| Proxy Meeting Notices
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| Date | Approval Date | Company Name | Meeting Type | Record Date | Record Date Status | Meeting Date | Meeting Status | Final Sum Ruling | WB Notes | Market |
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| 6/18/2013 | 6/18/2013 | Office Depot, Inc. | Special | 5/28/2013 | Confirmed | 7/10/2013 | Confirmed | | | NYSE | | 6/18/2013 | 6/18/2013 | Graham Corporation | Annual | 6/7/2013 | Confirmed | 7/25/2013 | Confirmed | | | NYSE Amex | | 6/18/2013 | 6/18/2013 | ImmunoCellular Therapeutics Ltd. | Annual | 8/2/2013 | Confirmed | 9/20/2013 | Confirmed | | | NYSE Amex | | 6/18/2013 | 6/18/2013 | Royce Value Trust, Inc. | Special | 6/24/2013 | Confirmed | 9/5/2013 | Confirmed | | | NYSE | | 6/18/2013 | 6/18/2013 | TherapeuticsMD Inc. | Annual | 6/24/2013 | Confirmed | 8/22/2013 | Confirmed | | | NYSE Amex | | 6/18/2013 | 6/18/2013 | Evercore Partners Inc. | Annual | 4/22/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 6/18/2013 | 6/18/2013 | Macquarie Global Infrastructure Total Return Fund Inc. | Annual | 4/26/2013 | Confirmed | 6/19/2013 | Confirmed | May Vote | | NYSE | | 6/18/2013 | 6/18/2013 | Kennedy-Wilson Holdings, Inc. | Annual | 4/29/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 6/18/2013 | 6/18/2013 | CCA Industries Inc | Annual | 6/5/2013 | Confirmed | 7/18/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE Amex | | 6/18/2013 | 6/18/2013 | Fortune Industries Inc | Consent | 5/24/2013 | Confirmed | 6/28/2013 | Confirmed | See Note | Information Statement Only | NYSE Amex | | 6/18/2013 | 6/18/2013 | MPG Office Trust, Inc. | Special | 5/24/2013 | Confirmed | 7/17/2013 | Confirmed | May Not Vote | | NYSE | | 6/18/2013 | 6/18/2013 | OfficeMax Incorporated | Special | 5/28/2013 | Confirmed | 7/10/2013 | Confirmed | May Not Vote | | NYSE | | 6/17/2013 | 6/17/2013 | Acquity Group Limited | Special | 6/4/2013 | Confirmed | 7/3/2013 | Confirmed | May Not Vote | | NYSE Amex | | 6/17/2013 | 6/17/2013 | China Armco Metals Inc | Annual | 5/21/2013 | Confirmed | 7/2/2013 | Confirmed | May Not Vote- 1,2,4,5 | | NYSE Amex | | 6/17/2013 | 6/17/2013 | Korea Electric Power Corporation | Special | 5/22/2013 | Confirmed | 6/18/2013 | Confirmed | May Not Vote | | NYSE | | 6/17/2013 | 6/17/2013 | Putnam Managed Municipal Income Trust | Annual | 6/27/2013 | Confirmed | 9/19/2013 | Confirmed | | Meeting date heretofore published has been adjourned. | NYSE | | 6/17/2013 | 6/17/2013 | Sumitomo Mitsui Financial Group, Inc. | Annual | 3/28/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote | | NYSE | | 6/17/2013 | 6/17/2013 | Office Depot, Inc. | Annual | 7/11/2013 | Confirmed | 8/21/2013 | Confirmed | | | NYSE | | 6/17/2013 | 6/17/2013 | Alderon Iron Ore Corp. | Special | 5/16/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 2,4 | Meeting type heretofore published has(have) been changed to Annual | NYSE Amex | | 6/17/2013 | 6/17/2013 | Avino Silver & Gold Mines Ltd. | Other | 5/23/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 2,4,5,6,7 | | NYSE Amex | | 6/17/2013 | 6/17/2013 | BBX Capital Corporation | Annual | 5/24/2013 | Confirmed | 7/9/2013 | Confirmed | May Not Vote | | NYSE | | 6/17/2013 | 6/17/2013 | CPFL Energia S.A. | Special | 5/29/2013 | Confirmed | 6/28/2013 | Confirmed | May Not Vote | | NYSE | | 6/17/2013 | 6/17/2013 | Cutwater Select Income Fund | Annual | 4/17/2013 | Confirmed | 6/26/2013 | Confirmed | May Vote | | NYSE | | 6/17/2013 | 6/17/2013 | Fortuna Silver Mines Inc. | Annual | 5/2/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 2-8 | | NYSE | | 6/17/2013 | 6/17/2013 | GameStop Corp. | Annual | 5/2/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote | | NYSE | | 6/17/2013 | 6/17/2013 | Gold Standard Ventures Corp. | Annual | 5/17/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote- 2,4,5 | | NYSE Amex | | 6/17/2013 | 6/17/2013 | GP Strategies Corporation | Annual | 4/19/2013 | Confirmed | 6/18/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 6/17/2013 | 6/17/2013 | JMP Group Inc. | Annual | 5/9/2013 | Confirmed | 6/17/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 6/17/2013 | 6/17/2013 | Legg Mason, Inc. | Annual | 5/23/2013 | Confirmed | 7/23/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE | | 6/17/2013 | 6/17/2013 | Northern Dynasty Minerals Ltd | Special in Lieu of Annual | 5/8/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 6/17/2013 | 6/17/2013 | Pengrowth Energy Corporation | Annual | 5/24/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote- 2,3,4,5,6 | | NYSE | | 6/17/2013 | 6/17/2013 | Primus Telecommunications Group, Incorporated | Special | 6/17/2013 | Confirmed | 7/17/2013 | Confirmed | May Not Vote | | NYSE | | 6/17/2013 | 6/17/2013 | Rubicon Minerals Corporation | Annual | 5/10/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote- 3 | | NYSE Amex | | 6/17/2013 | 6/17/2013 | Seabridge Gold Inc. | Annual | 5/6/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote- 1,4,5 | | NYSE | | 6/17/2013 | 6/17/2013 | Sonde Resources Corp. | Special in Lieu of Annual | 5/17/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 6/17/2013 | 6/17/2013 | Sprott Resource Lending Corp. | Special in Lieu of Annual | 5/23/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote- 1,2,4 | | NYSE Amex | | 6/17/2013 | 6/17/2013 | Transamerica Income Shares, Inc. | Annual | 5/10/2013 | Confirmed | 7/11/2013 | Confirmed | May Vote | | NYSE | | 6/17/2013 | 6/17/2013 | TransAtlantic Petroleum Ltd. | Annual | 4/30/2013 | Confirmed | 6/24/2013 | Confirmed | May Not Vote- 1 | | NYSE Amex | | 6/17/2013 | 6/17/2013 | Uranium Energy Corp | Annual | 5/28/2013 | Confirmed | 7/24/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 6/17/2013 | 6/17/2013 | KB Financial Group Inc. | Special | 6/12/2013 | Confirmed | 7/12/2013 | Confirmed | May Not Vote | | NYSE | | 6/17/2013 | 6/17/2013 | Triangle Petroleum Corporation | Annual | 7/15/2013 | Confirmed | 8/30/2013 | Confirmed | | | NYSE Amex | | 6/14/2013 | 6/14/2013 | Berry Petroleum Company | Special | 6/24/2013 | Confirmed | | Confirmed | | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 6/14/2013 | 6/14/2013 | Central Europe, Russia and Turkey Fund, Inc. | Annual | 5/8/2013 | Confirmed | 6/26/2013 | Confirmed | May Vote | | NYSE | | 6/14/2013 | 6/14/2013 | European Equity Fund, Inc., | Annual | 5/8/2013 | Confirmed | 6/26/2013 | Confirmed | May Vote | | NYSE | | 6/14/2013 | 6/14/2013 | Gramercy Property Trust Inc. | Special | 4/29/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote | Preferred Stock Only. Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 6/14/2013 | 6/14/2013 | New York & Company, Inc. | Annual | 4/30/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 6/14/2013 | 6/14/2013 | Western Asset Managed High Income Fund Inc. | Annual | 4/25/2013 | Confirmed | 6/24/2013 | Confirmed | May Vote | | NYSE | | 6/14/2013 | 6/14/2013 | MPG Office Trust, Inc. | Special | 5/24/2013 | Confirmed | 7/17/2013 | Confirmed | | | NYSE | | 6/14/2013 | 6/14/2013 | Korea Equity Fund, Inc. | Annual | 7/2/2013 | Confirmed | 8/15/2013 | Confirmed | | | NYSE | | 6/14/2013 | 6/14/2013 | Wipro Limited | Annual | 6/24/2013 | Confirmed | | TBD | | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 6/14/2013 | 6/14/2013 | Federated Enhanced Treasury Income Fund | Annual | 6/28/2013 | Confirmed | 9/13/2013 | Confirmed | | | NYSE | | 6/14/2013 | 6/14/2013 | Federated Premier Intermediate Municipal Income Fund | Annual | 6/28/2013 | Confirmed | 9/13/2013 | Confirmed | | | NYSE | | 6/14/2013 | 6/14/2013 | Federated Premier Municipal Income Fund | Annual | 6/28/2013 | Confirmed | 9/13/2013 | Confirmed | | | NYSE | | 6/13/2013 | 6/13/2013 | W.P. Carey Inc. (REIT) | Annual | 4/23/2013 | Confirmed | 7/11/2013 | Confirmed | May Not Vote- 1,2 | Meeting date heretofore published has been changed. | NYSE | | 6/12/2013 | 6/12/2013 | Navidea Biopharmaceuticals Inc. | Annual | 5/8/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1 | | NYSE Amex | | 6/12/2013 | 6/12/2013 | Barnes & Noble, Inc. | Annual | 7/17/2013 | Confirmed | 9/10/2013 | Confirmed | | | NYSE | | 6/12/2013 | 6/12/2013 | Gardner Denver, Inc. | Special | 6/6/2013 | Confirmed | 7/16/2013 | Confirmed | | Meeting date heretofore published has been adjourned. | NYSE | | 6/12/2013 | 6/12/2013 | National Financial Partners Corp. | Annual | 3/28/2013 | Confirmed | | Postponed | | | NYSE | | 6/12/2013 | 6/12/2013 | Thompson Creek Metals Company Inc. | Annual | 3/21/2013 | Confirmed | 5/29/2013 | Confirmed | May Not Vote- 1,2,3,5 | Meeting date heretofore published has been adjourned. | NYSE | | 6/12/2013 | 6/12/2013 | Korea Electric Power Corporation | Special | 5/22/2013 | Confirmed | | TBD | | | NYSE | | 6/12/2013 | 