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Proxy Meeting Notices
DateApproval DateCompany NameMeeting TypeRecord DateRecord Date StatusMeeting DateMeeting StatusFinal Sum RulingWB NotesMarket
9/26/20149/26/2014Armco Metals Holdings Inc.Annual10/7/2014Confirmed11/17/2014Confirmed NYSE Amex
9/26/20149/26/2014MGT Capital Investments IncAnnual10/23/2014Confirmed12/18/2014Confirmed NYSE Amex
9/26/20149/26/2014NanoViricides Inc.Annual10/10/2014Confirmed12/5/2014Confirmed NYSE Amex
9/26/20149/26/2014ResMed Inc.Annual9/22/2014Confirmed11/19/2014Confirmed NYSE
9/26/20149/26/2014Salient Midstream & MLP FundSpecial10/6/2014Confirmed11/13/2014Confirmed NYSE
9/26/20149/26/2014Salient MLP and Energy Infrastructure FundSpecial10/6/2014Confirmed11/13/2014Confirmed NYSE
9/26/20149/26/2014Hormel Foods CorporationAnnual11/28/2014Confirmed1/27/2015Confirmed NYSE
9/26/20149/26/2014Johnson Controls, Inc.Annual11/20/2014Confirmed1/28/2015Confirmed NYSE
9/26/20149/26/2014Lindsay CorporationAnnual12/1/2014Confirmed1/26/2015Confirmed NYSE
9/26/20149/26/2014United States Cellular CorporationSpecial10/6/2014Confirmed11/10/2014Confirmed NYSE
9/26/20149/26/2014Russell Exchange Traded Funds TrustSpecial8/25/2014Confirmed11/3/2014ConfirmedMay Not Vote NYSE Arca
9/26/20149/26/2014Level 3 Communications, Inc.Special9/2/2014Confirmed10/28/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE
9/25/20149/25/2014Semiconductor Manufacturing International CorporationSpecial10/6/2014Confirmed11/5/2014Confirmed NYSE
9/25/20149/25/2014SouFun Holdings LimitedAnnual10/10/2014Confirmed11/12/2014Confirmed NYSE
9/25/20149/25/2014StoneMor Partners L.P.Special in Lieu of Annual10/7/2014Confirmed11/13/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE
9/25/20149/25/2014BrasilAgro - Companhia Brasileira de Propriedades AgricolasAnnual10/6/2014Confirmed10/27/2014Confirmed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
9/25/20149/25/2014Forest Oil CorporationSpecial10/3/2014Confirmed TBD NYSE
9/25/20149/25/2014TRW Automotive Holdings Corp.Special10/17/2014Confirmed TBD Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
9/25/20149/25/2014Vail Resorts, Inc.Annual10/14/2014Confirmed12/5/2014Confirmed NYSE
9/25/20149/25/2014WidePoint CorporationAnnual10/24/2014Confirmed12/18/2014Confirmed NYSE Amex
9/25/20149/25/2014WuXi PharmaTech (Cayman) Inc.Annual10/8/2014Confirmed11/11/2014Confirmed NYSE
9/25/20149/25/2014Avnet, Inc.Annual9/8/2014Confirmed11/6/2014ConfirmedMay Not Vote- 1,2 NYSE
9/25/20149/25/2014Parker-Hannifin CorporationAnnual8/29/2014Confirmed10/22/2014ConfirmedMay Not Vote- 1,3,4,5 NYSE
9/25/20149/25/2014Performance Sports Group Ltd.Annual8/18/2014Confirmed10/9/2014ConfirmedMay Not Vote- 1 NYSE
9/25/20149/25/2014Hyperdynamics CorporationAnnual10/15/2014Confirmed12/4/2014Confirmed NYSE
9/25/20149/25/2014InspireMD Inc.Annual10/14/2014Confirmed12/8/2014Confirmed NYSE Amex
9/24/20149/24/2014Wells Fargo Advantage Utilities and High Income FundAnnual10/6/2014Confirmed12/8/2014Confirmed NYSE Amex
9/24/20149/24/2014Protalix BioTherapeutics IncAnnual9/12/2014Confirmed11/10/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE Amex
9/24/20149/24/2014Sally Beauty Holdings, Inc.Annual12/1/2014Confirmed1/29/2015Confirmed Meeting date heretofore published has been adjourned.NYSE
9/23/20149/23/2014Boulder Growth & Income Fund, Inc.Annual TBD11/21/2014Confirmed NYSE
9/23/20149/23/2014Electromed Inc.Annual10/1/2014Confirmed11/21/2014Confirmed NYSE Amex
9/23/20149/23/2014Hemispherx Biopharma IncAnnual10/3/2014Confirmed11/12/2014Confirmed NYSE Amex
9/23/20149/23/2014Paramount Gold and Silver CorpAnnual10/20/2014Confirmed12/18/2014Confirmed NYSE Amex
