confirmed NYSE
9/2/20149/2/2014Dycom Industries, Inc.Annual10/3/2014Confirmed11/25/2014Confirmed NYSE
9/2/20149/2/2014HMG/Courtland Properties IncAnnual8/15/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE Amex
9/2/20149/2/2014Huaneng Power International, Inc.Special8/12/2014Confirmed9/18/2014ConfirmedMay Not Vote NYSE
9/2/20149/2/2014LGL Group Inc (The)Annual7/23/2014Confirmed9/23/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE Amex
9/2/20149/2/2014Orient Paper Inc.Annual9/8/2014Confirmed TBD NYSE Amex
9/2/20149/2/2014Radiant Logistics Inc.Annual9/30/2014Confirmed11/11/2014Confirmed NYSE Amex
9/2/20149/2/2014ResMed Inc.Annual9/22/2014Confirmed TBD NYSE
9/2/20149/2/2014SPDR Gold TrustConsent6/9/2014Confirmed10/17/2014ConfirmedMay Not ExecuteThe shareholder voting period has been extended to October 17, 2014 from August 29, 2014.NYSE Arca
9/2/20149/2/2014Team, Inc.Annual8/8/2014Confirmed9/25/2014ConfirmedMay Not Vote- 1,3 NYSE
9/2/20149/2/2014Time Warner Cable Inc.Special8/18/2014Confirmed10/9/2014Confirmed NYSE
9/2/20149/2/2014URS CorporationSpecial9/12/2014Confirmed10/16/2014Confirmed NYSE
9/2/20149/2/2014Vipshop Holdings LimitedAnnual8/25/2014Confirmed9/15/2014ConfirmedMay Not Vote NYSE
9/2/20149/2/2014Western Asset Premier Bond FundAnnual10/1/2014Confirmed11/18/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE
9/2/20149/2/2014Gazit-Globe Ltd.Annual8/18/2014Confirmed9/4/2014ConfirmedMay Not Vote NYSE
8/28/20148/28/2014First American Minnesota Municipal Income Fund II, Inc.Special6/23/2014Confirmed9/15/2014ConfirmedMay Not VoteMeeting date heretofore published has been adjourned.NYSE Amex
8/28/20148/28/2014Babson Capital Global Short Duration High Yield FundAnnual8/27/2014Confirmed10/15/2014Confirmed Meeting date heretofore published has been adjourned.NYSE
8/28/20148/28/2014Brinker International, Inc.Annual9/2/2014Confirmed10/30/2014Confirmed NYSE
8/28/20148/28/2014Centrais Eletricas Brasileiras S.A.- EletrobrasSpecial9/8/2014Confirmed9/26/2014Confirmed NYSE
8/28/20148/28/2014Clorox Company,TheAnnual9/22/2014Confirmed11/19/2014Confirmed Meeting date heretofore published has been adjourned.NYSE
8/28/20148/28/2014Coach, Inc.Annual9/9/2014Confirmed11/6/2014Confirmed NYSE
8/28/20148/28/2014IDT CorporationAnnual10/21/2014Confirmed12/15/2014Confirmed NYSE
8/28/20148/28/2014Korea Electric Power CorporationSpecial9/5/2014Confirmed TBD NYSE
8/28/20148/28/2014Level 3 Communications, Inc.Special9/2/2014Confirmed10/7/2014Confirmed NYSE
8/28/20148/28/2014Meredith CorporationAnnual9/12/2014Confirmed11/12/2014Confirmed NYSE