6/12/2013 | Methode Electronics, Inc. | Annual | 7/17/2013 | Confirmed | 9/12/2013 | Confirmed | | | NYSE | | 6/12/2013 | 6/12/2013 | BT Group plc | Annual | 5/31/2013 | Confirmed | 7/17/2013 | Confirmed | May Not Vote | | NYSE | | 6/12/2013 | 6/12/2013 | CNH Global N.V. | Special | 6/25/2013 | Confirmed | 7/23/2013 | Confirmed | See Note | Information Statement Only | NYSE | | 6/12/2013 | 6/12/2013 | Mechel OAO | Annual | 5/17/2013 | Confirmed | 6/28/2013 | Confirmed | May Not Vote | | NYSE | | 6/11/2013 | 6/11/2013 | Eaton Vance Senior Income Trust | Annual | 8/7/2013 | Confirmed | 10/18/2013 | Confirmed | | | NYSE | | 6/11/2013 | 6/11/2013 | The WhiteWave Foods Company | Special | 8/16/2013 | Confirmed | 9/24/2013 | Confirmed | | | NYSE | | 6/11/2013 | 6/11/2013 | Western Asset High Income Fund II Inc. | Annual | 6/21/2013 | Confirmed | 8/26/2013 | Confirmed | | | NYSE | | 6/11/2013 | 6/11/2013 | OfficeMax Incorporated | Special | 5/28/2013 | Confirmed | 7/10/2013 | Confirmed | | | NYSE | | 6/11/2013 | 6/11/2013 | Silvercorp Metals Inc. | Annual | 8/16/2013 | Confirmed | 9/20/2013 | Confirmed | | Record/Meeting date(s) is(are) tentatively scheduled and remain(s) subject to change. | NYSE | | 6/11/2013 | 6/11/2013 | Wipro Limited | Annual | 6/28/2013 | Confirmed | | TBD | | | NYSE | | 6/11/2013 | 6/11/2013 | KONAMI CORPORATION | Annual | 3/28/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote | | NYSE | | 6/11/2013 | 6/11/2013 | Nidec Corporation | Annual | 3/28/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote | | NYSE | | 6/11/2013 | 6/11/2013 | Sony Corporation | Annual | 3/28/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote | | NYSE | | 6/11/2013 | 6/11/2013 | Kyocera Corporation | Annual | 3/28/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote | | NYSE | | 6/11/2013 | 6/11/2013 | National Grid plc | Annual | 6/7/2013 | Confirmed | 7/29/2013 | Confirmed | May Not Vote | | NYSE | | 6/11/2013 | 6/11/2013 | Woori Finance Holdings Co., Ltd. | Special | 5/13/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote | | NYSE | | 6/11/2013 | 6/11/2013 | National Bank of Greece S.A. | Annual | 6/17/2013 | Confirmed | 6/27/2013 | Confirmed | | | NYSE | | 6/11/2013 | 6/11/2013 | Delaware Investments Colorado Municipal Income Fund, Inc | Annual | 6/24/2013 | Confirmed | 8/21/2013 | Confirmed | | | NYSE Amex | | 6/11/2013 | 6/11/2013 | Delaware Investments Minnesota Municipal Income Fund II, Inc. | Annual | 6/24/2013 | Confirmed | 8/21/2013 | Confirmed | | | NYSE Amex | | 6/11/2013 | 6/11/2013 | Delaware Investments National Municipal Income Fund | Annual | 6/24/2013 | Confirmed | 8/21/2013 | Confirmed | | | NYSE Amex | | 6/10/2013 | 6/10/2013 | Promotora de Informaciones, S.A. | Annual | 5/30/2013 | Confirmed | 6/21/2013 | Confirmed | May Not Vote | | NYSE | | 6/10/2013 | 6/10/2013 | 7 Days Group Holdings Limited | Special | 6/3/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote | | NYSE | | 6/10/2013 | 6/10/2013 | Advantest Corporation | Annual | 3/28/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote | | NYSE | | 6/10/2013 | 6/10/2013 | Healthcare Trust of America, Inc. | Annual | 4/19/2013 | Confirmed | 7/9/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 6/10/2013 | 6/10/2013 | InterXion Holding N.V. | Annual | 5/29/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote | | NYSE | | 6/10/2013 | 6/10/2013 | Advanced Photonix Inc | Annual | 7/2/2013 | Confirmed | 8/23/2013 | Confirmed | | | NYSE Amex | | 6/10/2013 | 6/10/2013 | Steelcase Inc. | Annual | 5/20/2013 | Confirmed | 7/17/2013 | Confirmed | May Not Vote | | NYSE | | 6/10/2013 | 6/10/2013 | STERIS Corporation | Annual | 5/28/2013 | Confirmed | 7/25/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 6/10/2013 | 6/10/2013 | Emerald Oil Inc. | Annual | 6/10/2013 | Confirmed | 7/10/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE Amex | | 6/10/2013 | 6/10/2013 | Uranerz Energy Corporation | Annual | 5/16/2013 | Confirmed | 7/10/2013 | Confirmed | May Not Vote- 1,2 | | NYSE Amex | | 6/10/2013 | 6/10/2013 | Delaware Enhanced Global Dividend and Income Fund | Annual | 6/24/2013 | Confirmed | 8/21/2013 | Confirmed | | | NYSE | | 6/10/2013 | 6/10/2013 | Delaware Investments Dividend & Income Fund, Inc. | Annual | 6/24/2013 | Confirmed | 8/21/2013 | Confirmed | | | NYSE | | 6/10/2013 | 6/10/2013 | First Trust Active Dividend Income Fund | Special | 6/20/2013 | Confirmed | 9/16/2013 | Confirmed | | | NYSE | | 6/7/2013 | 6/7/2013 | Arrhythmia Research Technology Inc | Annual | 6/24/2013 | Confirmed | 8/15/2013 | Confirmed | | Meeting date heretofore published has been adjourned. | NYSE Amex | | 6/7/2013 | 6/7/2013 | Delta Air Lines, Inc. | Annual | 5/3/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1,2,4 | | NYSE | | 6/7/2013 | 6/7/2013 | Harvest Natural Resources, Inc. | Annual | 5/17/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE | | 6/7/2013 | 6/7/2013 | Kayne Anderson Energy Development Company | Annual | 5/13/2013 | Confirmed | 6/27/2013 | Confirmed | May Vote | | NYSE | | 6/7/2013 | 6/7/2013 | Kayne Anderson Midstream/Energy Fund, Inc. | Annual | 5/13/2013 | Confirmed | 6/27/2013 | Confirmed | May Vote | | NYSE | | 6/7/2013 | 6/7/2013 | Knight Capital Group, Inc. | Special | 5/6/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote | | NYSE | | 6/7/2013 | 6/7/2013 | Krispy Kreme Doughnuts, Inc. | Annual | 4/12/2013 | Confirmed | 6/18/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 6/7/2013 | 6/7/2013 | Advanced Photonix Inc | Annual | 7/2/2013 | Confirmed | 8/23/2013 | Confirmed | | | NYSE Amex | | 6/7/2013 | 6/7/2013 | Asia Pacific Fund, Inc.,The | Special in Lieu of Annual | 7/8/2013 | Confirmed | 9/6/2013 | Confirmed | | | NYSE | | 6/7/2013 | 6/7/2013 | AZZ incorporated | Annual | 5/15/2013 | Confirmed | 7/9/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE | | 6/7/2013 | 6/7/2013 | Cardium Therapeutics Inc | Annual | 4/26/2013 | Confirmed | 6/21/2013 | Confirmed | May Not Vote- 1,2,3,4,6 | Meeting date heretofore published has been adjourned. | NYSE Amex | | 6/7/2013 | 6/7/2013 | Compania de Minas Buenaventura S.A. | Special | 5/23/2013 | Confirmed | 6/7/2013 | Confirmed | May Not Vote | | NYSE | | 6/7/2013 | 6/7/2013 | Crestwood Midstream Partners LP | Special | 7/1/2013 | Confirmed | | TBD | | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 6/7/2013 | 6/7/2013 | Ennis, Inc. | Annual | 5/24/2013 | Confirmed | 7/25/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 6/7/2013 | 6/7/2013 | Friedman Industries, Incorporated | Annual | 7/12/2013 | Confirmed | 8/29/2013 | Confirmed | | | NYSE Amex | | 6/7/2013 | 6/7/2013 | Frontline Ltd. | Annual | 7/19/2013 | Confirmed | 9/20/2013 | Confirmed | | | NYSE | | 6/7/2013 | 6/7/2013 | GAIN Capital Holdings, Inc. | Annual | 4/22/2013 | Confirmed | 6/13/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 6/7/2013 | 6/7/2013 | Gastar Exploration Ltd | Annual | 6/14/2013 | Confirmed | 8/1/2013 | Confirmed | | | NYSE Amex | | 6/7/2013 | 6/7/2013 | GSE Systems Inc | Annual | 4/19/2013 | Confirmed | 6/11/2013 | Confirmed | May Not Vote- 1,2 | | NYSE Amex | | 6/7/2013 | 6/7/2013 | LATAM Airlines Group S.A | Special | 5/10/2013 | Confirmed | 6/11/2013 | Confirmed | May Not Vote | | NYSE | | 6/7/2013 | 6/7/2013 | Primus Telecommunications Group, Incorporated | Special | 6/17/2013 | Confirmed | 7/17/2013 | Confirmed | | | NYSE | | 6/7/2013 | 6/7/2013 | Seadrill Limited | Annual | 7/19/2013 | Confirmed | 9/20/2013 | Confirmed | | | NYSE | | 6/7/2013 | 6/7/2013 | Ship Finance International Limited | Annual | 7/19/2013 | Confirmed | 9/20/2013 | Confirmed | | | NYSE | | 6/6/2013 | 6/6/2013 | Latin American Discovery Fund, Inc.,The | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Vote | | NYSE | | 6/6/2013 | 6/6/2013 | Morgan Stanley Asia-Pacific Fund, Inc. | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Vote | | NYSE | | 6/6/2013 | 6/6/2013 | Morgan Stanley China A Share Fund, Inc. | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Vote | | NYSE | | 6/6/2013 | 6/6/2013 | Morgan Stanley Eastern Europe Fund, Inc. | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Vote | | NYSE | | 6/6/2013 | 6/6/2013 | Morgan Stanley Emerging Markets Debt Fund, Inc. | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Vote | | NYSE | | 6/6/2013 | 6/6/2013 | Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Vote | | NYSE | | 6/6/2013 | 6/6/2013 | Morgan Stanley Emerging Markets Fund, Inc. | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Vote | | NYSE | | 6/6/2013 | 6/6/2013 | Morgan Stanley Income Securities Inc. | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Vote | | NYSE | | 6/6/2013 | 6/6/2013 | Morgan Stanley India Investment Fund, Inc. | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Vote | | NYSE | | 6/6/2013 | 6/6/2013 | Turkish Investment Fund, Inc.,The | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Vote | | NYSE | | 6/6/2013 | 6/6/2013 | L.S. Starrett Company,The | Annual | 8/30/2013 | Confirmed | 10/16/2013 | Confirmed | | | NYSE | | 6/6/2013 | 6/6/2013 | Freeport-McMoRan Copper & Gold Inc. | Annual | 5/24/2013 | Confirmed | 7/16/2013 | Confirmed | May Not Vote- 1,2,4,5,6,7 | | NYSE | | 6/5/2013 | 6/5/2013 | China Metro-Rural Holdings Limited | Annual | 7/29/2013 | Confirmed | 9/5/2013 | Confirmed | | | NYSE Amex | | 6/4/2013 | 6/4/2013 | Park Electrochemical Corp. | Annual | 6/10/2013 | Confirmed | 7/23/2013 | Confirmed | | | NYSE | | 6/4/2013 | 6/4/2013 | Advantest Corporation | Annual | 3/28/2013 | Confirmed | 6/26/2013 | Confirmed | | | NYSE | | 6/4/2013 | 6/4/2013 | KONAMI CORPORATION | Annual | 3/28/2013 | Confirmed | 6/27/2013 | Confirmed | | | NYSE | | 6/4/2013 | 6/4/2013 | Aoxing Pharmaceutical Company Inc. | Annual | 4/18/2013 | Confirmed | 6/13/2013 | Confirmed | May Not Vote- 1 | | NYSE Amex | | 6/4/2013 | 6/4/2013 | Honda Motor Co., Ltd. | Annual | 3/28/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote | | NYSE | | 6/4/2013 | 6/4/2013 | Mines Management Inc | Annual | 4/25/2013 | Confirmed | 6/13/2013 | Confirmed | May Not Vote- 1 | | NYSE Amex | | 6/4/2013 | 6/4/2013 | Nippon Telegraph and Telephone Corporation | Annual | 3/28/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote | | NYSE | | 6/4/2013 | 6/4/2013 | ORIX Corporation | Annual | 3/28/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote | | NYSE | | 6/4/2013 | 6/4/2013 | Loncor Resources Inc. | Special in Lieu of Annual | 5/28/2013 | Confirmed | 6/27/2013 | Confirmed | | | NYSE Amex | | 6/4/2013 | 6/4/2013 | Timmins Gold Corp. | Annual | 6/14/2013 | Confirmed | 7/18/2013 | Confirmed | | | NYSE Amex | | 6/4/2013 | 6/4/2013 | US Airways Group, Inc. | Annual | 5/30/2013 | Confirmed | 7/12/2013 | Confirmed | | | NYSE | | 6/4/2013 | 6/4/2013 | BBX Capital Corporation | Annual | 5/24/2013 | Confirmed | 6/26/2013 | Confirmed | | | NYSE | | 6/4/2013 | 6/4/2013 | LDK Solar Co., Ltd. | Annual | 6/10/2013 | Confirmed | 7/10/2013 | Confirmed | | | NYSE | | 6/4/2013 | 6/4/2013 | Office Depot, Inc. | Consent | 5/3/2013 | Confirmed | | TBD | | | NYSE | | 6/4/2013 | 6/4/2013 | Office Depot, Inc. | Special | 5/28/2013 | Confirmed | | TBD | | | NYSE | | 6/4/2013 | 6/4/2013 | Procter & Gamble Company,The | Annual | 8/9/2013 | Confirmed | 10/8/2013 | Confirmed | | | NYSE | | 6/4/2013 | 6/4/2013 | Boulder Growth & Income Fund, Inc. | Annual | 5/1/2013 | Confirmed | 6/21/2013 | Confirmed | May Vote | | NYSE | | 6/4/2013 | 6/4/2013 | Boulder Total Return Fund, Inc. | Annual | 5/1/2013 | Confirmed | 6/21/2013 | Confirmed | May Vote | | NYSE | | 6/4/2013 | 6/4/2013 | Denali Fund Inc., | Annual | 5/1/2013 | Confirmed | 6/21/2013 | Confirmed | May Vote | | NYSE | | 6/4/2013 | 6/4/2013 | Mitsubishi UFJ Financial Group, Inc. | Annual | 3/28/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote | | NYSE | | 6/4/2013 | 6/4/2013 | Banco Macro S.A. | Special | 5/20/2013 | Confirmed | 6/10/2013 | Confirmed | May Not Vote | | NYSE | | 6/4/2013 | 6/4/2013 | Cel-Sci Corporation | Annual | 5/1/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote- 1,2 | | NYSE Amex | | 6/4/2013 | 6/4/2013 | Just Energy Group Inc. | Annual | 5/24/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote- 1,3,4,5,6,7 | | NYSE | | 6/4/2013 | 6/4/2013 | Pacific Booker Minerals Inc | Annual | 5/6/2013 | Confirmed | 6/10/2013 | Confirmed | May Not Vote- 2,4 | | NYSE Amex | | 6/4/2013 | 6/4/2013 | Quaterra Resources Inc. | Annual | 5/8/2013 | Confirmed | 6/12/2013 | Confirmed | May Not Vote- 2,4,5 | | NYSE Amex | | 6/4/2013 | 6/4/2013 | MAG Silver Corp | Special in Lieu of Annual | 5/14/2013 | Confirmed | 6/18/2013 | Confirmed | May Not Vote- 1,3 | | NYSE Amex | | 6/4/2013 | 6/4/2013 | Dynex Capital, Inc. | Annual | 4/26/2013 | Confirmed | 6/5/2013 | Confirmed | May Not Vote- 1,2 | Record/Meeting date(s) heretofore published has(have) been changed.
The company did not provide the NYSE with advance notice of the establishment of its record date as required by NYSE rules. | NYSE | | 6/4/2013 | 6/4/2013 | DGSE Companies Inc | Annual | 5/7/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 6/3/2013 | 6/3/2013 | Advantage Oil & Gas Ltd. | Special in Lieu of Annual | 5/14/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 2,3 | | NYSE | | 6/3/2013 | 6/3/2013 | American Apparel Inc | Annual | 4/26/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 6/3/2013 | 6/3/2013 | Argan Inc. | Annual | 4/24/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 1,2,4,5 | | NYSE Amex | | 6/3/2013 | 6/3/2013 | Augusta Resource Corporation | Annual | 5/15/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 2,4 | | NYSE Amex | | 6/3/2013 | 6/3/2013 | Banco Santander (Brasil) S.A. | Special | 5/20/2013 | Confirmed | 6/3/2013 | Confirmed | May Not Vote | | NYSE | | 6/3/2013 | 6/3/2013 | CarMax Inc. | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Not Vote- 1,3,4,5 | | NYSE | | 6/3/2013 | 6/3/2013 | Cheniere Energy Inc | Annual | 4/8/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,2 | | NYSE Amex | | 6/3/2013 | 6/3/2013 | Christopher & Banks Corporation | Annual | 5/1/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1,2,4 | | NYSE | | 6/3/2013 | 6/3/2013 | GlobalSCAPE Inc | Annual | 4/19/2013 | Confirmed | 6/10/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 6/3/2013 | 6/3/2013 | Guess ?, Inc. | Annual | 5/8/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 6/3/2013 | 6/3/2013 | MGIC Investment Corporation | Special | 5/20/2013 | Confirmed | 6/27/2013 | Confirmed | May Vote | | NYSE | | 6/3/2013 | 6/3/2013 | Mountain Province Diamonds Inc | Special in Lieu of Annual | 5/7/2013 | Confirmed | 6/11/2013 | Confirmed | May Not Vote- 2,4,5 | | NYSE Amex | | 6/3/2013 | 6/3/2013 | NexPoint Credit Strategies Fund | Annual | 4/26/2013 | Confirmed | 6/7/2013 | Confirmed | May Vote | | NYSE | | 6/3/2013 | 6/3/2013 | Palatin Technologies, Inc. | Annual | 5/3/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1,4,5,6 | | NYSE Amex | | 6/3/2013 | 6/3/2013 | Rite Aid Corporation | Annual | 4/29/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 1,3,4,5 | | NYSE | | 6/3/2013 | 6/3/2013 | Saratoga Resources Inc. | Annual | 4/22/2013 | Confirmed | 6/10/2013 | Confirmed | May Not Vote- 1,2 | | NYSE Amex | | 6/3/2013 | 6/3/2013 | SilverCrest Mines Inc. | Annual | 5/6/2013 | Confirmed | 6/11/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 6/3/2013 | 6/3/2013 | Teekay Corporation | Annual | 4/15/2013 | Confirmed | 6/12/2013 | Confirmed | May Not Vote | | NYSE | | 6/3/2013 | 6/3/2013 | The Active Network, Inc. | Annual | 5/15/2013 | Confirmed | 6/21/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 6/3/2013 | 6/3/2013 | USEC Inc. | Annual | 4/29/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1,2,5 | | NYSE | | 6/3/2013 | 6/3/2013 | ZBB Energy Corporation | Annual | 5/17/2013 | Confirmed | 6/28/2013 | Confirmed | | Meeting type has changed from Annual to Special. | NYSE Amex | | 6/3/2013 | 6/3/2013 | AnnieâÃÂÃÂs, Inc. | Annual | 7/15/2013 | Confirmed | 9/10/2013 | Confirmed | | | NYSE | | 6/3/2013 | 6/3/2013 | Consolidated Graphics, Inc. | Annual | 6/21/2013 | Confirmed | 8/8/2013 | Confirmed | | | NYSE | | 6/3/2013 | 6/3/2013 | Liberty All-Star Equity Fund | Annual | 6/14/2013 | Confirmed | 8/29/2013 | Confirmed | | Record/Meeting date(s) heretofore published has(have) been changed. Revised date(s) to be confirmed by Board of Directors. | NYSE | | 6/3/2013 | 6/3/2013 | Liberty All-Star Growth Fund, Inc. | Annual | 6/14/2013 | Confirmed | 8/29/2013 | Confirmed | | Record/Meeting date(s) heretofore published has(have) been changed. Revised date(s) to be confirmed by Board of Directors. | NYSE | | 6/3/2013 | 6/3/2013 | LIN TV Corp. | Special | 6/28/2013 | Confirmed | | TBD | | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 6/3/2013 | 6/3/2013 | Quantum Corporation | Annual | 6/13/2013 | Confirmed | 8/7/2013 | Confirmed | | | NYSE | | 6/3/2013 | 6/3/2013 | Advanced Micro Devices, Inc. | Annual | 3/18/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote- 1,3,4 | Meeting date heretofore published has been adjourned. | NYSE | | 6/3/2013 | 6/3/2013 | Helios Advantage Income Fund, Inc. | Annual | 7/12/2013 | Confirmed | 8/22/2013 | Confirmed | | | NYSE | | 6/3/2013 | 6/3/2013 | Helios High Income Fund, Inc. | Annual | 7/12/2013 | Confirmed | 8/22/2013 | Confirmed | | | NYSE | | 6/3/2013 | 6/3/2013 | Helios Multi-Sector High Income Fund, Inc. | Annual | 7/12/2013 | Confirmed | 8/22/2013 | Confirmed | | | NYSE | | 6/3/2013 | 6/3/2013 | Helios Strategic Income Fund, Inc. | Annual | 