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Proxy Meeting Notices
DateApproval DateCompany NameMeeting TypeRecord DateRecord Date StatusMeeting DateMeeting StatusFinal Sum RulingWB NotesMarket
8/19/20148/19/2014BlackRock Dividend Income TrustSpecial9/12/2014Confirmed11/10/2014Confirmed NYSE Amex
8/19/20148/19/2014BlackRock EcoSolutions Investment TrustSpecial9/12/2014Confirmed11/10/2014Confirmed NYSE
8/19/20148/19/2014BlackRock Real Asset Equity TrustSpecial9/12/2014Confirmed11/10/2014Confirmed NYSE
8/19/20148/19/2014BlackRock Resources & Commodities Strategy TrustSpecial9/12/2014Confirmed11/10/2014Confirmed NYSE
8/19/20148/19/2014Brookfield DTLA Fund Office Trust Investor Inc. (Pfd. only)Annual8/29/2014Confirmed10/17/2014Confirmed NYSE
8/19/20148/19/2014Chimera Investment CorporationAnnual8/28/2014Confirmed10/23/2014Confirmed NYSE
8/19/20148/19/2014Hoegh LNG Partners LPAnnual8/29/2014Confirmed9/24/2014Confirmed NYSE
8/19/20148/19/2014Miller Energy Resources, Inc.Annual8/28/2014Confirmed TBD NYSE
8/19/20148/19/2014MiX Telematics LimitedSpecial8/25/2014Confirmed9/17/2014Confirmed NYSE
8/13/20148/13/2014WellPoint, Inc.Special9/12/2014Confirmed11/5/2014Confirmed NYSE
8/13/20148/13/2014SPDR Series TrustSpecial8/22/2014Confirmed11/20/2014Confirmed Record and Meeting date for the following ETFs: SPDR Nuveen Barclays California Municipal Bond ETF (Symbol: CXA; Cusip: 78464A 44 1); SPDR Nuveen Barclays Build America Bond ETF (Symbol: BABS; Cusip: 78464A 27 6); SPDR Nuveen Barclays Municipal Bond ETF (Symbol: TFI; Cusip: 78464A 45 8); SPDR Nuveen Barclays Short Term Municipal Bond ETF (Symbol: SHM; Cusip: 78464A 42 5); SPDR Nuveen S&P High Yield Municipal Bond ETF (Symbol: HYMB; Cusip: 78464A 28 4); SPDR Nuveen S&P® VRDO Municipal Bond ETF (Symbol: VRD; Cusip: 78464A 31 8); SPDR Nuveen Barclays New York Municipal Bond ETF (Symbol: INY; Cusip: 78464A 43 3)NYSE Arca
8/13/20148/13/2014CareFusion CorporationAnnual9/8/2014Confirmed11/5/2014Confirmed NYSE
8/12/20148/12/2014Augusta Resource CorporationSpecial8/25/2014Confirmed9/19/2014Confirmed NYSE Amex
8/12/20148/12/2014Performance Sports Group Ltd.Annual8/18/2014Confirmed10/9/2014Confirmed NYSE
8/12/20148/12/2014China Metro-Rural Holdings LimitedAnnual7/22/2014Confirmed9/5/2014ConfirmedMay Not Vote NYSE Amex
8/12/20148/12/2014AMREP CorporationAnnual8/1/2014Confirmed9/10/2014ConfirmedMay Not Vote NYSE
8/12/20148/12/2014Banco Santander S.A.Special7/11/2014Confirmed9/15/2014ConfirmedMay Not Vote NYSE
8/12/20148/12/2014Barnes & Noble, Inc.Annual7/23/2014Confirmed9/17/2014ConfirmedMay Not Vote- 1,2 NYSE
8/12/20148/12/2014Chiquita Brands International, Inc.Special8/4/2014Confirmed9/17/2014ConfirmedMay Not Vote NYSE
8/12/20148/12/2014ConAgra Foods, Inc.Annual7/28/2014Confirmed9/19/2014ConfirmedMay Not Vote- 1,2,3,5,6 NYSE
8/12/20148/12/2014Country Style Cooking Restaurant Chain Co., Ltd.Annual7/15/2014Confirmed8/20/2014ConfirmedSee NoteNo SolicitationNYSE
8/12/20148/12/2014First Trust Senior Floating Rate Income Fund IIAnnual7/25/2014Confirmed9/15/2014ConfirmedMay Vote NYSE
8/12/20148/12/2014General Mills, Inc.Annual7/25/2014Confirmed9/23/2014ConfirmedMay Not Vote- 1,2,4,5 NYSE
8/12/20148/12/2014iSoftStone Holdings LimitedSpecial8/4/2014Confirmed8/25/2014ConfirmedMay Not Vote NYSE
8/12/20148/12/2014John Wiley & Sons, Inc.Annual7/22/2014Confirmed9/18/2014ConfirmedMay Not Vote- 1,3,4,5,6 NYSE
8/12/20148/12/2014Mexco Energy CorporationAnnual7/25/2014Confirmed9/9/2014ConfirmedMay Not Vote- 1 NYSE Amex
8/12/20148/12/2014NIKE, Inc.Annual7/18/2014Confirmed9/18/2014ConfirmedMay Not Vote- 1,2 NYSE