8/28/20148/28/2014Nuveen All Cap Energy MLP Opportunities FundSpecial6/6/2014Confirmed9/19/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/28/20148/28/2014Nuveen Flexible Investment Income FundSpecial6/6/2014Confirmed9/19/2014ConfirmedMay Not Vote- 1,2bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/28/20148/28/2014Nuveen Intermediate Duration Municipal Term FundSpecial6/6/2014Confirmed9/19/2014ConfirmedMay Not Vote- 1,2aRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/28/20148/28/2014Nuveen Investment Quality Municipal Fund, Inc.Special6/23/2014Confirmed9/15/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/28/20148/28/2014Nuveen New Jersey Investment Quality Municipal Fund, Inc.Annual6/6/2014Confirmed9/15/2014ConfirmedMay Not Vote- 2,4a,4bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/28/20148/28/2014Parker-Hannifin CorporationAnnual8/29/2014Confirmed10/22/2014Confirmed NYSE
8/28/20148/28/2014Regis CorporationAnnual9/2/2014Confirmed10/28/2014Confirmed NYSE
8/28/20148/28/2014Silver Bay Realty Trust Corp.Special8/18/2014Confirmed9/30/2014Confirmed NYSE
8/28/20148/28/2014StoneMor Partners L.P.Special in Lieu of Annual8/19/2014Confirmed Postponed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
8/28/20148/28/2014Sysco CorporationAnnual9/22/2014Confirmed11/19/2014Confirmed NYSE
8/28/20148/28/2014Towers Watson & Co.Annual9/16/2014Confirmed11/13/2014Confirmed NYSE
8/28/20148/28/2014Allergan, Inc.Special10/27/2014Confirmed12/18/2014Confirmed NYSE
8/28/20148/28/2014Compania de Minas Buenaventura S.A.Special9/2/2014Confirmed9/22/2014Confirmed NYSE
8/28/20148/28/2014DeVry Education Group Inc.Annual9/11/2014Confirmed11/6/2014Confirmed NYSE
8/28/20148/28/2014EnviroStar, Inc.Annual10/3/2014Confirmed11/14/2014Confirmed NYSE Amex
8/28/20148/28/2014GigOptix Inc.Annual10/1/2014Confirmed11/13/2014Confirmed NYSE Amex
8/28/20148/28/2014Versar IncAnnual9/15/2014Confirmed11/13/2014Confirmed NYSE Amex
8/28/20148/28/2014CACI International IncAnnual9/22/2014Confirmed11/20/2014Confirmed NYSE
8/28/20148/28/2014Nuveen Diversified Currency Opportunities FundAnnual9/15/2014Confirmed10/31/2014Confirmed NYSE
8/28/20148/28/2014Nuveen Global Income Opportunities FundAnnual9/15/2014Confirmed10/31/2014Confirmed NYSE
8/28/20148/28/2014Darden Restaurants, Inc.Annual8/11/2014Confirmed10/10/2014Confirmed NYSE
8/28/20148/28/2014LightInTheBox Holding Co., Ltd.Special9/2/2014Confirmed TBD Record/Meeting date(s) heretofore published has(have) been changed.NYSE
8/28/20148/28/2014Sparton CorporationAnnual9/12/2014Confirmed10/22/2014Confirmed NYSE
8/28/20148/28/2014Yanzhou Coal Mining Company LimitedSpecial9/16/2014Confirmed10/24/2014Confirmed NYSE
8/28/20148/28/2014India Globalization Capital Inc.Annual7/15/2014Confirmed9/12/2014ConfirmedMay Not Vote- 1,3,4,5,6Meeting date heretofore published has been adjourned.NYSE Amex
8/26/20148/26/2014CPFL Energia S.A.Special9/4/2014Confirmed9/24/2014Confirmed NYSE
8/26/20148/26/2014Japan Smaller Capitalization Fund, Inc.Annual9/19/2014Confirmed11/20/2014Confirmed NYSE
8/26/20148/26/2014Solera Holdings, Inc.Annual9/26/2014Confirmed11/13/2014Confirmed NYSE
8/25/20148/25/2014LGL Group Inc (The)Annual7/23/2014Confirmed9/16/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE Amex
8/25/20148/25/2014Nordic American Offshore Ltd.Annual8/12/2014Confirmed9/10/2014ConfirmedMay Not Vote- 1Record/Meeting date(s) heretofore published has(have) been changedNYSE