7/12/2013 | Confirmed | 8/22/2013 | Confirmed | | | NYSE | | 6/3/2013 | 6/3/2013 | Ingersoll-Rand PLC | Annual | 4/8/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,2,4 | Ruling heretofore published has been changed. | NYSE | | 6/3/2013 | 6/3/2013 | John Wiley & Sons, Inc. | Annual | 7/23/2013 | Confirmed | 9/19/2013 | Confirmed | | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/31/2013 | 5/31/2013 | Summit Hotel Properties, Inc. | Annual | 4/26/2013 | Confirmed | 6/12/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/31/2013 | 5/31/2013 | Advanced Semiconductor Engineering, Inc. | Annual | 4/26/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote | | NYSE | | 5/31/2013 | 5/31/2013 | Chunghwa Telecom Co., Ltd. | Annual | 4/25/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote | | NYSE | | 5/31/2013 | 5/31/2013 | Kubota Corporation | Annual | 3/28/2013 | Confirmed | 6/21/2013 | Confirmed | May Not Vote | | NYSE | | 5/31/2013 | 5/31/2013 | NTT DOCOMO, INC. | Annual | 3/28/2013 | Confirmed | 6/18/2013 | Confirmed | May Not Vote | | NYSE | | 5/31/2013 | 5/31/2013 | Philippine Long Distance Telephone Company | Annual | 4/15/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote | | NYSE | | 5/31/2013 | 5/31/2013 | SandRidge Energy, Inc. | Annual | 5/15/2013 | Confirmed | 7/1/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 5/31/2013 | 5/31/2013 | Investors Capital Holdings, Ltd. | Annual | 7/1/2013 | Confirmed | 8/20/2013 | Confirmed | | | NYSE Amex | | 5/31/2013 | 5/31/2013 | Taomee Holdings Limited | Annual | 6/21/2013 | Confirmed | 7/23/2013 | Confirmed | | | NYSE | | 5/31/2013 | 5/31/2013 | Eaton Vance Enhanced Equity Income Fund | Annual | 5/8/2013 | Confirmed | 7/19/2013 | Confirmed | May Vote | | NYSE | | 5/31/2013 | 5/31/2013 | Spirit Realty Capital, Inc. | Special | 3/27/2013 | Confirmed | 6/12/2013 | Confirmed | May Not Vote | | NYSE | | 5/31/2013 | 5/31/2013 | Envestnet, Inc. | Annual | 6/14/2013 | Confirmed | 7/31/2013 | Confirmed | | | NYSE | | 5/31/2013 | 5/31/2013 | China Yuchai International Limited | Annual | 6/19/2013 | Confirmed | 8/2/2013 | Confirmed | | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/31/2013 | 5/31/2013 | Ares Commercial Real Estate Corporation | Annual | 5/10/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote- 1,3,4,5 | | NYSE | | 5/31/2013 | 5/31/2013 | Elan Corporation, plc | Special | 5/23/2013 | Confirmed | 6/17/2013 | Confirmed | May Not Vote | | NYSE | | 5/31/2013 | 5/31/2013 | Global Ship Lease, Inc. | Annual | 5/20/2013 | Confirmed | 7/12/2013 | Confirmed | May Not Vote | | NYSE | | 5/31/2013 | 5/31/2013 | Mobile TeleSystems OJSC | Annual | 5/9/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote | | NYSE | | 5/31/2013 | 5/31/2013 | Montgomery Street Income Securities, Inc. | Annual | 5/1/2013 | Confirmed | 7/23/2013 | Confirmed | May Vote | | NYSE | | 5/30/2013 | 5/30/2013 | Turkcell Iletisim Hizmetleri A.S. | Annual | 6/10/2013 | Confirmed | 6/24/2013 | Confirmed | | | NYSE | | 5/30/2013 | 5/30/2013 | Sony Corporation | Annual | 3/28/2013 | Confirmed | 6/20/2013 | Confirmed | | | NYSE | | 5/30/2013 | 5/30/2013 | Knight Capital Group, Inc. | Special | 5/6/2013 | Confirmed | 6/25/2013 | Confirmed | | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/30/2013 | 5/30/2013 | Amira Nature Foods Ltd | Annual | 6/10/2013 | Confirmed | 7/10/2013 | Confirmed | | | NYSE | | 5/30/2013 | 5/30/2013 | Elan Corporation, plc | Special | 5/23/2013 | Confirmed | 6/17/2013 | Confirmed | | | NYSE | | 5/30/2013 | 5/30/2013 | RealD Inc. | Annual | 6/18/2013 | Confirmed | 8/8/2013 | Confirmed | | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/30/2013 | 5/30/2013 | Comstock Mining Inc. | Annual | 4/17/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 5/30/2013 | 5/30/2013 | Gold Resource Corporation | Annual | 4/25/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 1 | | NYSE Amex | | 5/30/2013 | 5/30/2013 | InterOil Corporation | Annual | 5/14/2013 | Confirmed | 6/24/2013 | Confirmed | May Not Vote- 1,,3,4 | The company did not provide the NYSE with advance notice of the establishment of its record date as required by NYSE rules. | NYSE | | 5/30/2013 | 5/30/2013 | Mizuho Financial Group, Inc. | Annual | 3/28/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote | | NYSE | | 5/30/2013 | 5/30/2013 | Alere Inc. | Annual | 6/14/2013 | Confirmed | 8/7/2013 | Confirmed | | | NYSE | | 5/29/2013 | 5/29/2013 | LDK Solar Co., Ltd. | Annual | 6/10/2013 | Confirmed | | TBD | | | NYSE | | 5/29/2013 | 5/29/2013 | Precision Castparts Corp. | Annual | 6/11/2013 | Confirmed | 8/13/2013 | Confirmed | | | NYSE | | 5/29/2013 | 5/29/2013 | Ellomay Capital Ltd. | Annual | 5/20/2013 | Confirmed | 6/18/2013 | Confirmed | May Not Vote | | NYSE Amex | | 5/29/2013 | 5/29/2013 | Woori Finance Holdings Co., Ltd. | Special | 5/13/2013 | Confirmed | 6/14/2013 | Confirmed | | | NYSE | | 5/29/2013 | 5/29/2013 | Doral Financial Corporation | Annual | 5/10/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote- 1,2 | Ruling heretofore published has been changed. | NYSE | | 5/29/2013 | 5/29/2013 | Feihe International, Inc. | Special | 5/20/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote | | NYSE | | 5/29/2013 | 5/29/2013 | Nomura Holdings, Inc. | Annual | 3/28/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote | | NYSE | | 5/29/2013 | 5/29/2013 | Unilever N.V. | Annual | 3/25/2013 | Confirmed | 5/15/2013 | Confirmed | May Not Vote | | NYSE | | 5/29/2013 | 5/29/2013 | American States Water Company | Annual | 3/28/2013 | Confirmed | 5/21/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE | | 5/29/2013 | 5/29/2013 | Penn West Petroleum Ltd. | Special in Lieu of Annual | 5/1/2013 | Confirmed | 6/5/2013 | Confirmed | May Not Vote- 2,3,4,5,6 | | NYSE | | 5/29/2013 | 5/29/2013 | Taseko Mines Limited | Special in Lieu of Annual | 5/2/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 2,4,5,6 | | NYSE Amex | | 5/29/2013 | 5/29/2013 | Universal Insurance Holdings, Inc | Annual | 4/17/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE Amex | | 5/28/2013 | 5/28/2013 | ING Groep N.V. | Annual | 3/28/2013 | Confirmed | 5/13/2013 | Confirmed | May Not Vote | | NYSE | | 5/28/2013 | 5/28/2013 | Airgas, Inc. | Annual | 6/14/2013 | Confirmed | 8/6/2013 | Confirmed | | | NYSE | | 5/28/2013 | 5/28/2013 | Overhill Farms, Inc. | Special | 6/10/2013 | Confirmed | 7/22/2013 | Confirmed | | | NYSE Amex | | 5/28/2013 | 5/28/2013 | Stellus Capital Investment Corporation | Annual | 4/1/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/28/2013 | 5/28/2013 | Wells Fargo Advantage Income Opportunities Fund | Annual | 6/10/2013 | Confirmed | 8/5/2013 | Confirmed | | | NYSE Amex | | 5/28/2013 | 5/28/2013 | Mac-Gray Corporation | Annual | 4/25/2013 | Confirmed | 5/30/2013 | Confirmed | See Note | This is to advise member organizations that, in addition to proxy material filed by the board of directors of Mac-Gray Corporation there have been filed with the Exchange copies of proxy material on behalf of Moab Capital Partners, LLC , Moab Partners, L.P. , and Michael M. Rothenberg soliciting proxies in opposition to the Board of Directors and to elect their own directors. Member organizations May Not Vote either proxy forms unless specific instructions have been received from beneficial owners. | NYSE | | 5/28/2013 | 5/28/2013 | American Greetings Corporation | Special | 6/10/2013 | Confirmed | 7/23/2013 | Confirmed | | | NYSE | | 5/28/2013 | 5/28/2013 | Cardium Therapeutics Inc | Annual | 4/26/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,2,3,4,6 | Ruling heretofore published has been changed. | NYSE Amex | | 5/28/2013 | 5/28/2013 | Coca-Cola HBC AG | Special | 6/7/2013 | Confirmed | 6/19/2013 | Confirmed | | | NYSE | | 5/28/2013 | 5/28/2013 | CompañÃa CervecerÃas Unidas S.A. | Special | 6/7/2013 | Confirmed | | TBD | | | NYSE | | 5/28/2013 | 5/28/2013 | Ingersoll-Rand PLC | Annual | 4/8/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,2,4,5 | | NYSE | | 5/28/2013 | 5/28/2013 | Red Hat, Inc. | Annual | 6/14/2013 | Confirmed | 8/8/2013 | Confirmed | | | NYSE | | 5/28/2013 | 5/28/2013 | Hyperdynamics Corporation | Annual | 5/10/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote- 1,3,5 | | NYSE | | 5/28/2013 | 5/28/2013 | KB Financial Group Inc. | Special | 6/12/2013 | Confirmed | 7/12/2013 | Confirmed | | | NYSE | | 5/28/2013 | 5/28/2013 | Semiconductor Manufacturing International Corporation | Annual | 5/31/2013 | Confirmed | 6/13/2013 | Confirmed | | | NYSE | | 5/28/2013 | 5/28/2013 | Sun Communities, Inc. | Annual | 5/10/2013 | Confirmed | 7/23/2013 | Confirmed | May Not Vote- 1,2,4 | | NYSE | | 5/28/2013 | 5/28/2013 | Avnet, Inc. | Annual | 9/10/2013 | Confirmed | 11/8/2013 | Confirmed | | | NYSE | | 