9/23/20149/23/2014STR Holdings, Inc.Special10/3/2014Confirmed11/14/2014Confirmed NYSE
9/23/20149/23/2014Trio-Tech InternationalAnnual10/6/2014Confirmed12/1/2014Confirmed NYSE Amex
9/23/20149/23/2014AECOM Technology CorporationSpecial9/12/2014Confirmed10/16/2014ConfirmedMay Not Vote NYSE
9/23/20149/23/2014AutoZone, Inc.Annual10/20/2014Confirmed12/18/2014Confirmed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
9/23/20149/23/2014BlackRock Dividend Income TrustSpecial9/12/2014Confirmed11/10/2014ConfirmedMay Not Vote NYSE Amex
9/23/20149/23/2014BlackRock EcoSolutions Investment TrustSpecial9/12/2014Confirmed11/10/2014ConfirmedMay Not Vote NYSE
9/23/20149/23/2014BlackRock Real Asset Equity TrustSpecial9/12/2014Confirmed11/10/2014ConfirmedMay Not Vote NYSE
9/23/20149/23/2014BlackRock Resources & Commodities Strategy TrustSpecial9/12/2014Confirmed11/10/2014ConfirmedMay Not Vote NYSE
9/23/20149/23/2014Chiquita Brands International, Inc.Special8/4/2014Confirmed10/3/2014ConfirmedSee NoteThis is to advise member organizations that, in addition to proxy materials filed by the Board of Directors of Chiquita Brands International, Inc. ('Chiquita Brands'), there has been filed with the Exchange copies of proxy material on behalf of Cavendish Global Limited, ('Cavendish Global'), and Cavendish Acquisition Corporation ('Merger Sub'), (collectively, as 'Cutrale-Safra'), soliciting proxies in opposition to the transaction agreement, dated March 10, 2014, among Chiquita Brands International, Inc., Fyffes plc, Twombly One Limited (now known as ChiquitaFyffes Limited), CBII Holding Corporation and Chicago Merger Sub, Inc. Cutrale-Safra is asking Chiquita Brands' shareholders to vote 'AGAINST' the transaction agreement proposal and each of the Chiquita Brands proposals. Member organizations May Not Vote either proxy form unless specific instructions have been received from beneficial owners (We have been advised that Cavendish Global's solicitation is limited to beneficial owners of 500 shares or more).NYSE
9/23/20149/23/2014Darden Restaurants, Inc.Annual8/11/2014Confirmed10/10/2014ConfirmedSee NoteThis is to advise member organizations that, in addition to proxy material filed by the Board of Directors of Darden Restaurants, Inc. there has been filed with the Exchange copies of proxy material on behalf of Starboard Value and Opportunity Master Fund Ltd and other participants (collectively, 'Starboard'), soliciting proxies in opposition to the Board of Directors and to elect their own slate of directors. We have been advised that the Starboard's solicitation is limited to beneficial owners of 100 shares or more. Therefore, member organizations who have been provided materials for distribution to these designated beneficial owners 'May Not Vote' either proxy form unless specific instructions have been received from such beneficial owners. Member organizations who have not been provided opposition materials 'May Not Vote' proposals 1,2,4,5 and 6 on the management proxy form without specific instructions from beneficial owners. NYSE
9/23/20149/23/2014Dow 30 Enhanced Premium & Income Fund Inc.Annual7/24/2014Confirmed10/20/2014ConfirmedMay Not Vote- 2,3a,3bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
9/23/20149/23/2014Dow 30 Premium & Dividend Income Fund, Inc.Annual7/24/2014Confirmed10/20/2014ConfirmedMay Not Vote- 2,3a,3bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
9/23/20149/23/2014Nuveen All Cap Energy MLP Opportunities FundSpecial6/6/2014Confirmed9/29/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE
9/23/20149/23/2014Nuveen Equity Premium Advantage FundAnnual7/24/2014Confirmed10/20/2014ConfirmedMay Not Vote- 2,3a,3bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