8/12/20148/12/2014NorthStar Realty Finance Corp.Annual8/6/2014Confirmed9/5/2014ConfirmedMay Not Vote- 1,2 NYSE
8/12/20148/12/2014Retractable Technologies, Inc.Annual7/7/2014Confirmed9/5/2014ConfirmedMay Not Vote NYSE Amex
8/12/20148/12/2014TCW Strategic Income Fund, Inc.Annual7/31/2014Confirmed9/9/2014ConfirmedMay Vote NYSE
8/12/20148/12/2014Western Asset High Income Fund II Inc.Annual6/20/2014Confirmed8/28/2014ConfirmedMay Vote NYSE
8/11/20148/11/2014Oracle CorporationAnnual9/8/2014Confirmed11/5/2014Confirmed NYSE
8/11/20148/11/2014Pall CorporationAnnual10/14/2014Confirmed12/10/2014Confirmed NYSE
8/11/20148/11/2014Eaton Vance Municipal Income Term TrustAnnual9/10/2014Confirmed11/20/2014Confirmed NYSE
8/11/20148/11/2014Portugal Telecom, SGPS, S.A.Special8/17/2014Confirmed9/8/2014Confirmed NYSE
8/11/20148/11/2014Protalix BioTherapeutics IncAnnual9/12/2014Confirmed11/6/2014Confirmed NYSE Amex
8/11/20148/11/2014Russell Exchange Traded Funds TrustSpecial8/25/2014Confirmed11/3/2014Confirmed NYSE Arca
8/8/20148/8/2014First Marblehead Corporation,TheAnnual9/18/2014Confirmed11/11/2014Confirmed NYSE
8/8/20148/8/2014StoneMor Partners L.P.Special in Lieu of Annual8/19/2014Confirmed9/30/2014Confirmed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
8/7/20148/7/2014Boulder Growth & Income Fund, Inc.Special8/22/2014Confirmed10/16/2014Confirmed NYSE
8/7/20148/7/2014Boulder Total Return Fund, Inc.Special8/22/2014Confirmed10/16/2014Confirmed NYSE
8/7/20148/7/2014The Denali Fund Inc.Special8/22/2014Confirmed10/16/2014Confirmed NYSE
8/7/20148/7/2014Cardinal Health, Inc.Annual9/10/2014Confirmed11/5/2014Confirmed NYSE
8/7/20148/7/2014Performance Sports Group Ltd.Annual8/18/2014Confirmed10/9/2014Confirmed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
8/7/20148/7/2014Portugal Telecom, SGPS, S.A.Special8/17/2014Confirmed TBD NYSE
8/7/20148/7/2014Silver Bay Realty Trust Corp.Special8/18/2014Confirmed TBD Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
8/7/20148/7/2014Time Warner Cable Inc.Special Cancelled Cancelled The record date of 06/09/2014 has been cancelled.NYSE
8/7/20148/7/2014Time Warner Cable Inc.Special Cancelled Cancelled The record date of 06/16/2014 has been cancelled.NYSE
8/7/20148/7/2014Time Warner Cable Inc.Special9/2/2014Confirmed TBD Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
8/7/20148/7/2014Breeze-Eastern CorporationAnnual7/25/2014Confirmed9/16/2014ConfirmedMay Not Vote- 1 NYSE Amex
8/7/20148/7/2014Lions Gate Entertainment Corp.Annual7/18/2014Confirmed9/9/2014ConfirmedMay Not Vote- 1,3,4 NYSE
8/7/20148/7/2014Mad Catz Interactive IncSpecial in Lieu of Annual7/24/2014Confirmed9/11/2014ConfirmedMay Not Vote- 1,3 NYSE Amex
8/7/20148/7/2014Nuveen New Jersey Dividend Advantage Municipal Fund 2Annual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 2,4a,4bMeeting date heretofore published has been adjourned.NYSE Amex
8/7/20148/7/2014Nuveen New Jersey Municipal Value FundAnnual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2Meeting date heretofore published has been adjourned.NYSE Amex
8/7/20148/7/2014Nuveen New York Dividend Advantage Municipal Fund 2Annual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2aMeeting date heretofore published has been adjourned.NYSE Amex
8/7/20148/7/2014Nuveen New York Municipal Value Fund 2Annual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2Meeting date heretofore published has been adjourned.NYSE Amex
8/7/20148/7/2014Nuveen Pennsylvania Municipal Value FundAnnual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2Meeting date heretofore published has been adjourned.NYSE Amex
8/6/20148/6/2014Aeroflex Holding Corp.Special8/7/2014Confirmed9/10/2014Confirmed NYSE
