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   NYSE MKT Short Interest  

The NYSE MKT Short Interest File is a semi-monthly file that contains the reported uncovered short positions of NYSE listed securities.

The Short Interest data file contains the reported uncovered short positions of MKT-listed securities (Issues & Derivatives). Since September 2007, it is published twice monthly and includes the ETF and HOLDRS End-of-Month Short Interest information. As of June 30, 2008, there is a new Short Interest reporting schedule for Amex Securities. Users are able to download all Amex Short Interest Files by month (available from January 1995). To distinguish the files, the first monthly file will be named ShortIntIssA_YYYYMM.TXT, and the second file will be ShortIntIssB_YYYYMM.TXT. File descriptions and definitions are provided in the Data Fields Definitions. Publication dates are provided in the Amex Short Interest Calendar.

Instruments Covered
Equities

Markets Covered
NYSE MKT
Included Data

NYSE MKT Short Interest

Short Interest Release Schedule

 2015

Settlement Date Due Date[1] Exchange Receipt Date
January 15 January 20 – 6:00 p.m. January 27
(Thursday) (Tuesday) (Tuesday)
January 30 February 3 – 6:00 p.m. February 10
(Friday) (Tuesday) (Tuesday)
February 13 February 18 – 6:00 p.m. February 25
(Friday) (Wednesday) (Wednesday)
February 27 March 3 – 6:00 p.m. March 10
(Friday) (Tuesday) (Tuesday)
March 13 March 17 – 6:00 p.m. March 24
(Friday) (Tuesday) (Tuesday)
March 31 April 2 – 6:00 p.m. April 10
(Tuesday) (Thursday) (Friday)
April 15 April 17 – 6:00 p.m. April 24
(Wednesday) (Friday) (Friday)
April 30 May 4 – 6:00 p.m. May 11
(Thursday) (Monday) (Monday)
May 15 May 19 – 6:00 p.m. May 27
(Friday) (Tuesday) (Wednesday)
May 29 June 2 – 6:00 p.m. June 9
(Friday) (Tuesday) (Tuesday)
June 15 June 17 – 6:00 p.m. June 24
(Monday) (Wednesday) (Wednesday)
June 30 July 2 – 6:00 p.m. July 10
(Tuesday) (Thursday) (Friday)
July 15 July 17 – 6:00 p.m. July 24
(Wednesday) (Friday) (Friday)
July 31 August 4 – 6:00 p.m. August 11
(Friday) (Tuesday) (Tuesday)
August 14 August 18 – 6:00 p.m. August 25
(Friday) (Tuesday) (Tuesday)
August 31 September 2 – 6:00 p.m. September 10
(Monday) (Wednesday) (Thursday)
September 15 September 17 – 6:00 p.m. September 24
(Tuesday) (Thursday) (Thursday)
September 30 October 2 – 6:00 p.m. October 9
(Wednesday) (Friday) (Friday)
October 15[2] October 19 – 6:00 p.m. October 26
(Thursday) (Monday) (Monday)
October 30 November 3 – 6:00 p.m. November 10
(Friday) (Tuesday) (Tuesday)
November 13 November 17 – 6:00 p.m. November 24
(Friday) (Tuesday) (Tuesday)
November 30 December 2 – 6:00 p.m. December 9
(Monday) (Wednesday) (Wednesday)
December 15 December 17 – 6:00 p.m. December 24
(Tuesday) (Thursday) (Thursday)
December 31 January 5 – 6:00 p.m. January 12
(Thursday) (Tuesday) (Tuesday)



[1] All referenced times are reflected as Eastern Time.
[2] There are two trade dates that settle on October 15, 2015. Firms that file their short interest positions in the Regulation Filing Applications via the upload or FTP process should use the trade date of October 9, 2015 when populating Record Type 2, Field 6 of their ASCII text file.