5/28/2013 | 5/28/2013 | Inland Real Estate Corporation | Annual | 4/26/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1,3a,3b,4 | | NYSE | | 5/28/2013 | 5/28/2013 | Tsakos Energy Navigation Limited | Annual | 4/25/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote- 1,4 | | NYSE | | 5/24/2013 | 5/24/2013 | Acquity Group Limited | Special | 6/4/2013 | Confirmed | 7/3/2013 | Confirmed | | | NYSE Amex | | 5/24/2013 | 5/24/2013 | KB Financial Group Inc. | Special | 6/13/2013 | Confirmed | 7/13/2013 | Confirmed | | | NYSE | | 5/24/2013 | 5/24/2013 | Ralph Lauren Corporation | Annual | 6/20/2013 | Confirmed | 8/8/2013 | Confirmed | | | NYSE | | 5/24/2013 | 5/24/2013 | Buckle, Inc.,The | Annual | 3/22/2013 | Confirmed | 5/31/2013 | Confirmed | May Not Vote- 1,3,4,5 | | NYSE | | 5/24/2013 | 5/24/2013 | Crystal Rock Holdings, Inc. | Annual | 5/6/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE Amex | | 5/24/2013 | 5/24/2013 | National Financial Partners Corp. | Special | 5/16/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/24/2013 | 5/24/2013 | Toyota Motor Corporation | Annual | 3/28/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote | | NYSE | | 5/24/2013 | 5/24/2013 | PharMerica Corporation | Annual | 4/22/2013 | Confirmed | 6/18/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/24/2013 | 5/24/2013 | National Grid plc | Annual | 6/7/2013 | Confirmed | 7/29/2013 | Confirmed | | | NYSE | | 5/24/2013 | 5/24/2013 | 7 Days Group Holdings Limited | Special | 6/3/2013 | Confirmed | 6/26/2013 | Confirmed | | | NYSE | | 5/24/2013 | 5/24/2013 | Booz Allen Hamilton Holding Corporation | Annual | 6/10/2013 | Confirmed | 8/1/2013 | Confirmed | | | NYSE | | 5/24/2013 | 5/24/2013 | Brown-Forman Corporation | Annual | 6/17/2013 | Confirmed | 7/25/2013 | Confirmed | | | NYSE | | 5/24/2013 | 5/24/2013 | Donaldson Company, Inc. | Annual | 9/25/2013 | Confirmed | 11/22/2013 | Confirmed | | | NYSE | | 5/24/2013 | 5/24/2013 | Forest Laboratories, Inc. | Annual | 6/24/2013 | Confirmed | 8/15/2013 | Confirmed | | | NYSE | | 5/24/2013 | 5/24/2013 | Plantronics, Inc. | Annual | 6/6/2013 | Confirmed | 8/1/2013 | Confirmed | | | NYSE | | 5/23/2013 | 5/23/2013 | Thai Fund, Inc.,The | Annual | 4/19/2013 | Confirmed | 6/24/2013 | Confirmed | May Not Vote- 2,3 | | NYSE | | 5/23/2013 | 5/23/2013 | InterOil Corporation | Annual | 5/14/2013 | Confirmed | 6/24/2013 | Confirmed | | The company did not provide the NYSE with advance notice of the establishment of its record date as required by NYSE rules. | NYSE | | 5/23/2013 | 5/23/2013 | Gardner Denver, Inc. | Special | 6/6/2013 | Confirmed | | TBD | | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/23/2013 | 5/23/2013 | France Telecom | Annual | 4/22/2013 | Confirmed | 5/28/2013 | Confirmed | May Not Vote | | NYSE | | 5/22/2013 | 5/22/2013 | Kodiak Oil & Gas Corp. | Annual | 5/9/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote- 1,3 | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/22/2013 | 5/22/2013 | Ellie Mae, Inc. | Annual | 4/2/2013 | Confirmed | 5/29/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/22/2013 | 5/22/2013 | Fortune Industries Inc | Special | 5/8/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote | | NYSE Amex | | 5/22/2013 | 5/22/2013 | Granite Real Estate Investment Trust | Annual | 5/8/2013 | Confirmed | 6/12/2013 | Confirmed | May Not Vote- 2,1 | | NYSE | | 5/22/2013 | 5/22/2013 | Movado Group, Inc. | Annual | 4/17/2013 | Confirmed | 6/13/2013 | Confirmed | May Not Vote- 1,3,4,5 | | NYSE | | 5/22/2013 | 5/22/2013 | Oxford Industries, Inc. | Annual | 4/19/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote- 1,2,4 | | NYSE | | 5/22/2013 | 5/22/2013 | PharmAthene Inc | Annual | 4/18/2013 | Confirmed | 6/11/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE Amex | | 5/22/2013 | 5/22/2013 | Pier 1 Imports, Inc. | Annual | 5/3/2013 | Confirmed | 7/2/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/22/2013 | 5/22/2013 | RENN Global Entrepreneurs Fund, Inc | Annual | 4/15/2013 | Confirmed | 6/13/2013 | Confirmed | May Vote | | NYSE Amex | | 5/22/2013 | 5/22/2013 | SAIC, Inc. | Annual | 4/8/2013 | Confirmed | 6/7/2013 | Confirmed | May Not Vote- 1,4,5,6 | | NYSE | | 5/22/2013 | 5/22/2013 | SEACOR Holdings Inc. | Annual | 5/3/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/22/2013 | 5/22/2013 | Tofutti Brands Inc | Annual | 5/13/2013 | Confirmed | 6/13/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE Amex | | 5/22/2013 | 5/22/2013 | Hecla Mining Company | Annual | 3/18/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote- 1,2 | Meeting date heretofore published has been adjourned. | NYSE | | 5/22/2013 | 5/22/2013 | Templeton Russia and East European Fund, Inc. | Annual | 6/14/2013 | Confirmed | 8/23/2013 | Confirmed | | | NYSE | | 5/21/2013 | 5/21/2013 | Bristow Group Inc. | Annual | 6/13/2013 | Confirmed | 8/1/2013 | Confirmed | | | NYSE | | 5/21/2013 | 5/21/2013 | Fly Leasing Limited | Annual | 5/13/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote | | NYSE | | 5/21/2013 | 5/21/2013 | Kroger Co.,The | Annual | 4/30/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1,2,4,5,6,7 | | NYSE | | 5/21/2013 | 5/21/2013 | Madison Strategic Sector Premium Fund | Annual | 6/7/2013 | Confirmed | 7/31/2013 | Confirmed | | | NYSE | | 5/21/2013 | 5/21/2013 | Madison/Claymore Covered Call & Equity Strategy Fund | Annual | 6/7/2013 | Confirmed | 7/31/2013 | Confirmed | | | NYSE | | 5/21/2013 | 5/21/2013 | VirnetX Holding Corporation | Annual | 4/5/2013 | Confirmed | 5/22/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 5/21/2013 | 5/21/2013 | Promotora de Informaciones, S.A. | Annual | 5/30/2013 | Confirmed | 6/21/2013 | Confirmed | | | NYSE | | 5/21/2013 | 5/21/2013 | Computer Sciences Corporation | Annual | 6/17/2013 | Confirmed | 8/13/2013 | Confirmed | | | NYSE | | 5/21/2013 | 5/21/2013 | Dr. Reddy's Laboratories Limited | Annual | 6/28/2013 | Confirmed | 7/31/2013 | Confirmed | | | NYSE | | 5/21/2013 | 5/21/2013 | iStar Financial Inc. | Annual | 3/25/2013 | Confirmed | 5/21/2013 | Confirmed | May Not Vote- 1,3 | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/21/2013 | 5/21/2013 | Power REIT | Annual | 4/12/2013 | Confirmed | 5/21/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE Amex | | 5/21/2013 | 5/21/2013 | Rexnord Corporation | Annual | 6/3/2013 | Confirmed | 8/1/2013 | Confirmed | | | NYSE | | 5/21/2013 | 5/21/2013 | Universal Corporation | Annual | 6/14/2013 | Confirmed | 8/6/2013 | Confirmed | | | NYSE | | 5/20/2013 | 5/20/2013 | hhgregg, Inc. | Annual | 5/31/2013 | Confirmed | 7/30/2013 | Confirmed | | | NYSE | | 5/20/2013 | 5/20/2013 | CPFL Energia S.A. | Special | 5/29/2013 | Confirmed | 6/28/2013 | Confirmed | | | NYSE | | 5/20/2013 | 5/20/2013 | InterXion Holding N.V. | Annual | 5/29/2013 | Confirmed | 6/26/2013 | Confirmed | | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/20/2013 | 5/20/2013 | Nuveen Municipal High Income Opportunity Fund | Annual | 3/15/2013 | Confirmed | 6/21/2013 | Confirmed | May Not Vote- 3 | Meeting date heretofore published has been adjourned. | NYSE Amex | | 5/20/2013 | 5/20/2013 | Kemet Corporation | Annual | 6/7/2013 | Confirmed | 7/25/2013 | Confirmed | | | NYSE | | 5/20/2013 | 5/20/2013 | Nomura Holdings, Inc. | Annual | 3/28/2013 | Confirmed | 6/26/2013 | Confirmed | | | NYSE | | 5/20/2013 | 5/20/2013 | Alamos Gold Inc. | Annual | 5/3/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 2 | | NYSE | | 5/20/2013 | 5/20/2013 | American Select Portfolio, Inc. | Annual | 4/26/2013 | Confirmed | 6/17/2013 | Confirmed | May Vote | | NYSE | | 5/20/2013 | 5/20/2013 | American Strategic Income Portfolio Inc. | Annual | 4/26/2013 | Confirmed | 6/17/2013 | Confirmed | May Vote | | NYSE | | 5/20/2013 | 5/20/2013 | American Strategic Income Portfolio Inc. - II | Annual | 4/26/2013 | Confirmed | 6/17/2013 | Confirmed | May Vote | | NYSE | | 5/20/2013 | 5/20/2013 | American Strategic Income Portfolio Inc. - III | Annual | 4/26/2013 | Confirmed | 6/17/2013 | Confirmed | May Vote | | NYSE | | 5/20/2013 | 5/20/2013 | Equus Total Return, Inc. | Annual | 5/10/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote- 3 | | NYSE | | 5/20/2013 | 5/20/2013 | GENESCO Inc. | Annual | 4/29/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/20/2013 | 5/20/2013 | Gran Tierra Energy Inc | Annual | 4/29/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote- 1,2 | | NYSE Amex | | 5/20/2013 | 5/20/2013 | Hilltop Holdings Inc. | Annual | 4/9/2013 | Confirmed | 6/12/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/20/2013 | 5/20/2013 | NovaCopper Inc. | Annual | 3/28/2013 | Confirmed | 5/21/2013 | Confirmed | May Not Vote- 1,3,4,5,6 | | NYSE Amex | | 5/20/2013 | 5/20/2013 | Omega Protein Corporation | Annual | 