8/6/20148/6/2014Iteris IncAnnual8/21/2014Confirmed10/17/2014Confirmed NYSE Amex
8/6/20148/6/2014Mines Management IncSpecial8/15/2014Confirmed10/7/2014Confirmed NYSE Amex
8/6/20148/6/2014New Residential Investment Corp.Special8/26/2014Confirmed10/15/2014Confirmed NYSE
8/6/20148/6/2014Nuveen All Cap Energy MLP Opportunities FundSpecial6/6/2014Confirmed8/15/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014Nuveen Equity Premium and Growth FundAnnual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2,3,4a,4bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014Nuveen Flexible Investment Income FundSpecial6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014Nuveen Intermediate Duration Municipal Term FundSpecial6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2aRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014Nuveen New Jersey Dividend Advantage Municipal Fund 2Annual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 2,3,4a,4bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014Nuveen New Jersey Investment Quality Municipal Fund, Inc.Annual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 2,4a,4bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014Nuveen New Jersey Premium Income Municipal Fund, Inc.Annual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 2,4a,4bRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014Nuveen New York AMT-Free Municipal Income FundAnnual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2Record/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014Nuveen New York Municipal Value Fund, Inc.Annual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2Record/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014Nuveen New York Select Tax-Free Income PortfolioAnnual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2Record/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014Nuveen Preferred and Income Term FundSpecial6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2aRecord/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014Nuveen Texas Quality Income Municipal FundAnnual6/6/2014Confirmed8/15/2014ConfirmedMay Not Vote- 1,2Record/Meeting date(s) heretofore published has(have) been changedNYSE
8/6/20148/6/2014SWS Group, Inc.Special9/5/2014Confirmed TBD Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
8/6/20148/6/2014AdvisorShares TrustSpecial7/7/2014Confirmed8/22/2014ConfirmedMay Not Vote NYSE Arca
8/6/20148/6/2014Alere Inc.Annual6/30/2014Confirmed8/21/2014ConfirmedMay Not Vote- 1,2,3,4,6 NYSE
8/6/20148/6/2014CHC Group Ltd.Annual7/23/2014Confirmed9/11/2014ConfirmedMay Not Vote- 1,2,3 NYSE
8/6/20148/6/2014Coast Distribution System, Inc (TheAnnual7/21/2014Confirmed8/26/2014ConfirmedMay Not Vote- 1,3 NYSE Amex
8/6/20148/6/2014Exar CorporationAnnual7/21/2014Confirmed9/18/2014ConfirmedMay Not Vote- 1,3,4 NYSE
8/6/20148/6/2014Friedman Industries, IncorporatedAnnual7/11/2014Confirmed8/28/2014ConfirmedMay Not Vote NYSE Amex
8/6/20148/6/2014Gold Standard Ventures Corp.Annual7/25/2014Confirmed9/9/2014ConfirmedMay Not Vote- 2,4,5 NYSE Amex
8/6/20148/6/2014H&R Block, Inc.Annual7/11/2014Confirmed9/11/2014ConfirmedMay Not Vote- 1,3,4,5 NYSE
8/6/20148/6/2014India Globalization Capital Inc.Annual7/15/2014Confirmed8/25/2014ConfirmedMay Not Vote- 1,3,4,5,6 NYSE Amex
8/6/20148/6/2014KNOT Offshore Partners LPAnnual7/14/2014Confirmed8/13/2014ConfirmedMay Not Vote NYSE
8/6/20148/6/2014LiqTech International, Inc.Annual7/29/2014Confirmed8/25/2014ConfirmedMay Not Vote- 1 NYSE Amex
8/6/20148/6/2014Mainstay Definedterm Municipal Opportunities FundAnnual7/11/2014Confirmed9/23/2014ConfirmedMay Vote NYSE