8/25/20148/25/2014The Taiwan Fund, Inc.Special7/31/2014Confirmed9/22/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/22/20148/22/2014CEMEX, S.A.B. de C.V.Special8/14/2014Confirmed9/11/2014ConfirmedMay Not Vote NYSE
8/22/20148/22/2014Franklin Limited Duration Income TrustAnnual7/18/2014Confirmed9/18/2014ConfirmedMay Vote NYSE Amex
8/22/20148/22/2014Pepco Holdings, Inc.Special8/11/2014Confirmed9/23/2014ConfirmedMay Not Vote NYSE
8/22/20148/22/2014MFS California Municipal FundAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE Amex
8/22/20148/22/2014MFS Charter Income TrustAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE
8/22/20148/22/2014MFS Government Markets Income TrustAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE
8/22/20148/22/2014MFS High Income Municipal TrustAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE
8/22/20148/22/2014MFS High Yield Municipal TrustAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE
8/22/20148/22/2014MFS Intermarket Income Trust IAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE
8/22/20148/22/2014MFS Intermediate High Income FundAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE
8/22/20148/22/2014MFS Intermediate Income TrustAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE
8/22/20148/22/2014MFS Investment Grade Municipal TrustAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE
8/22/20148/22/2014MFS Multimarket Income TrustAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE
8/22/20148/22/2014MFS Municipal Income TrustAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE
8/22/20148/22/2014MFS Special Value TrustAnnual8/1/2014Confirmed10/2/2014ConfirmedMay Vote NYSE
8/22/20148/22/2014Aeroflex Holding Corp.Special8/7/2014Confirmed9/10/2014ConfirmedMay Not Vote NYSE
8/22/20148/22/2014Annie's, Inc.Annual7/14/2014Confirmed9/9/2014ConfirmedMay Not Vote- 1,3 NYSE
8/22/20148/22/2014Elephant Talk Communications Corp.Annual7/28/2014Confirmed9/12/2014ConfirmedMay Not Vote- 1,2 NYSE Amex
8/22/20148/22/2014Five Star Quality Care, Inc.Annual7/14/2014Confirmed9/30/2014Confirmed Meeting date heretofore published has been adjourned.NYSE
8/22/20148/22/2014InvenSense, Inc.Annual7/18/2014Confirmed9/12/2014ConfirmedMay Not Vote- 1 NYSE
8/22/20148/22/2014Vantage Drilling Company WarrantsSpecial in Lieu of Annual7/18/2014Confirmed9/16/2014ConfirmedMay Not Vote- 1,3 NYSE Amex
8/21/20148/21/2014Silvercorp Metals Inc.Annual8/5/2014Confirmed9/19/2014ConfirmedMay Not Vote- 2,4,5 NYSE
8/21/20148/21/2014BlackRock Core Bond TrustSpecial8/1/2014Confirmed9/30/2014ConfirmedMay Not Vote NYSE
8/21/20148/21/2014The BlackRock Income Opportunity Trust Inc.Special8/1/2014Confirmed9/30/2014ConfirmedMay Not Vote NYSE
8/21/20148/21/2014The BlackRock Income Trust Inc.Special8/1/2014Confirmed9/30/2014ConfirmedMay Not Vote NYSE
8/21/20148/21/2014Ampio Pharmaceuticals Inc.Annual8/1/2014Confirmed9/20/2014ConfirmedMay Not Vote- 1 NYSE Amex
8/21/20148/21/2014Culp, Inc.Annual7/17/2014Confirmed9/17/2014ConfirmedMay Not Vote- 1,3 NYSE