9/23/20149/23/2014Nuveen Equity Premium Income FundAnnual7/24/2014Confirmed10/20/2014ConfirmedMay Not Vote- 3,4a,4b,5a,5bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
9/23/20149/23/2014Nuveen Equity Premium Opportunity FundAnnual7/24/2014Confirmed10/20/2014ConfirmedMay Not Vote- 2,5a,5bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
9/23/20149/23/2014Petrochina Company LimitedSpecial9/19/2014Confirmed10/29/2014ConfirmedMay Not Vote NYSE
9/23/20149/23/2014Protective Life CorporationSpecial8/15/2014Confirmed10/6/2014ConfirmedMay Not Vote NYSE
9/23/20149/23/2014Standex International CorporationAnnual9/3/2014Confirmed10/29/2014ConfirmedMay Not Vote- 1,2 NYSE
9/23/20149/23/2014TRC Companies, Inc.Annual10/8/2014Confirmed12/3/2014Confirmed NYSE
9/23/20149/23/2014URS CorporationSpecial9/12/2014Confirmed10/16/2014ConfirmedMay Not Vote NYSE
9/23/20149/23/2014Yingli Green Energy Holding Company LimitedAnnual10/3/2014Confirmed11/17/2014Confirmed NYSE
9/19/20149/19/2014Samson Oil & Gas LimitedAnnual10/2/2014Confirmed TBD NYSE Amex
9/19/20149/19/2014ZBB Energy CorporationAnnual9/29/2014Confirmed11/18/2014Confirmed NYSE Amex
9/19/20149/19/2014CEMEX, S.A.B. de C.V.Special9/29/2014Confirmed10/27/2014Confirmed NYSE
9/19/20149/19/2014K12 Inc.Annual10/20/2014Confirmed12/17/2014Confirmed Meeting date heretofore published has been adjourned.NYSE
9/19/20149/19/2014Noah Holdings LimitedAnnual9/30/2014Confirmed11/18/2014Confirmed NYSE
9/19/20149/19/2014The Toro CompanyAnnual1/20/2015Confirmed3/17/2015Confirmed NYSE
9/18/20149/18/2014Intellicheck Mobilisa Inc.Annual10/1/2014Confirmed11/4/2014Confirmed NYSE Amex
9/18/20149/18/2014Ambev S.A.Special9/12/2014Confirmed10/1/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014Brinker International, Inc.Annual9/2/2014Confirmed10/30/2014ConfirmedMay Not Vote- 1,3 NYSE
9/18/20149/18/2014Cardinal Health, Inc.Annual9/10/2014Confirmed11/5/2014ConfirmedMay Not Vote- 1,3,4,5 NYSE
9/18/20149/18/2014Carpenter Technology CorporationAnnual8/15/2014Confirmed10/14/2014ConfirmedMay Not Vote- 1,3 NYSE
9/18/20149/18/2014Centrais Eletricas Brasileiras S.A.- EletrobrasSpecial9/8/2014Confirmed9/26/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014CPFL Energia S.A.Special9/4/2014Confirmed9/24/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014Emerson Radio CorpAnnual9/3/2014Confirmed10/8/2014ConfirmedMay Not Vote- 1 NYSE Amex
9/18/20149/18/2014Era Group Inc.Annual8/11/2014Confirmed10/6/2014ConfirmedMay Not Vote- 1 NYSE
9/18/20149/18/2014First Trust Exchange-Traded Fund Trust, First Trust Value Line Equity Allocation Index FundSpecial9/29/2014Confirmed12/8/2014Confirmed NYSE Arca
9/18/20149/18/2014Frisch's Restaurants IncAnnual8/25/2014Confirmed10/22/2014ConfirmedMay Not Vote- 1,3 NYSE Amex
9/18/20149/18/2014General Employment Enterprises IncAnnual9/15/2014Confirmed9/30/2014ConfirmedMay Not Vote- 1 NYSE Amex
9/18/20149/18/2014Iteris IncAnnual8/21/2014Confirmed10/17/2014ConfirmedMay Not Vote- 1,2 NYSE Amex
9/18/20149/18/2014L.S. Starrett Company,TheAnnual8/29/2014Confirmed10/15/2014ConfirmedMay Not Vote- 1,2 NYSE
9/18/20149/18/2014Mistras Group, Inc.Annual8/25/2014Confirmed10/21/2014ConfirmedMay Not Vote- 1,3 NYSE
9/18/20149/18/2014Saratoga Investment Corp.Annual8/14/2014Confirmed9/30/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014Applied Industrial Technologies, Inc.Annual8/29/2014Confirmed10/28/2014ConfirmedMay Not Vote- 1,2 NYSE
9/18/20149/18/2014Five Star Quality Care, Inc.Annual7/14/2014Confirmed9/30/2014ConfirmedMay Not VoteMeeting date heretofore published has been adjourned.NYSE