4/24/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote | | NYSE | | 5/20/2013 | 5/20/2013 | PMC Commercial Trust | Annual | 4/15/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote- 1,2 | | NYSE Amex | | 5/20/2013 | 5/20/2013 | Salient Midstream & MLP Fund | Annual | 4/26/2013 | Confirmed | 6/17/2013 | Confirmed | May Vote | | NYSE | | 5/20/2013 | 5/20/2013 | Salient MLP and Energy Infrastructure Fund | Annual | 4/26/2013 | Confirmed | 6/17/2013 | Confirmed | May Vote | | NYSE | | 5/20/2013 | 5/20/2013 | Waste Connections, Inc. | Annual | 4/19/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE | | 5/20/2013 | 5/20/2013 | Western Asset Mortgage Capital Corporation | Annual | 4/8/2013 | Confirmed | 6/7/2013 | Confirmed | May Vote | The company did not provide the NYSE with advance notice of the establishment of its record date as required by NYSE rules. | NYSE | | 5/20/2013 | 5/20/2013 | Men's Wearhouse, Inc., The | Annual | 4/22/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote- 1,2,3,4 | | NYSE | | 5/20/2013 | 5/20/2013 | American Shared Hospital Services | Annual | 4/19/2013 | Confirmed | 6/11/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE Amex | | 5/20/2013 | 5/20/2013 | Cover-All Technologies Inc. | Annual | 4/26/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE Amex | | 5/20/2013 | 5/20/2013 | Crown Castle International Corp. | Annual | 3/25/2013 | Confirmed | 5/23/2013 | Confirmed | May Not Vote- 1,3,4,5 | | NYSE | | 5/20/2013 | 5/20/2013 | Halcón Resources Corporation | Annual | 3/28/2013 | Confirmed | 5/23/2013 | Confirmed | May Not Vote- 1,2,3,4,5 | | NYSE | | 5/20/2013 | 5/20/2013 | Metalico Inc | Annual | 4/11/2013 | Confirmed | 6/4/2013 | Confirmed | May Not Vote- 1,3 | | NYSE Amex | | 5/20/2013 | 5/20/2013 | Newcastle Investment Corp. | Annual | 3/18/2013 | Confirmed | | TBD | | | NYSE | | 5/20/2013 | 5/20/2013 | Newpark Resources, Inc. | Annual | 4/8/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,2,3,4 | | NYSE | | 5/20/2013 | 5/20/2013 | NTN Buzztime Inc | Annual | 4/12/2013 | Confirmed | 6/7/2013 | Confirmed | May Not Vote- 1,4,5 | | NYSE Amex | | 5/20/2013 | 5/20/2013 | On Assignment, Inc. | Annual | 4/12/2013 | Confirmed | 6/7/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE | | 5/20/2013 | 5/20/2013 | PROS Holdings, Inc. | Annual | 4/11/2013 | Confirmed | 6/4/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE | | 5/20/2013 | 5/20/2013 | Rentech, Inc. | Annual | 4/11/2013 | Confirmed | 6/4/2013 | Confirmed | May Not Vote- 1,2 | | NYSE Amex | | 5/20/2013 | 5/20/2013 | Rexahn Pharmaceuticals Inc | Annual | 4/18/2013 | Confirmed | 6/10/2013 | Confirmed | May Not Vote- 1,3 | | NYSE Amex | | 5/20/2013 | 5/20/2013 | Salesforce.com | Annual | 5/6/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,2,3,5 | | NYSE | | 5/20/2013 | 5/20/2013 | T-Mobile US, Inc. | Annual | 5/10/2013 | Confirmed | 6/4/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/20/2013 | 5/20/2013 | VAALCO Energy, Inc. | Annual | 4/8/2013 | Confirmed | 6/5/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/20/2013 | 5/20/2013 | Western Asset Premier Bond Fund | Annual | 4/10/2013 | Confirmed | 5/22/2013 | Confirmed | May Vote | | NYSE | | 5/17/2013 | 5/17/2013 | Blackstone Mortgage Trust, Inc. | Annual | 4/29/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1,3,4,5,6 | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/17/2013 | 5/17/2013 | CapLease, Inc. | Annual | 4/9/2013 | Confirmed | 6/12/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE | | 5/17/2013 | 5/17/2013 | Dreyfus Municipal Income Inc | Annual | 3/22/2013 | Confirmed | 6/7/2013 | Confirmed | May Vote | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Greater China Fund, Inc.,The | Annual | 4/19/2013 | Confirmed | 6/14/2013 | Confirmed | May Vote | | NYSE | | 5/17/2013 | 5/17/2013 | IntraLinks Holdings, Inc. | Annual | 6/18/2013 | Confirmed | 8/9/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE | | 5/17/2013 | 5/17/2013 | Jones Group Inc., The | Annual | 3/26/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote- 1,3,4 | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/17/2013 | 5/17/2013 | Manning & Napier, Inc. | Annual | 4/26/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/17/2013 | 5/17/2013 | MasterCard Incorporated | Annual | 4/19/2013 | Confirmed | 6/18/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/17/2013 | 5/17/2013 | Monster Worldwide, Inc. | Annual | 4/10/2013 | Confirmed | 6/4/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/17/2013 | 5/17/2013 | New York Community Bancorp, Inc. | Annual | 4/9/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 5/17/2013 | 5/17/2013 | One Liberty Properties, Inc. | Annual | 4/17/2013 | Confirmed | 6/13/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 5/17/2013 | 5/17/2013 | PVH Corp. | Annual | 4/23/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 1,2,3,4 | | NYSE | | 5/17/2013 | 5/17/2013 | Revlon, Inc. | Annual | 4/12/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 5/17/2013 | 5/17/2013 | Saks Incorporated | Annual | 4/5/2013 | Confirmed | 6/5/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/17/2013 | 5/17/2013 | Shutterstock, Inc. | Annual | 4/25/2013 | Confirmed | 6/12/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 5/17/2013 | 5/17/2013 | Swiss Helvetia Fund, Inc.,The | Annual | 4/26/2013 | Confirmed | 6/19/2013 | Confirmed | May Vote | | NYSE | | 5/17/2013 | 5/17/2013 | Systemax Inc. | Annual | 4/15/2013 | Confirmed | 6/10/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 5/17/2013 | 5/17/2013 | W.P. Carey Inc. (REIT) | Annual | 4/23/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/17/2013 | 5/17/2013 | ANN INC. | Annual | 4/2/2013 | Confirmed | 5/30/2013 | Confirmed | May Not Vote- 1,2,4,5 | | NYSE | | 5/17/2013 | 5/17/2013 | BlackRock, Inc. | Annual | 4/3/2013 | Confirmed | 5/30/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/17/2013 | 5/17/2013 | Brookfield Global Listed Infrastructure Income Fund Inc. | Annual | 4/15/2013 | Confirmed | 5/21/2013 | Confirmed | May Vote | | NYSE | | 5/17/2013 | 5/17/2013 | Compass Diversified Holdings | Annual | 4/11/2013 | Confirmed | 5/29/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/17/2013 | 5/17/2013 | CPI Aerostructures, Inc. | Annual | 4/22/2013 | Confirmed | 6/11/2013 | Confirmed | May Not Vote- 1 | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Express, Inc. | Annual | 4/8/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,2,3,4 | | NYSE | | 5/17/2013 | 5/17/2013 | Fortress Investment Group LLC | Annual | 3/28/2013 | Confirmed | 5/23/2013 | Confirmed | May Not Vote- 1 | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/17/2013 | 5/17/2013 | FXCM Inc. | Annual | 4/16/2013 | Confirmed | 6/12/2013 | Confirmed | May Not Vote- 1,2,4 | | NYSE | | 5/17/2013 | 5/17/2013 | Gramercy Property Trust Inc. | Annual | 4/29/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote- 1,3 | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/17/2013 | 5/17/2013 | NorthStar Realty Finance Corp. | Annual | 4/8/2013 | Confirmed | 5/29/2013 | Confirmed | May Not Vote- 1,2,3 | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/17/2013 | 5/17/2013 | Western Asset High Income Fund Inc. | Annual | 3/22/2013 | Confirmed | 5/31/2013 | Confirmed | May Not Vote- 2 | | NYSE | | 5/17/2013 | 5/17/2013 | XO Group Inc. | Annual | 4/4/2013 | Confirmed | 5/29/2013 | Confirmed | May Not Vote- 1,3 | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/17/2013 | 5/17/2013 | ConAgra Foods, Inc. | Annual | 7/31/2013 | Confirmed | 9/27/2013 | Confirmed | | | NYSE | | 5/17/2013 | 5/17/2013 | Nuveen Municipal High Income Opportunity Fund 2 | Annual | 3/15/2013 | Confirmed | 6/21/2013 | Confirmed | May Not Vote- 2 | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/17/2013 | 5/17/2013 | OfficeMax Incorporated | Special | 5/28/2013 | Confirmed | | TBD | | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/17/2013 | 5/17/2013 | T-Mobile US, Inc. | Annual | 5/10/2013 | Confirmed | 6/4/2013 | Confirmed | | | NYSE | | 5/17/2013 | 5/17/2013 | China Southern Airlines Company Limited | Annual | 5/9/2013 | Confirmed | 6/18/2013 | Confirmed | May Not Vote | | NYSE | | 5/17/2013 | 5/17/2013 | DHT Holdings, Inc. | Annual | 5/7/2013 | Confirmed | 6/13/2013 | Confirmed | May Not Vote | | NYSE | | 5/17/2013 | 5/17/2013 | Infosys Technologies Limited | Annual | 5/3/2013 | Confirmed | 6/15/2013 | Confirmed | May Not Vote | | NYSE | | 5/17/2013 | 5/17/2013 | Sequans Communications S.A. | Annual | 5/16/2013 | Confirmed | 6/25/2013 | Confirmed | May Not Vote | | NYSE | | 5/17/2013 | 5/17/2013 | Alexco Resource Corporation | Annual | 5/1/2013 | Confirmed | 6/7/2013 | Confirmed | May Not Vote- 1,3 | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Bacterin International Holdings Inc. | Annual | 5/31/2013 | Confirmed | 7/11/2013 | Confirmed | | | NYSE Amex | | 5/17/2013 | 5/17/2013 | CCA Industries Inc | Annual | 6/5/2013 | Confirmed | 7/18/2013 | Confirmed | | | NYSE Amex | | 5/17/2013 | 5/17/2013 | CorMedix Inc. | Annual | 6/14/2013 | Confirmed | 7/30/2013 | Confirmed | | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Digital Power Corporation | Annual | 6/17/2013 | Confirmed | 8/12/2013 | Confirmed | | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Fibrocell Science Inc. | Annual | 5/23/2013 | Confirmed | 7/19/2013 | Confirmed | | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Gazit-Globe Ltd. | Special | 3/27/2013 | Confirmed | 5/27/2013 | Confirmed | May Not Vote | Meeting date heretofore published has been adjourned. | NYSE | | 5/17/2013 | 5/17/2013 | Kayne Anderson Energy Total Return Fund, Inc. | Annual | 5/6/2013 | Confirmed | 6/18/2013 | Confirmed | May Vote | | NYSE | | 5/17/2013 | 5/17/2013 | Kayne Anderson MLP Investment Company | Annual | 5/6/2013 | Confirmed | 6/18/2013 | Confirmed | May Vote | | NYSE | | 5/17/2013 | 5/17/2013 | Retractable Technologies, Inc. | Annual | 7/8/2013 | Confirmed | 9/6/2013 | Confirmed | | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Uranium Energy Corp | Annual | 5/28/2013 | Confirmed | 7/24/2013 | Confirmed | | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Abercrombie & Fitch Co. | Annual | 5/1/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 1,2,4,5 | | NYSE | | 5/17/2013 | 5/17/2013 | Cedar Fair, L.P. | Annual | 4/15/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/17/2013 | 5/17/2013 | China Eastern Airlines Corporation Limited | Annual | 5/17/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote | | NYSE | | 5/17/2013 | 5/17/2013 | Gas Natural Inc. | Annual | 4/29/2013 | Confirmed | 6/26/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Ramco-Gershenson Properties Trust | Annual | 4/11/2013 | Confirmed | 6/4/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/17/2013 | 5/17/2013 | Alexander's, Inc. | Annual | 3/25/2013 | Confirmed | 5/23/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 5/17/2013 | 5/17/2013 | Endeavour International Corporation | Annual | 3/28/2013 | Confirmed | 5/22/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 5/17/2013 | 5/17/2013 | CompX International Inc. | Annual | 4/1/2013 | Confirmed | 5/29/2013 | Confirmed | May Not Vote | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Continental Materials Corporation | Annual | 4/1/2013 | Confirmed | 5/22/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Basic Energy Services, Inc. | Annual | 4/9/2013 | Confirmed | 5/22/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE | | 5/17/2013 | 5/17/2013 | Bellatrix Exploration Ltd. | Annual | 4/17/2013 | Confirmed | 5/22/2013 | Confirmed | May Not Vote- 2 | | NYSE Amex | | 5/17/2013 | 5/17/2013 | Cubic Energy Inc. | Annual | 4/12/2013 | Confirmed | 5/22/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 5/17/2013 | 5/17/2013 | PetroQuest Energy, Inc. | Annual | 3/25/2013 | Confirmed | 5/21/2013 | Confirmed | May Not Vote- 1,2,4 | Record/Meeting date(s) heretofore published has(have) been changed.
The company did not provide the NYSE with advance notice of the establishment of its record date as required by NYSE rules. | NYSE | | 5/17/2013 | 5/17/2013 | Orion Marine Group, Inc. | Annual | 4/1/2013 | Confirmed | 5/23/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/17/2013 | 5/17/2013 | Stellus Capital Investment Corporation | Annual | 4/1/2013 | Confirmed | 5/23/2013 | Confirmed | May Not Vote | | NYSE | | 5/17/2013 | 5/17/2013 | Swift Energy Company (Holding Company) | Annual | 3/25/2013 | Confirmed | 5/21/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE | | 5/17/2013 | 5/17/2013 | Tutor Perini Corporation | Annual | 4/8/2013 | Confirmed | 5/29/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/17/2013 | 5/17/2013 | Whitestone REIT | Annual | 3/22/2013 | Confirmed | 5/20/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/16/2013 | 5/16/2013 | AU Optronics Corp. | Annual | 4/19/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote | | NYSE | | 5/16/2013 | 5/16/2013 | Doral Financial Corporation | Annual | 5/10/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote- 1,2,4,5 | | NYSE | | 5/16/2013 | 5/16/2013 | LDK Solar Co., Ltd. | Special in Lieu of Annual | 5/6/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote | | NYSE | | 5/16/2013 | 5/16/2013 | Revett Minerals Inc. | Annual | 4/23/2013 | Confirmed | 6/4/2013 | Confirmed | May Not Vote- 1,3,4,5,6,7 | | NYSE Amex | | 5/16/2013 | 5/16/2013 | Taiwan Semiconductor Manufacturing Company Ltd. | Annual | 4/15/2013 | Confirmed | 6/11/2013 | Confirmed | May Not Vote | | NYSE | | 5/16/2013 | 5/16/2013 | Wipro Limited | Special in Lieu of Annual | 5/6/2013 | Confirmed | 5/29/2013 | Confirmed | May Not Vote | | NYSE | | 5/16/2013 | 5/16/2013 | Toyota Motor Corporation | Annual | 3/28/2013 | Confirmed | 6/14/2013 | Confirmed | | | NYSE | | 5/16/2013 | 5/16/2013 | UQM Technologies Inc. | Annual | 6/11/2013 | Confirmed | 8/27/2013 | Confirmed | | | NYSE Amex | | 5/16/2013 | 5/16/2013 | CAE Inc. | Annual | 6/12/2013 | Confirmed | 8/8/2013 | Confirmed | | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/16/2013 | 5/16/2013 | NTT DOCOMO, INC. | Annual | 3/28/2013 | Confirmed | 6/18/2013 | Confirmed | | | NYSE | | 5/16/2013 | 5/16/2013 | Alpha Pro Tech, Ltd. | Annual | 4/11/2013 | Confirmed | 6/4/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 5/16/2013 | 5/16/2013 | Brigus Gold Corp. | Annual | 4/19/2013 | Confirmed | 5/29/2013 | Confirmed | May Not Vote- 1 | | NYSE Amex | | 5/16/2013 | 5/16/2013 | Exeter Resource Corporation | Annual | 4/26/2013 | Confirmed | 5/31/2013 | Confirmed | May Not Vote- 2,4 | | NYSE Amex | | 5/16/2013 | 5/16/2013 | Goldfield Corp (The) | Annual | 4/15/2013 | Confirmed | 5/30/2013 | Confirmed | May Not Vote- 1,3,4,5 | | NYSE Amex | | 5/16/2013 | 5/16/2013 | Homeowners Choice Inc. | Annual | 4/16/2013 | Confirmed | 5/22/2013 | Confirmed | May Not Vote- 1,4,5 | | NYSE | | 5/16/2013 | 5/16/2013 | Japan Equity Fund, Inc.,The | Annual | 3/25/2013 | Confirmed | 6/10/2013 | Confirmed | May Vote | | NYSE | | 5/16/2013 | 5/16/2013 | Mast Therapeutics Inc. | Annual | 4/22/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote- 1,3,4,5 | | NYSE Amex | | 5/16/2013 | 5/16/2013 | Millennial Media, Inc. | Annual | 4/22/2013 | Confirmed | 6/11/2013 | Confirmed | May Not Vote- 1 | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/16/2013 | 5/16/2013 | Neuralstem Inc. | Annual | 4/30/2013 | Confirmed | 6/21/2013 | Confirmed | May Not Vote- 1,2 | | NYSE Amex | | 5/16/2013 | 5/16/2013 | Pebblebrook Hotel Trust | Annual | 3/15/2013 | Confirmed | 6/17/2013 | Confirmed | May Not Vote- 1,3 | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/16/2013 | 5/16/2013 | Pyramid Oil Company | Annual | 4/30/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE Amex | | 5/16/2013 | 5/16/2013 | RELM Wireless Corporation | Annual | 3/28/2013 | Confirmed | 5/22/2013 | Confirmed | May Not Vote- 1 | | NYSE Amex | | 5/16/2013 | 5/16/2013 | ServiceNow, Inc. | Annual | 4/8/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/16/2013 | 5/16/2013 | Singapore Fund, Inc.,The | Annual | 3/25/2013 | Confirmed | 6/10/2013 | Confirmed | May Vote | | NYSE | | 5/16/2013 | 5/16/2013 | Stifel Financial Corp. | Annual | 4/15/2013 | Confirmed | 6/12/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/16/2013 | 5/16/2013 | Telefonica S.A. | Annual | 5/2/2013 | Confirmed | 5/30/2013 | Confirmed | May Not Vote | | NYSE | | 5/16/2013 | 5/16/2013 | Thai Capital Fund, Inc (The) | Special | 4/15/2013 | Confirmed | 6/10/2013 | Confirmed | May Not Vote | | NYSE Amex | | 5/16/2013 | 5/16/2013 | VeriFone Systems, Inc. | Annual | 4/26/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE | | 5/16/2013 | 5/16/2013 | Aluminum Corporation of China Limited | Annual | 5/24/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote | | NYSE | | 5/16/2013 | 5/16/2013 | Higher One Holdings, Inc. | Annual | 3/28/2013 | Confirmed | 5/23/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/16/2013 | 5/16/2013 | Jaguar Mining Inc | Special in Lieu of Annual | 5/6/2013 | Confirmed | 6/10/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE | | 5/16/2013 | 5/16/2013 | Jarden Corporation | Annual | 4/5/2013 | Confirmed | 5/30/2013 | Confirmed | May Not Vote- 1,2,3,5,6 | | NYSE | | 5/16/2013 | 5/16/2013 | MGM Resorts International | Annual | 4/17/2013 | Confirmed | 6/12/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE | | 5/16/2013 | 5/16/2013 | Molycorp, Inc. | Annual | 5/3/2013 | Confirmed | 