 
2014 

Settlement Date Due Date[1] Exchange Receipt Date
Jan-15 January 17 – 6:00 p.m. Jan-27
(Wednesday) (Friday) (Monday)
Jan-31 February 4 – 6:00 p.m. Feb-11
(Friday) (Tuesday) (Tuesday)
Feb-14 February 19 – 6:00 p.m. Feb-26
(Friday) (Wednesday) (Wednesday)
Feb-28 March 4 – 6:00 p.m. Mar-11
(Friday) (Tuesday) (Tuesday)
Mar-14 March 18 – 6:00 p.m. Mar-25
(Friday) (Tuesday) (Tuesday)
Mar-31 April 2 – 6:00 p.m. Apr-09
(Monday) (Wednesday) (Wednesday)
Apr-15 April 17 – 6:00 p.m. Apr-25
(Tuesday) (Thursday) (Friday)
Apr-30 May 2 – 6:00 p.m. May-09
(Wednesday) (Friday) (Friday)
May-15 May 19 – 6:00 p.m. May-27
(Thursday) (Monday) (Tuesday)
May-30 June 3 – 6:00 p.m. Jun-10
(Friday) (Tuesday) (Tuesday)
Jun-13 June 17 – 6:00 p.m. Jun-24
(Friday) (Tuesday) (Tuesday)
Jun-30 July 2 – 6:00 p.m. Jul-10
(Monday) (Wednesday) (Thursday)
Jul-15 July 17 – 6:00 p.m. Jul-24
(Tuesday) (Thursday) (Thursday)
Jul-31 August 4 – 6:00 p.m. Aug-11
(Thursday) (Monday) (Monday)
Aug-15 August 19 – 6:00 p.m. Aug-26
(Friday) (Tuesday) (Tuesday)
Aug-29 September 3 – 6:00 p.m. Sep-10
(Friday) (Wednesday) (Wednesday)
Sep-15 September 17 – 6:00 p.m. Sep-24
(Monday) (Wednesday) (Wednesday)
Sep-30 October 2 – 6:00 p.m. Oct-09
(Tuesday) (Thursday) (Thursday)
Oct-15 October 17 – 6:00 p.m. Oct-24
(Wednesday) (Friday) (Friday)
Oct-31 November 4 – 6:00 p.m. Nov-11
(Friday) (Tuesday) (Tuesday)
November 14[2] November 18 – 6:00 p.m. Nov-25
(Friday) (Tuesday) (Tuesday)
Nov-28 December 2 – 6:00 p.m. Dec-09
(Friday) (Tuesday) (Tuesday)
Dec-15 December 17 – 6:00 p.m. Dec-24
(Monday) (Wednesday) (Wednesday)
Dec-31 January 5 – 6:00 p.m. Jan-12
(Wednesday) (Monday) (Monday)



[1] All referenced times are reflected as Eastern Time.
[2] There are two trade dates that settle on November 14, 2014. Firms that file their short interest positions in the Regulation Filing Applications via the upload or FTP process should use the trade date of November 10, 2014 when populating Record Type 2, Field 6 of their ASCII text file.

 
2013

Month Sett Date Due Date
[1]
Exchange Receipt Date
Jan 15 17 25
Jan 31 2/4 2/11
Feb 15 20 27
Feb 28 3/4 3/11
Mar 15 19 26
Mar 28 4/2 4/9
Apr 15 17 24
Apr 30 5/2 5/9
May 15 17 24
May 31 6/4 6/11
Jun 14 18 25
Jun 28 7/2 7/10
Jul 15 17 24
Jul 31 8/2 8/9
Aug 15 19 26
Aug 30 9/4 9/11
Sep 13 17 24
Sep 30 10/2 10/9
Oct 15[2] 17 24
Oct 31 11/4 11/11
Nov 15 19 26
Nov 29 12/3 12/10
Dec 13 17 24
Dec 31 1/3/14 1/10/14


2012

Month Sett Date Due Date
[1]
Exchange Receipt Date
Jan 13 18 25
Jan 31 2/2 2/9
Feb 15 17 27
Feb 29 3/2 3/9
Mar 15 19 26
Mar 30 4/3 4/11
Apr 13 17 24
Apr 30 5/2 5/9
May 15 17 24
May 31 6/4 6/11
Jun 15 19 26
Jun 29 7/3 7/11
Jul 13 17 24
Jul 31 8/2 8/9
Aug 15 17 24
Aug 31 9/5 9/12
Sep 14 18 25
Sep 28 10/2 10/9
Oct 15 17 24
Oct 31 11/2 11/9
Nov 15[2] 19 27
Nov 30 12/4 12/11
Dec 14 18 26
Dec 31 1/3/13 1/10/13