9/18/20149/18/2014Hoegh LNG Partners LPAnnual8/29/2014Confirmed9/24/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014Kennametal Inc.Annual8/29/2014Confirmed10/28/2014ConfirmedMay Not Vote- 1,3,4 NYSE
9/18/20149/18/2014Reed Elsevier NVSpecial9/15/2014Confirmed10/21/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014TransDigm Group IncorporatedSpecial8/11/2014Confirmed10/2/2014ConfirmedMay Not Vote NYSE
9/18/20149/18/2014Pike CorporationSpecial9/29/2014Confirmed TBD NYSE
9/17/20149/17/2014Albemarle CorporationSpecial9/30/2014Confirmed11/14/2014Confirmed NYSE
9/17/20149/17/2014International Rectifier CorporationSpecial10/1/2014Confirmed11/4/2014Confirmed NYSE
9/17/20149/17/2014Oil-Dri Corporation of AmericaAnnual10/17/2014Confirmed12/9/2014Confirmed NYSE
9/17/20149/17/2014Espey Mfg. & Electronics CorpAnnual10/10/2014Confirmed12/5/2014Confirmed NYSE Amex
9/17/20149/17/2014LIN Media LLCSpecial7/18/2014Confirmed10/6/2014ConfirmedMay Not VoteMeeting date heretofore published has been changed.NYSE
9/17/20149/17/2014Mines Management IncSpecial8/15/2014Confirmed10/13/2014Confirmed NYSE Amex
9/17/20149/17/2014Nuveen New Jersey Dividend Advantage Municipal Fund 2Annual6/6/2014Confirmed10/20/2014ConfirmedMay Not Vote- 2,4a,4bMeeting date heretofore published has been adjourned.NYSE Amex
9/17/20149/17/2014Wells-Gardner Electronics CorporationSpecial9/26/2014Confirmed10/24/2014Confirmed NYSE Amex
9/17/20149/17/2014Yanzhou Coal Mining Company LimitedSpecial9/16/2014Confirmed10/24/2014ConfirmedMay Not Vote NYSE
9/16/20149/16/2014Allergan, Inc.Special10/30/2014Confirmed12/18/2014Confirmed Record date heretofore published has been changed.NYSE
9/16/20149/16/2014Fort Dearborn Income Securities, Inc.Annual10/10/2014Confirmed12/5/2014Confirmed NYSE
9/16/20149/16/2014SPDR Series TrustSpecial8/22/2014Confirmed11/20/2014ConfirmedMay Not VoteRecord and Meeting date for the following ETFs: SPDR Nuveen Barclays California Municipal Bond ETF (Symbol: CXA; Cusip: 78464A 44 1); SPDR Nuveen Barclays Build America Bond ETF (Symbol: BABS; Cusip: 78464A 27 6); SPDR Nuveen Barclays Municipal Bond ETF (Symbol: TFI; Cusip: 78464A 45 8); SPDR Nuveen Barclays Short Term Municipal Bond ETF (Symbol: SHM; Cusip: 78464A 42 5); SPDR Nuveen S&P High Yield Municipal Bond ETF (Symbol: HYMB; Cusip: 78464A 28 4); SPDR Nuveen S&P® VRDO Municipal Bond ETF (Symbol: VRD; Cusip: 78464A 31 8); SPDR Nuveen Barclays New York Municipal Bond ETF (Symbol: INY; Cusip: 78464A 43 3)NYSE Arca
9/15/20149/15/2014Companhia de Saneamento Basico do Estado de Sao Paulo-SABESPSpecial9/24/2014Confirmed10/13/2014Confirmed NYSE
9/15/20149/15/2014SunLink Health Systems IncAnnual9/22/2014Confirmed11/10/2014Confirmed NYSE Amex
9/15/20149/15/2014CBRE Clarion Global Real Estate Income FundAnnual9/22/2014Confirmed11/10/2014Confirmed NYSE
9/15/20149/15/2014Gafisa S.A.Special9/22/2014Confirmed10/9/2014Confirmed NYSE
9/15/20149/15/2014Harman International Industries, IncorporatedAnnual10/7/2014Confirmed12/3/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE
9/15/20149/15/2014Palo Alto Networks, Inc.Annual10/15/2014Confirmed12/12/2014Confirmed NYSE
9/15/20149/15/2014Rockwood Holdings, Inc.Special9/30/2014Confirmed11/14/2014Confirmed NYSE
9/15/20149/15/2014Sesa Sterlite LimitedConsent9/22/2014Confirmed10/10/2014Confirmed NYSE
9/15/20149/15/2014Tutor Perini CorporationSpecial9/22/2014Confirmed11/12/2014Confirmed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
9/15/20149/15/2014Western Asset Global Partners Income Fund Inc.Annual10/10/2014Confirmed12/15/2014Confirmed NYSE
9/15/20149/15/2014Western Asset High Yield Defined Opportunity Fund Inc.Annual10/10/2014Confirmed12/15/2014Confirmed NYSE