6/27/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 5/16/2013 | 5/16/2013 | Orient-Express Hotels Ltd. | Annual | 5/3/2013 | Confirmed | 6/28/2013 | Confirmed | May Not Vote | | NYSE | | 5/16/2013 | 5/16/2013 | Par Technology Corporation | Annual | 4/8/2013 | Confirmed | 5/30/2013 | Confirmed | May Not Vote | | NYSE | | 5/16/2013 | 5/16/2013 | Sovran Self Storage, Inc. | Annual | 3/20/2013 | Confirmed | 5/22/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/15/2013 | 5/15/2013 | Danaos Corporation | Annual | 6/10/2013 | Confirmed | 7/26/2013 | Confirmed | | | NYSE | | 5/15/2013 | 5/15/2013 | Ferro Corporation | Annual | 3/26/2013 | Confirmed | 5/22/2013 | Confirmed | See Note | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/15/2013 | 5/15/2013 | Mizuho Financial Group, Inc. | Annual | 3/28/2013 | Confirmed | 6/25/2013 | Confirmed | | | NYSE | | 5/15/2013 | 5/15/2013 | Prestige Brands Holdings, Inc. | Annual | 6/10/2013 | Confirmed | 7/29/2013 | Confirmed | | | NYSE | | 5/15/2013 | 5/15/2013 | Safe Bulkers, Inc. | Annual | 5/2/2013 | Confirmed | 6/3/2013 | Confirmed | May Not Vote | | NYSE | | 5/15/2013 | 5/15/2013 | DWS Global High Income Fund, Inc. | Annual | 7/3/2013 | Confirmed | 9/4/2013 | Confirmed | | | NYSE | | 5/15/2013 | 5/15/2013 | DWS High Income Opportunities Fund, Inc. | Annual | 7/3/2013 | Confirmed | 9/4/2013 | Confirmed | | | NYSE | | 5/15/2013 | 5/15/2013 | DWS High Income Trust | Annual | 7/3/2013 | Confirmed | 9/4/2013 | Confirmed | | | NYSE | | 5/15/2013 | 5/15/2013 | DWS Multi-Market Income Trust | Annual | 7/3/2013 | Confirmed | 9/4/2013 | Confirmed | | | NYSE | | 5/15/2013 | 5/15/2013 | DWS Municipal Income Trust | Annual | 7/3/2013 | Confirmed | 9/4/2013 | Confirmed | | | NYSE | | 5/15/2013 | 5/15/2013 | DWS Strategic Income Trust | Annual | 7/3/2013 | Confirmed | 9/4/2013 | Confirmed | | | NYSE | | 5/15/2013 | 5/15/2013 | DWS Strategic Municipal Income Trust | Annual | 7/3/2013 | Confirmed | 9/4/2013 | Confirmed | | | NYSE | | 5/15/2013 | 5/15/2013 | Huaneng Power International, Inc. | Special | 5/16/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote | Meeting type heretofore published has been changed to Annual. | NYSE | | 5/15/2013 | 5/15/2013 | Ellomay Capital Ltd. | Annual | 5/20/2013 | Confirmed | 6/18/2013 | Confirmed | | | NYSE Amex | | 5/15/2013 | 5/15/2013 | Orion Energy Systems Inc | Annual | 6/4/2013 | Confirmed | 8/7/2013 | Confirmed | | | NYSE Amex | | 5/15/2013 | 5/15/2013 | Fortune Industries Inc | Annual | 5/24/2013 | Confirmed | 6/28/2013 | Confirmed | | | NYSE Amex | | 5/15/2013 | 5/15/2013 | Almaden Minerals Ltd | Annual | 5/23/2013 | Confirmed | 6/27/2013 | Confirmed | | | NYSE Amex | | 5/14/2013 | 5/14/2013 | Central Europe, Russia and Turkey Fund, Inc. | Annual | 5/8/2013 | Confirmed | 6/26/2013 | Confirmed | | | NYSE | | 5/14/2013 | 5/14/2013 | European Equity Fund, Inc., | Annual | 5/8/2013 | Confirmed | 6/26/2013 | Confirmed | | | NYSE | | 5/14/2013 | 5/14/2013 | New Germany Fund, Inc.,The | Annual | 5/8/2013 | Confirmed | 6/26/2013 | Confirmed | | | NYSE | | 5/14/2013 | 5/14/2013 | Altisource Residential Corporation | Annual | 4/11/2013 | Confirmed | 5/29/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/14/2013 | 5/14/2013 | AVG Technologies N.V. | Annual | 5/22/2013 | Confirmed | 6/19/2013 | Confirmed | May Not Vote | | NYSE | | 5/14/2013 | 5/14/2013 | Chesapeake Energy Corporation | Annual | 4/15/2013 | Confirmed | 6/14/2013 | Confirmed | May Not Vote- 1,2,3,4,5,6,7,8,10,11,12 | | NYSE | | 5/14/2013 | 5/14/2013 | DigitalGlobe, Inc. | Annual | 4/8/2013 | Confirmed | 5/30/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/14/2013 | 5/14/2013 | First BanCorp. | Annual | 4/23/2013 | Confirmed | 5/23/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/14/2013 | 5/14/2013 | Rare Element Resources Ltd. | Annual | 4/17/2013 | Confirmed | 6/5/2013 | Confirmed | May Not Vote- 1 | | NYSE Amex | | 5/14/2013 | 5/14/2013 | Telephone and Data Systems, Inc. | Annual | 3/28/2013 | Confirmed | 5/24/2013 | Confirmed | See Note | This is to advise member organizations that, in addition to proxy material filed by the board of directors of Telephone and Data Systems, Inc. (the âCompanyâ) there have been filed with the Exchange copies of proxy material on behalf of GAMCO Asset Management Inc., Mario J. Gabelli and certain of their affiliates (collectively âGAMCOâ), soliciting proxies to elect one of its own nominees to the Board. Member organizations May Not Vote either proxy form unless specific instructions have been received from beneficial owners.
We have been advised that GAMCOâs solicitation is limited to beneficial owners of 10,000 shares or more of the Companyâs Common Stock. Therefore, member organizations who have been provided materials for distribution to these designated beneficial owners âMay Not Voteâ either proxy form unless specific instructions have been received from such beneficial owners. Member organizations who have not been provided materials âMay Not Voteâ Proposals 1, 3, 4 and 5 on management proxy form without specific instructions from beneficial owners.
| NYSE | | 5/14/2013 | 5/14/2013 | Aluminum Corporation of China Limited | Annual | 5/24/2013 | Confirmed | 6/27/2013 | Confirmed | | | NYSE | | 5/14/2013 | 5/14/2013 | BT Group plc | Annual | 5/31/2013 | Confirmed | 7/17/2013 | Confirmed | | | NYSE | | 5/14/2013 | 5/14/2013 | Compania de Minas Buenaventura S.A. | Special | 5/23/2013 | Confirmed | 6/7/2013 | Confirmed | | | NYSE | | 5/14/2013 | 5/14/2013 | Elan Corporation, plc | Special | 5/23/2013 | Confirmed | | TBD | | | NYSE | | 5/14/2013 | 5/14/2013 | Jones Lang LaSalle Incorporated | Annual | 3/18/2013 | Confirmed | 5/30/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/14/2013 | 5/14/2013 | Kodiak Oil & Gas Corp. | Annual | 5/9/2013 | Confirmed | 6/19/2013 | Confirmed | | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/14/2013 | 5/14/2013 | Rexnord Corporation | Annual | 6/3/2013 | Confirmed | 8/1/2013 | Confirmed | | Record/Meeting dates(s) to be confirmed by Board of Directors | NYSE | | 5/14/2013 | 5/14/2013 | Aircastle Limited | Annual | 3/27/2013 | Confirmed | 5/23/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/14/2013 | 5/14/2013 | L Brands, Inc. | Annual | 4/3/2013 | Confirmed | 5/23/2013 | Confirmed | May Not Vote- 1,3,4,5 | | NYSE | | 5/14/2013 | 5/14/2013 | Teradyne, Inc. | Annual | 3/28/2013 | Confirmed | 5/21/2013 | Confirmed | May Not Vote- 1,2,3,4 | | NYSE | | 5/14/2013 | 5/14/2013 | Best Buy Co., Inc. | Annual | 4/22/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE | | 5/14/2013 | 5/14/2013 | ExactTarget, Inc. | Annual | 4/15/2013 | Confirmed | 6/11/2013 | Confirmed | May Not Vote- 1,2 | | NYSE | | 5/14/2013 | 5/14/2013 | Gray Television, Inc. | Annual | 3/28/2013 | Confirmed | 6/5/2013 | Confirmed | May Not Vote- 1 | | NYSE | | 5/14/2013 | 5/14/2013 | Hornbeck Offshore Services, Inc. | Annual | 4/22/2013 | Confirmed | 6/20/2013 | Confirmed | May Not Vote- 1,2,4 | | NYSE | | 5/14/2013 | 5/14/2013 | Neenah Paper, Inc. | Annual | 3/28/2013 | Confirmed | 5/30/2013 | Confirmed | May Not Vote- 1,2,3 | | NYSE | | 5/14/2013 | 5/14/2013 | NeuStar, Inc. | Annual | 4/22/2013 | Confirmed | 6/18/2013 | Confirmed | May Not Vote- 1,3 | | NYSE | | 5/14/2013 | 5/14/2013 | Omega Healthcare Investors, Inc. | Annual | 4/17/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,3,4 | | NYSE | | 5/14/2013 | 5/14/2013 | Steel Partners Holdings L.P. | Annual | 4/23/2013 | Confirmed | 5/21/2013 | Confirmed | May Not Vote | The company did not provide the NYSE with advance notice of the establishment of its record date as required by NYSE rules. | NYSE | | 5/14/2013 | 5/14/2013 | Stoneridge, Inc. | Annual | 4/1/2013 | Confirmed | 5/6/2013 | Confirmed | May Not Vote- 1,3,4,5 | The company did not provide the NYSE with advance notice of the establishment of its record date as required by NYSE rules. | NYSE | | 5/14/2013 | 5/14/2013 | UnitedHealth Group Incorporated | Annual | 4/5/2013 | Confirmed | 6/3/2013 | Confirmed | May Not Vote- 1athru1k,2,4 | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/14/2013 | 5/14/2013 | Vonage Holdings Corp. | Annual | 4/12/2013 | Confirmed | 6/6/2013 | Confirmed | May Not Vote- 1,2,4 | | NYSE | | 5/14/2013 | 5/14/2013 | Artio Global Investors Inc. | Annual | 4/8/2013 | Confirmed | 5/16/2013 | Confirmed | May Not Vote- 4,1,2,3,5,6 | Record/Meeting date(s) heretofore published has(have) been changed | NYSE | | 5/14/2013 | 5/14/2013 | Institutional Financial Markets Inc. | Annual | 5/24/2013 | Confirmed | 7/25/2013 | Confirmed | | | NYSE Amex | | 5/14/2013 | 5/14/2013 | NTS Realty Holdings Limited Partnership | Annual | 4/15/2013 | Confirmed | 6/11/2013 | Confirmed | May Not Vote- 1 | | NYSE Amex |
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