8/21/20148/21/2014Luxoft Holding, IncAnnual8/5/2014Confirmed9/12/2014ConfirmedMay Not Vote- 1 NYSE
8/21/20148/21/2014Portugal Telecom, SGPS, S.A.Special8/17/2014Confirmed9/8/2014ConfirmedMay Not Vote NYSE
8/21/20148/21/2014WNS (Holdings) LimitedAnnual8/8/2014Confirmed9/12/2014ConfirmedMay Not Vote NYSE
8/21/20148/21/2014Pioneer Diversified High Income TrustAnnual7/10/2014Confirmed9/23/2014ConfirmedMay Vote NYSE Amex
8/21/20148/21/2014Pioneer Floating Rate TrustAnnual7/10/2014Confirmed9/23/2014Confirmed NYSE
8/21/20148/21/2014Pioneer High Income TrustAnnual7/10/2014Confirmed9/23/2014ConfirmedMay Vote NYSE
8/21/20148/21/2014Pioneer Municipal High Income Advantage TrustAnnual7/10/2014Confirmed9/23/2014ConfirmedMay Vote NYSE
8/21/20148/21/2014Pioneer Municipal High Income TrustAnnual7/10/2014Confirmed9/23/2014ConfirmedMay Vote NYSE
8/21/20148/21/2014JinkoSolar Holding Co., Ltd.Annual9/19/2014Confirmed10/28/2014Confirmed NYSE
8/21/20148/21/2014DIAGEO plcAnnual8/12/2014Confirmed9/18/2014ConfirmedMay Not Vote NYSE
8/21/20148/21/2014FedEx CorporationAnnual8/4/2014Confirmed9/29/2014ConfirmedMay Not Vote- 1,2,4,5,6,7,8 NYSE
8/20/20148/20/2014General Employment Enterprises IncAnnual9/15/2014Confirmed9/30/2014Confirmed NYSE Amex
8/20/20148/20/2014American Municipal Income Portfolio Inc.Special6/23/2014Confirmed9/15/2014ConfirmedMay Not VoteMeeting date heretofore published has been adjourned.NYSE
8/20/20148/20/2014Emerson Radio CorpAnnual9/3/2014Confirmed10/8/2014Confirmed NYSE Amex
8/20/20148/20/2014Minnesota Municipal Income Portfolio Inc.Special6/23/2014Confirmed9/15/2014ConfirmedMay Not VoteMeeting date heretofore published has been adjourned.NYSE Amex
8/20/20148/20/2014Unifi, Inc.Annual9/5/2014Confirmed10/22/2014Confirmed NYSE
8/20/20148/20/2014Vipshop Holdings LimitedAnnual8/25/2014Confirmed9/15/2014Confirmed NYSE
8/20/20148/20/2014Box Ships Inc.Annual9/9/2014Confirmed10/21/2014Confirmed NYSE
8/20/20148/20/2014Pyramid Oil CompanySpecial8/11/2014Confirmed9/10/2014ConfirmedMay Not Vote NYSE Amex
8/20/20148/20/2014Worthington Industries, Inc.Annual8/1/2014Confirmed9/25/2014ConfirmedMay Not Vote- 1,2 NYSE
8/19/20148/19/2014BlackRock Dividend Income TrustSpecial9/12/2014Confirmed11/10/2014Confirmed NYSE Amex
8/19/20148/19/2014BlackRock EcoSolutions Investment TrustSpecial9/12/2014Confirmed11/10/2014Confirmed NYSE
8/19/20148/19/2014BlackRock Real Asset Equity TrustSpecial9/12/2014Confirmed11/10/2014Confirmed NYSE
8/19/20148/19/2014BlackRock Resources & Commodities Strategy TrustSpecial9/12/2014Confirmed11/10/2014Confirmed NYSE
8/19/20148/19/2014Brookfield DTLA Fund Office Trust Investor Inc. (Pfd. only)Annual8/29/2014Confirmed10/17/2014Confirmed NYSE
8/19/20148/19/2014Chimera Investment CorporationAnnual8/28/2014Confirmed10/23/2014Confirmed NYSE
8/19/20148/19/2014Hoegh LNG Partners LPAnnual8/29/2014Confirmed9/24/2014Confirmed NYSE
8/19/20148/19/2014Miller Energy Resources, Inc.Annual8/28/2014Confirmed TBD NYSE
8/19/20148/19/2014MiX Telematics LimitedSpecial8/25/2014Confirmed9/17/2014Confirmed NYSE