9/12/20149/12/2014Brookfield High Income Fund Inc.Annual10/3/2014Confirmed11/20/2014Confirmed NYSE
9/12/20149/12/2014Brookfield Mortgage Opportunity Income Fund Inc.Annual10/3/2014Confirmed11/20/2014Confirmed NYSE
9/12/20149/12/2014Orient Paper Inc.Annual9/8/2014Confirmed10/21/2014Confirmed NYSE Amex
9/12/20149/12/2014Time Warner Cable Inc.Special8/18/2014Confirmed10/9/2014ConfirmedMay Not Vote NYSE
9/12/20149/12/2014Unifi, Inc.Annual9/5/2014Confirmed10/22/2014ConfirmedMay Not Vote- 1,2 NYSE
9/12/20149/12/2014Regis CorporationAnnual9/2/2014Confirmed10/28/2014ConfirmedMay Not Vote- 2,4,1a thru h NYSE
9/12/20149/12/2014Coty Inc.Annual9/22/2014Confirmed11/4/2014Confirmed NYSE
9/12/20149/12/2014Guidewire Software, Inc.Annual10/8/2014Confirmed12/4/2014Confirmed NYSE
9/12/20149/12/2014Adcare Health Systems IncSpecial8/13/2014Confirmed10/14/2014ConfirmedMay Not Vote NYSE Amex
9/11/20149/11/2014Petrochina Company LimitedSpecial9/19/2014Confirmed10/29/2014Confirmed NYSE
9/10/20149/10/2014MFC Industrial Ltd.Annual10/3/2014Confirmed11/13/2014Confirmed Record date heretofore published has been changedNYSE
9/9/20149/9/2014Flexible Solutions International, Inc.Annual8/4/2014Confirmed10/2/2014ConfirmedMay Not Vote- 1,2,3 NYSE Amex
9/9/20149/9/2014North Atlantic Drilling Ltd.Annual7/18/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE
9/9/20149/9/2014Seadrill LimitedAnnual7/18/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE
9/9/20149/9/2014Seadrill Partners LLCAnnual8/4/2014Confirmed9/26/2014ConfirmedMay Not Vote NYSE
9/9/20149/9/2014Ship Finance International LimitedAnnual7/18/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE
9/9/20149/9/2014Briggs & Stratton CorporationAnnual8/15/2014Confirmed10/15/2014ConfirmedMay Not Vote- 1,3,4 NYSE
9/9/20149/9/2014The Marcus CorporationAnnual8/5/2014Confirmed10/1/2014ConfirmedMay Not Vote- 1,2 NYSE
9/9/20149/9/2014Weatherford International, Ltd.Annual8/1/2014Confirmed9/24/2014ConfirmedMay Not Vote- 1,3 NYSE
9/9/20149/9/2014Western Asset Emerging Markets Income Fund Inc.Annual7/25/2014Confirmed9/26/2014ConfirmedMay Vote NYSE
9/9/20149/9/2014Western Asset Global High Income Fund Inc.Annual7/25/2014Confirmed9/26/2014ConfirmedMay Vote NYSE
9/9/20149/9/2014Western Asset Managed Municipals Fund Inc.Annual7/25/2014Confirmed9/26/2014ConfirmedMay Vote NYSE
9/9/20149/9/2014Frontline Ltd.Annual7/18/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE
9/8/20149/8/2014Chiquita Brands International, Inc.Special8/4/2014Confirmed10/3/2014ConfirmedMay Not VoteMeeting date heretofore published has been changedNYSE
9/8/20149/8/2014Compania de Minas Buenaventura S.A.Special9/2/2014Confirmed9/22/2014ConfirmedMay Not Vote NYSE
9/8/20149/8/2014Nevada Gold & Casinos, Ltd.Annual8/22/2014Confirmed10/15/2014ConfirmedMay Not Vote- 1,2 NYSE Amex
9/8/20149/8/2014Methode Electronics, Inc.Annual7/21/2014Confirmed9/18/2014ConfirmedMay Not Vote- 1,3,4 NYSE
9/8/20149/8/2014Advent Claymore Convertible Securities and Income FundAnnual8/15/2014Confirmed9/30/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Advent Claymore Convertible Securities and Income Fund IIAnnual8/15/2014Confirmed9/30/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Advent/Claymore Enhanced Growth & Income FundAnnual8/15/2014Confirmed9/30/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Transocean Ltd.Special9/3/2014Confirmed9/22/2014ConfirmedMay Not Vote- 2 NYSE
9/8/20149/8/2014Royce Global Value Trust, Inc.Annual7/18/2014Confirmed9/24/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Royce Micro-Cap Trust, Inc.Annual7/18/2014Confirmed9/24/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Royce Value Trust, Inc.Annual7/18/2014Confirmed9/24/2014ConfirmedMay Vote NYSE