2011 

Month Sett Date Due Date Release Date
Jan 14 19 26
Jan 31 2/2 2/9
Feb 15 17 25
Feb 28 3/2 3/9
Mar 15 17 24
Mar 31 4/4 4/11
Apr 15 19 27
Apr 29 5/3 5/10
May 13 17 24
May 31 6/2 6/9
Jun 15 17 24
Jun 30 7/5 7/12
Jul 15 19 26
Jul 29 8/2 8/9
Aug 15 17 24
Aug 31 9/2 9/12
Sep 15 19 26
Sep 30 10/4 10/11
Oct 14 18 25
Oct 31 11/2 11/9
Nov 15 17 25
Nov 30 12/2 12/9
Dec 15 19 27
Dec 30 1/4/12 1/11/12


2010 

Month Sett Date Due Date Release Date
Jan 15 20 27
Jan 29 2/2 2/9
Feb 12 17 24
Feb 26 3/2 3/9
Mar 15 17 24
Mar 31 4/5 4/12
Apr 15 19 26
Apr 30 5/4 5/11
May 14 18 25
May 28 6/2 6/9
Jun 15 17 24
Jun 30 7/2 7/12
Jul 15 19 26
Jul 30 8/3 8/10
Aug 13 17 24
Aug 31 9/2 9/10
Sep 15 17 24
Sep 30 10/4 10/12
Oct 15 19 26
Oct 29 11/2 11/9
Nov 15 17 24
Nov 30 12/2 12/9
Dec 15 17 27
Dec 31 1/4/11 1/11/11


2009

Month Sett Date Due Date Release Date
Jan 15 20 27
Jan 30 2/3 2/10
Feb 13 18 25
Feb 27 3/3 3/10
Mar 13 17 24
Mar 31 4/2 4/9
Apr 15 17 24
Apr 30 5/4 5/11
May 15 19 27
May 29 6/2 6/9
Jun 15 17 24
Jun 30 7/2 7/10
Jul 15 17 24
Jul 31 8/4 8/11
Aug 14 18 25
Aug 31 9/2 9/10
Sep 15 17 24
Sep 30 10/2 10/9
Oct 15 19 26
Oct 30 11/3 11/10
Nov 13 17 24
Nov 30 12/2 12/9
Dec 15 17 24
Dec 31 1/5/10 1/12/10



2008

Month Trade Date Sett Date Due Date Release Date
Dec 31/07 26 31 1/3/08 1/7/08
Jan 10 15 17 22
Jan 28 31 2/4 2/6
Feb 12 15 20 22
Feb 26 29 3/4 3/6
Mar 11 14 18 20
Mar 26 31 4/2 4/4
Apr 10 15 17 21
Apr 25 30 5/2 5/6
May 12 15 19 21
May 27 30 6/3 6/5
Jun 10 13 17 19
Jun   30 7/2 7/10
Jul   15 17 24
Jul   31 8/4 8/11
Aug   15 19 26
Aug   29 9/3 9/10
Sep   15 17 24
Sep   30 10/2 10/9
Oct   15 17 24
Oct   31 11/4 11/11
Nov   14 18 25
Nov   28 12/2 12/9
Dec   15 17 24
Dec   31 1/5/09 1/12/09


2007

Month Trade Date Sett Date Due Date Release Date
NOV/06 10 15 17 21
DEC/06 12 15 19 21
JAN 9 12 17 19
FEB 12 15 20 22
MAR 12 15 19 21
APR 10 13 17 19
MAY 10 15 17 21
JUNE 12 15 19 21
JULY 10 13 17 19
AUG 10 15 17 21
SEPT 11 14 18 20
SEPT 25 28 10/2 10/4
OCT 10 15 17 19
OCT 26 31 11/2 11/6
NOV 9 15 19 21
NOV 27 30 12/4 12/6
DEC. 11 14 18 20
DEC 26 31 1/3/08 1/7/08


Other Years


Short Interest Release Schedule 1995 - 2006


Notes

[1] All referenced times are reflected as Eastern Time.

[2] There are two trade dates that settle on October 15, 2013. Firms that file their short interest positions in the Regulation Filing Applications via the upload or FTP process should use the trade date of October 9, 2013 when populating Record Type 2, Field 6 of their ASCII text file.

 

 

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Frequently Asked Questions
  • Where can I find the view of trailing 12-Month Short Interest by Symbol which was on AmexTrader?
    This data is made available for listed companies to view until they are integrated into NYSEnet. You can find it here