8/6/20148/6/2014Organovo Holdings Inc.Annual7/7/2014Confirmed8/20/2014ConfirmedMay Not Vote- 1,3 NYSE Amex
8/6/20148/6/2014Susser Holdings CorporationSpecial7/22/2014Confirmed8/28/2014ConfirmedMay Not Vote NYSE
8/6/20148/6/2014Tyco International Ltd.Special7/25/2014Confirmed9/9/2014ConfirmedMay Not Vote NYSE
8/6/20148/6/2014Command Security CorporationAnnual7/24/2014Confirmed9/12/2014ConfirmedMay Not Vote- 1 NYSE Amex
8/6/20148/6/2014LIN Media LLCSpecial7/18/2014Confirmed8/20/2014ConfirmedMay Not Vote NYSE
8/6/20148/6/2014Media General, Inc.Special7/18/2014Confirmed8/20/2014ConfirmedMay Not Vote NYSE
8/6/20148/6/2014Valley National BancorpSpecial7/21/2014Confirmed9/9/2014ConfirmedMay Not Vote NYSE
8/6/20148/6/2014Investors Real Estate TrustAnnual7/18/2014Confirmed9/16/2014ConfirmedMay Not Vote- 1,2 NYSE
8/6/20148/6/2014Managed High Yield Plus Fund Inc.Annual7/18/2014Confirmed9/19/2014ConfirmedMay Vote NYSE
8/6/20148/6/2014Quantum CorporationAnnual7/14/2014Confirmed9/9/2014ConfirmedMay Not Vote- 1,3,4,5 NYSE
8/6/20148/6/2014Dow 30 Enhanced Premium & Income Fund Inc.Annual7/24/2014Confirmed9/19/2014ConfirmedMay Not Vote- 2,3a,3b NYSE
8/6/20148/6/2014Dow 30 Premium & Dividend Income Fund, Inc.Annual7/24/2014Confirmed9/19/2014ConfirmedMay Not Vote- 2,3a,3b NYSE
8/6/20148/6/2014Nuveen Equity Premium Advantage FundAnnual7/24/2014Confirmed9/19/2014ConfirmedMay Not Vote- 2,3a,3b NYSE
8/6/20148/6/2014Nuveen Equity Premium Income FundAnnual7/24/2014Confirmed9/19/2014ConfirmedMay Not Vote- 3,4a,4b,5a,5b NYSE
8/6/20148/6/2014Nuveen Equity Premium Opportunity FundAnnual7/24/2014Confirmed9/19/2014ConfirmedMay Not Vote- 2,5a,5b NYSE
8/4/20148/4/2014American Eagle Energy CorporationAnnual Postponed Postponed NYSE Amex
8/4/20148/4/2014CEMEX, S.A.B. de C.V.Special8/14/2014Confirmed9/11/2014Confirmed NYSE
8/4/20148/4/2014India Globalization Capital Inc.Annual7/15/2014Confirmed8/25/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE Amex
8/4/20148/4/2014Nevada Gold & Casinos, Ltd.Annual8/22/2014Confirmed10/15/2014Confirmed NYSE Amex
8/4/20148/4/2014Standex International CorporationAnnual9/3/2014Confirmed10/29/2014Confirmed NYSE
8/4/20148/4/2014The Korea Fund, Inc.Annual9/2/2014Confirmed10/30/2014Confirmed NYSE
8/1/20148/1/2014Mobile TeleSystems OJSCSpecial8/14/2014Confirmed9/30/2014Confirmed NYSE
8/1/20148/1/2014Huaneng Power International, Inc.Special8/12/2014Confirmed9/18/2014Confirmed NYSE
8/1/20148/1/2014Kennametal Inc.Annual8/29/2014Confirmed10/28/2014Confirmed NYSE
8/1/20148/1/2014Mistras Group, Inc.Annual8/25/2014Confirmed10/21/2014Confirmed NYSE
8/1/20148/1/2014Pepco Holdings, Inc.Special8/11/2014Confirmed9/23/2014Confirmed Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
7/31/20147/31/2014Gazit-Globe Ltd.Annual8/18/2014Confirmed9/4/2014Confirmed NYSE
7/31/20147/31/2014Susser Holdings CorporationSpecial7/22/2014Confirmed8/28/2014Confirmed NYSE
7/31/20147/31/2014Time Warner Cable Inc.Special8/18/2014Confirmed TBD Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
7/31/20147/31/2014TransDigm Group IncorporatedSpecial8/11/2014Confirmed10/2/2014Confirmed NYSE
7/31/20147/31/2014Pyramid Oil CompanySpecial8/11/2014Confirmed TBD NYSE Amex
7/31/20147/31/2014Costamare Inc.Annual8/12/2014Confirmed10/1/2014Confirmed NYSE
7/31/20147/31/2014Nordic American Offshore Ltd.Annual8/11/2014Confirmed9/10/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE
7/31/20147/31/2014Ruby Tuesday, Inc.Annual8/11/2014Confirmed10/8/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE
7/30/20147/30/2014Invesco Advantage Municipal Income Trust IIAnnual7/8/2014Confirmed8/29/2014ConfirmedMay Vote NYSE Amex