9/8/20149/8/2014Liberator Medical Holdings Inc.Annual9/18/2014Confirmed10/20/2014Confirmed NYSE Amex
9/5/20149/5/2014BioTime Inc.Annual9/19/2014Confirmed11/4/2014Confirmed NYSE Amex
9/5/20149/5/2014Petrochina Company LimitedSpecial9/19/2014Confirmed TBD NYSE
9/5/20149/5/2014SWS Group, Inc.Special10/3/2014Confirmed TBD Record date heretofore published has been changed.NYSE
9/5/20149/5/2014AAR CORP.Annual8/19/2014Confirmed10/8/2014ConfirmedMay Not Vote- 1,2 NYSE
9/5/20149/5/2014Augusta Resource CorporationSpecial8/25/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE Amex
9/5/20149/5/2014Birks Group Inc.Annual8/15/2014Confirmed9/24/2014ConfirmedMay Not Vote- 1,3 NYSE Amex
9/5/20149/5/2014Eaton Vance Senior Income TrustAnnual8/13/2014Confirmed10/23/2014ConfirmedMay Vote NYSE
9/5/20149/5/2014Miller Energy Resources, Inc.Annual8/28/2014Confirmed10/30/2014ConfirmedMay Not Vote- 1 NYSE
9/5/20149/5/2014Procter & Gamble Company,TheAnnual8/15/2014Confirmed10/14/2014ConfirmedMay Not Vote- 1,3,4,5,6 NYSE
9/5/20149/5/2014RPM International Inc.Annual8/15/2014Confirmed10/9/2014ConfirmedMay Not Vote- 1,2,3 NYSE
9/5/20149/5/2014Ruby Tuesday, Inc.Annual8/11/2014Confirmed10/8/2014ConfirmedMay Not Vote- 1,2 NYSE
9/5/20149/5/2014Skyline CorporationAnnual7/25/2014Confirmed9/22/2014ConfirmedMay Not Vote- 1,3 NYSE Amex
9/5/20149/5/2014AVG Technologies N.V.Special9/16/2014Confirmed10/14/2014Confirmed NYSE
9/5/20149/5/2014Broadridge Financial Solutions, Inc.Annual9/22/2014Confirmed TBD Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
9/5/20149/5/2014Crown Castle International Corp.Special10/6/2014Confirmed11/19/2014Confirmed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
9/5/20149/5/2014Managed Duration Investment Grade Municipal FundAnnual10/3/2014Confirmed11/11/2014Confirmed NYSE
9/5/20149/5/2014Reed Elsevier NVSpecial9/15/2014Confirmed10/21/2014Confirmed NYSE
9/5/20149/5/2014Universal Technical Institute, Inc.Annual12/26/2014Confirmed2/18/2015Confirmed NYSE
9/5/20149/5/2014ZBB Energy CorporationAnnual9/29/2014Confirmed11/18/2014Confirmed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE Amex
9/4/20149/4/2014B2Gold Corp.Special8/8/2014Confirmed9/12/2014ConfirmedMay Not Vote NYSE Amex
9/4/20149/4/2014King Digital Entertainment plcAnnual7/28/2014Confirmed9/26/2014ConfirmedMay Not Vote NYSE
9/4/20149/4/2014Donaldson Company, Inc.Annual9/24/2014Confirmed11/21/2014Confirmed NYSE
9/4/20149/4/2014Woori Finance Holdings Co., Ltd.Special9/15/2014Confirmed10/10/2014Confirmed NYSE
9/4/20149/4/2014Tengasco, Inc.Annual9/25/2014Confirmed11/14/2014Confirmed NYSE Amex
9/4/20149/4/2014FieldPoint Petroleum CorporationAnnual9/19/2014Confirmed10/24/2014Confirmed NYSE Amex
9/4/20149/4/2014ResMed Inc.Annual9/22/2014Confirmed11/20/2014Confirmed NYSE
9/4/20149/4/2014Silver Bay Realty Trust Corp.Special8/18/2014Confirmed9/30/2014ConfirmedMay Not Vote NYSE
9/3/20149/3/2014BHP Billiton LimitedAnnual9/15/2014Confirmed11/20/2014Confirmed NYSE
9/3/20149/3/2014BHP Billiton PLCAnnual9/15/2014Confirmed10/23/2014Confirmed NYSE
9/3/20149/3/2014IEC Electronics CorpAnnual12/1/2014Confirmed1/28/2015Confirmed NYSE Amex
9/3/20149/3/2014LGL Group Inc (The)Annual9/16/2014Confirmed10/21/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE Amex
9/3/20149/3/2014Miller Energy Resources, Inc.Annual8/28/2014Confirmed10/30/2014Confirmed NYSE
9/3/20149/3/2014Costamare Inc.Annual8/12/2014Confirmed10/1/2014ConfirmedMay Not Vote NYSE
9/3/20149/3/2014Mobile TeleSystems OJSCSpecial8/14/2014Confirmed9/30/2014ConfirmedMay Not Vote NYSE
9/3/20149/3/2014Neuberger Berman California Intermediate Municipal Fund, IncAnnual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014Neuberger Berman High Yield Strategies Fund IncAnnual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014Neuberger Berman Intermediate Municipal Fund, Inc.Annual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014Neuberger Berman MLP Income Fund Inc.Annual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014Neuberger Berman New York Intermediate Municipal Fund, Inc.Annual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014Neuberger Berman Real Estate Securities Income Fund IncAnnual8/18/2014Confirmed9/17/2014ConfirmedMay Vote NYSE Amex
9/3/20149/3/2014MiX Telematics LimitedAnnual7/11/2014Confirmed9/17/2014ConfirmedMay Not Vote NYSE
9/3/20149/3/2014MiX Telematics LimitedSpecial8/25/2014Confirmed9/17/2014ConfirmedMay Not Vote NYSE
9/3/20149/3/2014Ellomay Capital Ltd.Annual8/12/2014Confirmed9/11/2014ConfirmedMay Not Vote NYSE Amex
9/2/20149/2/2014Korn/Ferry InternationalAnnual8/8/2014Confirmed10/1/2014ConfirmedMay Not Vote- 1,2 NYSE
9/2/20149/2/2014AECOM Technology CorporationSpecial9/12/2014Confirmed10/16/2014Confirmed NYSE
9/2/20149/2/2014Ambev S.A.Special9/12/2014Confirmed10/1/2014Confirmed NYSE
9/2/20149/2/2014Dycom Industries, Inc.Annual10/3/2014Confirmed11/25/2014Confirmed NYSE
9/2/20149/2/2014HMG/Courtland Properties IncAnnual8/15/2014Confirmed9/19/2014ConfirmedMay Not Vote NYSE Amex
9/2/20149/2/2014Huaneng Power International, Inc.Special8/12/2014Confirmed9/18/2014ConfirmedMay Not Vote NYSE
9/2/20149/2/2014LGL Group Inc (The)Annual7/23/2014Confirmed9/23/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE Amex
9/2/20149/2/2014Orient Paper Inc.Annual9/8/2014Confirmed TBD NYSE Amex
9/2/20149/2/2014Radiant Logistics Inc.Annual9/30/2014Confirmed11/11/2014Confirmed NYSE Amex
9/2/20149/2/2014ResMed Inc.Annual9/22/2014Confirmed TBD NYSE
9/2/20149/2/2014SPDR Gold TrustConsent6/9/2014Confirmed10/17/2014ConfirmedMay Not ExecuteThe shareholder voting period has been extended to October 17, 2014 from August 29, 2014.NYSE Arca
9/2/20149/2/2014Team, Inc.Annual8/8/2014Confirmed9/25/2014ConfirmedMay Not Vote- 1,3 NYSE
9/2/20149/2/2014Time Warner Cable Inc.Special8/18/2014Confirmed10/9/2014Confirmed NYSE
9/2/20149/2/2014URS CorporationSpecial9/12/2014Confirmed10/16/2014Confirmed NYSE
9/2/20149/2/2014Vipshop Holdings LimitedAnnual8/25/2014Confirmed9/15/2014ConfirmedMay Not Vote NYSE
9/2/20149/2/2014Western Asset Premier Bond FundAnnual10/1/2014Confirmed11/18/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE
9/2/20149/2/2014Gazit-Globe Ltd.Annual8/18/2014Confirmed9/4/2014ConfirmedMay Not Vote NYSE
8/28/20148/28/2014First American Minnesota Municipal Income Fund II, Inc.Special6/23/2014Confirmed9/15/2014ConfirmedMay Not VoteMeeting date heretofore published has been adjourned.NYSE Amex
8/28/20148/28/2014Babson Capital Global Short Duration High Yield FundAnnual8/27/2014Confirmed10/15/2014Confirmed Meeting date heretofore published has been adjourned.NYSE
8/28/20148/28/2014Brinker International, Inc.Annual9/2/2014Confirmed10/30/2014Confirmed NYSE
8/28/20148/28/2014Centrais Eletricas Brasileiras S.A.- EletrobrasSpecial9/8/2014Confirmed9/26/2014Confirmed NYSE
8/28/20148/28/2014Clorox Company,TheAnnual9/22/2014Confirmed11/19/2014Confirmed Meeting date heretofore published has been adjourned.NYSE
8/28/20148/28/2014Coach, Inc.Annual9/9/2014Confirmed11/6/2014Confirmed NYSE
8/28/20148/28/2014IDT CorporationAnnual10/21/2014Confirmed12/15/2014Confirmed NYSE
8/28/20148/28/2014Korea Electric Power CorporationSpecial9/5/2014Confirmed TBD NYSE
8/28/20148/28/2014Level 3 Communications, Inc.Special9/2/2014Confirmed10/7/2014Confirmed NYSE