7/30/20147/30/2014Invesco Bond FundAnnual7/8/2014Confirmed8/29/2014ConfirmedMay Vote NYSE
7/30/20147/30/2014Invesco California Value Muni Income TrustAnnual7/8/2014Confirmed8/29/2014ConfirmedMay Vote NYSE
7/30/20147/30/2014Invesco Dynamic Credit Opportunities FundAnnual7/8/2014Confirmed8/29/2014ConfirmedMay Vote NYSE
7/30/20147/30/2014Invesco High Income Trust IIAnnual7/8/2014Confirmed8/29/2014ConfirmedMay Vote NYSE
7/30/20147/30/2014Invesco Municipal Opportunity TrustAnnual7/8/2014Confirmed8/29/2014ConfirmedMay Vote NYSE
7/30/20147/30/2014Invesco Municipal TrustAnnual7/8/2014Confirmed8/29/2014ConfirmedMay Vote NYSE
7/30/20147/30/2014Invesco Pennsylvania Value Municipal Income TrustAnnual7/8/2014Confirmed8/29/2014ConfirmedMay Vote NYSE
7/30/20147/30/2014Invesco Senior Income TrustAnnual7/8/2014Confirmed8/29/2014ConfirmedMay Vote NYSE
7/30/20147/30/2014Invesco Trust for Investment Grade MunicipalsAnnual7/8/2014Confirmed8/29/2014ConfirmedMay Vote NYSE
7/30/20147/30/2014Invesco Trust For Investment Grade New York MunicipalsAnnual7/8/2014Confirmed8/29/2014ConfirmedMay Vote NYSE
7/29/20147/29/2014Cheniere Energy IncAnnual7/23/2014Confirmed9/11/2014ConfirmedMay Not Vote- 1,2 NYSE Amex
7/29/20147/29/2014DWS Global High Income Fund, Inc.Annual7/2/2014Confirmed9/3/2014ConfirmedMay Vote NYSE
7/29/20147/29/2014DWS High Income Opportunities Fund, Inc.Annual7/2/2014Confirmed9/3/2014ConfirmedMay Vote NYSE
7/29/20147/29/2014DWS High Income TrustAnnual7/2/2014Confirmed9/3/2014ConfirmedMay Vote NYSE
7/29/20147/29/2014DWS Multi-Market Income TrustAnnual7/2/2014Confirmed9/3/2014ConfirmedMay Vote NYSE
7/29/20147/29/2014DWS Municipal Income TrustAnnual7/2/2014Confirmed9/3/2014ConfirmedMay Vote NYSE
7/29/20147/29/2014DWS Strategic Income TrustAnnual7/2/2014Confirmed9/3/2014ConfirmedMay Vote NYSE
7/29/20147/29/2014DWS Strategic Municipal Income TrustAnnual7/2/2014Confirmed9/3/2014ConfirmedMay Vote NYSE
7/29/20147/29/2014EnerJex Resources Inc.Annual7/10/2014Confirmed8/19/2014ConfirmedMay Not Vote- 1 NYSE Amex
7/29/20147/29/2014Ethan Allen Interiors Inc.Annual9/23/2014Confirmed11/18/2014Confirmed NYSE
7/29/20147/29/2014FutureFuel Corp.Annual7/11/2014Confirmed9/3/2014ConfirmedMay Not Vote- 1,3 NYSE
7/29/20147/29/2014Superior Industries International, Inc.Annual6/26/2014Confirmed8/15/2014ConfirmedSee NoteThis is to advise member organizations that, in addition to proxy material filed by the Board of Directors of Superior Industries International, Inc. there has been filed with the Exchange copies of proxy material on behalf of GAMCO Asset Management Inc., soliciting proxies to elect three of their own nominees to the Board of Directors. We have been advised that the GAMCO Asset Management Inc.'s solicitation is limited to beneficial owners of 2,000 shares or more. Therefore, member organizations who have been provided materials for distribution to these designated beneficial owners 'May Not Vote' either proxy form unless specific instructions have been received from such beneficial owners. Member organizations who have not been provided opposition materials 'May Not Vote' proposals 1 and 2 on the management proxy form without specific instructions from beneficial ownersNYSE
7/29/20147/29/2014Verso Paper Corp.Special8/4/2014Confirmed8/12/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE
7/29/20147/29/2014Vicon Industries IncAnnual7/11/2014Confirmed8/28/2014ConfirmedMay Not Vote- 1,3,4 NYSE Amex
7/29/20147/29/2014Violin Memory, Inc.Annual7/22/2014Confirmed9/3/2014ConfirmedMay Not Vote- 1,2 NYSE
7/29/20147/29/2014Wausau Paper Corp.Annual7/18/2014Confirmed8/21/2014ConfirmedMay Not Vote- 1,2,4 NYSE
7/29/20147/29/2014Federated Enhanced Treasury Income FundAnnual6/30/2014Confirmed9/12/2014ConfirmedMay Vote NYSE
7/29/20147/29/2014Federated Premier Intermediate Municipal Income FundAnnual6/30/2014Confirmed9/12/2014ConfirmedMay Vote NYSE
7/29/20147/29/2014Federated Premier Municipal Income FundAnnual6/30/2014Confirmed9/12/2014ConfirmedMay Vote NYSE
7/29/20147/29/2014iSoftStone Holdings LimitedSpecial8/7/2014Confirmed8/28/2014Confirmed NYSE
7/28/20147/28/2014AAR CORP.Annual8/19/2014Confirmed10/8/2014Confirmed NYSE
7/28/20147/28/2014Aeroflex Holding Corp.Special8/7/2014Confirmed TBD Record/Meeting dates(s) to be confirmed by Board of DirectorsNYSE
7/28/20147/28/2014GeoPark LimitedAnnual7/18/2014Confirmed9/11/2014ConfirmedMay Not Vote NYSE
7/28/20147/28/2014Universal Security Instruments, IncAnnual8/29/2014Confirmed10/21/2014Confirmed NYSE Amex
7/25/20147/25/2014Chiquita Brands International, Inc.Special8/4/2014Confirmed9/17/2014Confirmed NYSE
7/25/20147/25/2014Iteris IncAnnual Postponed Postponed NYSE Amex
7/25/20147/25/2014PIMCO Income Strategy FundAnnual5/30/2014Confirmed7/31/2014ConfirmedSee NoteThis is to advise member organizations that, in addition to proxy material filed by the board of trustees of PIMCO Income Strategy Fund, there have been filed with the Exchange copies of proxy material on behalf of Brigade Leveraged Capital Structures Fund Ltd. and Brigade Capital Management, LLC soliciting proxies to elect two of its own nominees to the Board of Trustees. Member organizations May Not Vote either proxy forms unless specific instructions have been received from beneficial owners.NYSE
7/25/20147/25/2014PIMCO Income Strategy Fund IIAnnual5/30/2014Confirmed7/31/2014ConfirmedSee NoteThis is to advise member organizations that, in addition to proxy material filed by the board of trustees of PIMCO Income Strategy Fund II, there have been filed with the Exchange copies of proxy material on behalf of Brigade Leveraged Capital Structures Fund Ltd. and Brigade Capital Management, LLC soliciting proxies to elect two of its own nominees to the Board of Trustees. Member organizations May Not Vote either proxy forms unless specific instructions have been received from beneficial owners.NYSE
7/25/20147/25/2014Verso Paper Corp.Special8/4/2014Confirmed8/12/2014Confirmed Record/Meeting date(s) heretofore published has(have) been changedNYSE
7/25/20147/25/2014Trina Solar LimitedAnnual7/21/2014Confirmed8/28/2014ConfirmedMay Not Vote NYSE
7/25/20147/25/2014PIMCO Dynamic Credit Income FundSpecial4/9/2014Confirmed7/31/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE
7/25/20147/25/2014PIMCO Income Strategy FundSpecial4/9/2014Confirmed7/31/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE
7/25/20147/25/2014PIMCO Income Strategy Fund IISpecial4/9/2014Confirmed7/31/2014ConfirmedMay Not VoteRecord/Meeting date(s) heretofore published has(have) been changedNYSE
7/24/20147/24/2014Adcare Health Systems IncAnnual7/25/2014Confirmed8/8/2014ConfirmedMay Not Vote- 1 NYSE Amex
7/24/20147/24/2014Adcare Health Systems IncSpecial8/13/2014Confirmed10/14/2014Confirmed NYSE Amex
7/24/20147/24/2014Ellomay Capital Ltd.Annual8/12/2014Confirmed9/11/2014Confirmed NYSE Amex
7/24/20147/24/2014EnerJex Resources Inc.Annual7/10/2014Confirmed8/19/2014Confirmed NYSE Amex
7/24/20147/24/2014Seadrill Partners LLCAnnual8/4/2014Confirmed9/26/2014Confirmed NYSE
7/24/20147/24/2014Asia Pacific Fund, Inc.,TheAnnual6/20/2014Confirmed8/20/2014ConfirmedMay Vote NYSE
7/24/20147/24/2014China Life Insurance Company LimitedSpecial7/18/2014Confirmed8/18/2014ConfirmedMay Not Vote NYSE
7/24/20147/24/2014Delaware Enhanced Global Dividend and Income FundAnnual6/23/2014Confirmed8/20/2014ConfirmedMay Vote NYSE
7/24/20147/24/2014Delaware Investments Colorado Municipal Income Fund, IncAnnual6/23/2014Confirmed8/20/2014ConfirmedMay Vote NYSE Amex
7/24/20147/24/2014Delaware Investments Dividend & Income Fund, Inc.Annual6/23/2014Confirmed8/20/2014ConfirmedMay Vote NYSE
7/24/20147/24/2014Delaware Investments Minnesota Municipal Income Fund II, Inc.Annual6/23/2014Confirmed8/20/2014ConfirmedMay Vote NYSE Amex
7/24/20147/24/2014Delaware Investments National Municipal Income FundAnnual6/23/2014Confirmed8/20/2014ConfirmedMay Vote NYSE Amex
7/24/20147/24/2014DIAGEO plcAnnual8/12/2014Confirmed9/18/2014Confirmed NYSE
7/24/20147/24/2014Global Payments Inc.Annual9/12/2014Confirmed11/19/2014Confirmed NYSE
7/24/20147/24/2014Intellicheck Mobilisa, Inc.Special6/30/2014Confirmed8/12/2014ConfirmedMay Vote NYSE Amex
7/24/20147/24/2014Mallinckrodt plcSpecial7/9/2014Confirmed8/14/2014ConfirmedMay Not Vote NYSE
7/24/20147/24/2014NorthStar Realty Finance Corp.Annual8/6/2014Confirmed9/5/2014Confirmed NYSE
7/24/20147/24/2014Nuveen Massachusetts Premium Income Municipal FundAnnual7/2/2014Confirmed9/11/2014ConfirmedMay Not Vote- 1,2 NYSE
7/24/20147/24/2014Taomee Holdings LimitedAnnual7/14/2014Confirmed8/15/2014ConfirmedMay Not Vote NYSE
7/24/20147/24/2014Protective Life CorporationSpecial8/15/2014Confirmed10/6/2014Confirmed Meeting date heretofore published has been adjourned.NYSE
7/24/20147/24/2014Korea Equity Fund, Inc.Annual7/2/2014Confirmed8/14/2014ConfirmedMay Vote NYSE
7/21/20147/21/2014General Employment Enterprises IncAnnual Postponed Postponed NYSE Amex
7/21/20147/21/2014LiqTech International, Inc.Annual7/29/2014Confirmed8/25/2014Confirmed NYSE Amex
7/21/20147/21/2014Phoenix Companies, Inc., TheAnnual9/29/2014Confirmed11/20/2014Confirmed NYSE
7/21/20147/21/2014Saratoga Investment Corp.Annual8/14/2014Confirmed9/30/2014Confirmed NYSE
7/21/20147/21/2014Timmins Gold Corp.Special in Lieu of Annual6/17/2014Confirmed7/31/2014ConfirmedMay Not Vote- 1,3 NYSE Amex
7/18/20147/18/2014Acorn International, Inc.Annual Postponed Postponed NYSE
7/18/20147/18/2014Alliance One International, Inc.Annual6/6/2014Confirmed8/14/2014ConfirmedMay Not Vote- 1,3 NYSE
7/18/20147/18/2014American Municipal Income Portfolio Inc.Annual6/23/2014Confirmed8/15/2014ConfirmedMay Vote NYSE
7/18/20147/18/2014American Municipal Income Portfolio Inc.Special6/23/2014Confirmed8/15/2014ConfirmedMay Not Vote NYSE
7/18/20147/18/2014Ampio Pharmaceuticals Inc.Annual8/1/2014Confirmed9/20/2014Confirmed NYSE Amex
7/18/20147/18/2014Brookfield High Income Fund Inc.Special5/19/2014Confirmed7/18/2014ConfirmedMay Not Vote NYSE
7/18/20147/18/2014CAE Inc.Annual6/17/2014Confirmed8/13/2014ConfirmedMay Not Vote- 1,3 NYSE
7/18/20147/18/2014Flexible Solutions International, Inc.Annual8/4/2014Confirmed10/2/2014Confirmed NYSE Amex
7/18/20147/18/2014Helios Advantage Income Fund, Inc.Special5/19/2014Confirmed7/18/2014ConfirmedMay Not Vote NYSE
7/18/20147/18/2014Helios High Income Fund, Inc.Special5/19/2014Confirmed7/18/2014ConfirmedMay Not Vote NYSE
7/18/20147/18/2014Helios Multi-Sector High Income Fund, Inc.Special5/19/2014Confirmed7/18/2014ConfirmedMay Not Vote NYSE
7/18/20147/18/2014Helios Strategic Income Fund, Inc.Special5/19/2014Confirmed7/18/2014ConfirmedMay Not Vote NYSE
7/18/20147/18/2014HMG/Courtland Properties IncAnnual8/15/2014Confirmed9/19/2014Confirmed NYSE Amex
7/18/20147/18/2014Infosys LimitedSpecial7/3/2014Confirmed7/30/2014ConfirmedMay Not Vote NYSE
7/18/20147/18/2014James Hardie Industries plc.Annual7/8/2014Confirmed8/15/2014ConfirmedMay Not Vote NYSE
7/18/20147/18/2014Medtronic, Inc.Annual6/23/2014Confirmed8/21/2014ConfirmedMay Not Vote- 1,3,4,5,6,7,8 NYSE
7/18/20147/18/2014MFS California Municipal FundAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE Amex
7/18/20147/18/2014MFS Charter Income TrustAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE
7/18/20147/18/2014MFS Government Markets Income TrustAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE
7/18/20147/18/2014MFS High Income Municipal TrustAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE
7/18/20147/18/2014MFS High Yield Municipal TrustAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE
7/18/20147/18/2014MFS Intermarket Income Trust IAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE
7/18/20147/18/2014MFS Intermediate High Income FundAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE
7/18/20147/18/2014MFS Intermediate Income TrustAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE
7/18/20147/18/2014MFS Investment Grade Municipal TrustAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE
7/18/20147/18/2014MFS Multimarket Income TrustAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE
7/18/20147/18/2014MFS Municipal Income TrustAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE
7/18/20147/18/2014MFS Special Value TrustAnnual8/1/2014Confirmed10/2/2014Confirmed NYSE
7/18/20147/18/2014NeoPhotonics CorporationAnnual5/30/2014Confirmed7/29/2014ConfirmedMay Not Vote- 1,3 NYSE
7/18/20147/18/2014Nuveen Investment Quality Municipal Fund, Inc.Annual6/23/2014Confirmed8/15/2014ConfirmedMay Vote NYSE
7/18/20147/18/2014Nuveen Investment Quality Municipal Fund, Inc.Special6/23/2014Confirmed8/15/2014ConfirmedMay Not Vote NYSE
7/18/20147/18/2014ReneSola LtdAnnual7/15/2014Confirmed8/22/2014ConfirmedMay Not Vote NYSE
7/18/20147/18/2014SPDR Gold TrustConsent6/9/2014Confirmed8/29/2014ConfirmedMay Not ExecuteThe shareholder voting period has been extended to August 29, 2014NYSE Arca
7/18/20147/18/2014Universal CorporationAnnual6/13/2014Confirmed8/5/2014ConfirmedMay Not Vote- 1,2,4 NYSE
7/18/20147/18/2014Western Asset High Income Fund II Inc.Annual6/20/2014Confirmed8/28/2014Confirmed Meeting date heretofore published has been adjourned.NYSE
7/18/20147/18/2014FleetMatics Group plcAnnual6/19/2014Confirmed7/29/2014ConfirmedMay Not Vote- 1,3 NYSE
7/18/20147/18/2014Nuveen New Jersey Dividend Advantage Municipal FundAnnual6/6/2014Confirmed8/5/2014ConfirmedMay Not Vote- 3,4a,4b NYSE Amex
7/18/20147/18/2014Nuveen New Jersey Dividend Advantage Municipal Fund 2Annual6/6/2014Confirmed8/5/2014ConfirmedMay Not Vote- 2,3,4a,4b NYSE
7/18/20147/18/2014Nuveen New Jersey Dividend Advantage Municipal Fund 2Annual6/6/2014Confirmed8/5/2014ConfirmedMay Not Vote- 2,4a,4bRecord/Meeting date(s) heretofore published has(have) been changedNYSE Amex
7/18/20147/18/2014Nuveen New Jersey Investment Quality Municipal Fund, Inc.Annual6/6/2014Confirmed8/5/2014ConfirmedMay Not Vote- 2,4a,4b NYSE
7/18/20147/18/2014Nuveen New Jersey Premium Income Municipal Fund, Inc.Annual6/6/2014Confirmed8/5/2014ConfirmedMay Not Vote- 2,4a,4b NYSE
7/18/20147/18/2014Western Asset Premier Bond FundAnnual9/26/2014Confirmed11/18/2014Confirmed NYSE
7/18/20147/18/2014Willis Group Holdings Public Limited CompanyAnnual5/30/2014Confirmed7/23/2014ConfirmedMay Not Vote- 1,3,4 NYSE
7/17/20147/17/2014Harris CorporationAnnual8/29/2014Confirmed10/24/2014Confirmed NYSE
7/17/20147/17/2014Media General, Inc.Special7/18/2014Confirmed8/20/2014Confirmed NYSE
7/16/20147/16/2014Estee Lauder Companies Inc.,TheAnnual9/15/2014Confirmed11/14/2014Confirmed NYSE
7/16/20147/16/2014Advanced Photonix IncAnnual7/2/2014Confirmed8/22/2014ConfirmedMay Not Vote- 1,2,3 NYSE Amex