8/28/20148/28/2014Meredith CorporationAnnual9/12/2014Confirmed11/12/2014Confirmed NYSE
8/28/20148/28/2014Nuveen All Cap Energy MLP Opportunities FundSpecial6/6/2014Confirmed9/19/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/28/20148/28/2014Nuveen Flexible Investment Income FundSpecial6/6/2014Confirmed9/19/2014ConfirmedMay Not Vote- 1,2bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/28/20148/28/2014Nuveen Intermediate Duration Municipal Term FundSpecial6/6/2014Confirmed9/19/2014ConfirmedMay Not Vote- 1,2aRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/28/20148/28/2014Nuveen Investment Quality Municipal Fund, Inc.Special6/23/2014Confirmed9/15/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/28/20148/28/2014Nuveen New Jersey Investment Quality Municipal Fund, Inc.Annual6/6/2014Confirmed9/15/2014ConfirmedMay Not Vote- 2,4a,4bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/28/20148/28/2014Parker-Hannifin CorporationAnnual8/29/2014Confirmed10/22/2014Confirmed NYSE
8/28/20148/28/2014Regis CorporationAnnual9/2/2014Confirmed10/28/2014Confirmed NYSE
8/28/20148/28/2014Silver Bay Realty Trust Corp.Special8/18/2014Confirmed9/30/2014Confirmed NYSE
8/28/20148/28/2014StoneMor Partners L.P.Special in Lieu of Annual8/19/2014Confirmed Postponed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
8/28/20148/28/2014Sysco CorporationAnnual9/22/2014Confirmed11/19/2014Confirmed NYSE
8/28/20148/28/2014Towers Watson & Co.Annual9/16/2014Confirmed11/13/2014Confirmed NYSE
8/28/20148/28/2014Allergan, Inc.Special10/27/2014Confirmed12/18/2014Confirmed NYSE
8/28/20148/28/2014Compania de Minas Buenaventura S.A.Special9/2/2014Confirmed9/22/2014Confirmed NYSE
8/28/20148/28/2014DeVry Education Group Inc.Annual9/11/2014Confirmed11/6/2014Confirmed NYSE
8/28/20148/28/2014EnviroStar, Inc.Annual10/3/2014Confirmed11/14/2014Confirmed NYSE Amex
8/28/20148/28/2014GigOptix Inc.Annual10/1/2014Confirmed11/13/2014Confirmed NYSE Amex
8/28/20148/28/2014Versar IncAnnual9/15/2014Confirmed11/13/2014Confirmed NYSE Amex
8/28/20148/28/2014CACI International IncAnnual9/22/2014Confirmed11/20/2014Confirmed NYSE
8/28/20148/28/2014Nuveen Diversified Currency Opportunities FundAnnual9/15/2014Confirmed10/31/2014Confirmed NYSE
8/28/20148/28/2014Nuveen Global Income Opportunities FundAnnual9/15/2014Confirmed10/31/2014Confirmed NYSE
8/28/20148/28/2014Darden Restaurants, Inc.Annual8/11/2014Confirmed10/10/2014Confirmed NYSE
8/28/20148/28/2014LightInTheBox Holding Co., Ltd.Special9/2/2014Confirmed TBD Record/Meeting date(s) heretofore published has(have) been changed.NYSE
8/28/20148/28/2014Sparton CorporationAnnual9/12/2014Confirmed10/22/2014Confirmed NYSE
8/28/20148/28/2014Yanzhou Coal Mining Company LimitedSpecial9/16/2014Confirmed10/24/2014Confirmed NYSE
8/28/20148/28/2014India Globalization Capital Inc.Annual7/15/2014Confirmed9/12/2014ConfirmedMay Not Vote- 1,3,4,5,6Meeting date heretofore published has been adjourned.NYSE Amex
8/26/20148/26/2014CPFL Energia S.A.Special9/4/2014Confirmed9/24/2014Confirmed NYSE
8/26/20148/26/2014Japan Smaller Capitalization Fund, Inc.Annual9/19/2014Confirmed11/20/2014Confirmed NYSE
8/26/20148/26/2014Solera Holdings, Inc.Annual9/26/2014Confirmed11/13/2014Confirmed NYSE
8/25/20148/25/2014LGL Group Inc (The)Annual7/23/2014Confirmed9/16/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE Amex
8/25/20148/25/2014Nordic American Offshore Ltd.Annual8/12/2014Confirmed9/10/2014ConfirmedMay Not Vote- 1Record/Meeting date(s) heretofore published has(have) been changedNYSE
8/25/20148/25/2014The Taiwan Fund, Inc.Special7/31/2014Confirmed9/22/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE