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   NYSE Group Short Interest  

The NYSE Short Interest File is a semi-monthly file that contains the reported uncovered short positions of securities listed on NYSE, NYSE Arca and NYSE MKT.

The data is reported by Broker Dealers in accordance to NYSE Rule 421. The file also contains the previous reporting period's position and the average daily volume of all NYSE, NYSE Arca and NYSE MKT issues. The file is available in a Text or Excel format and can be delivered via email, FTP, or downloaded from the website.

Instruments Covered
Equities

Markets Covered
NYSE MKT, NYSE Arca, NYSE
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Included Data
Twice Monthly    History: 1 Jan 2004 - present
Sample data is available from our FTP server at ftp.nyxdata.com/Historical%20Data%20Samples/
Authorized Vendors
ILX
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Mergent Inc.
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NYSE Short Interest
website
Thomson Reuters
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Interactive Data Pricing and Reference Data, Inc.
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NYSE Short Interest
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Mergent Inc.
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NYSE Short Interest
website
William O'Neil + Company Inc
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NYSE Short Interest
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William O'Neil + Co. Incorporated is an institutional broker/dealer. The firm is a premier source of equity investment ideas, securities data research, and powerful analytic tools for institutional clients.
FactSet Research Systems, Inc.
Website
NYSE Short Interest
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FactSet is a leading provider of financial information and analytic applications for investment professionals around the globe.
Short Interest Release Schedule

2013

Month Sett Date Due Date[1] Exchange Receipt Date
Jan 15 17 25
Jan 31 2/4 2/11
Feb 15 20 27
Feb 28 3/4 3/11
Mar 15 19 26
Mar 28 4/2 4/9
Apr 15 17 24
Apr 30 5/2 5/9
May 15 17 24
May 31 6/4 6/11
Jun 14 18 25
Jun 28 7/2 7/10
Jul 15 17 24
Jul 31 8/2 8/9
Aug 15 19 26
Aug 30 9/4 9/11
Sep 13 17 24
Sep 30 10/2 10/9
Oct 15[2] 17 24
Oct 31 11/4 11/11
Nov 15 19 26
Nov 29 12/3 12/10
Dec 13 17 24
Dec 31 1/3/14 1/10/14

2012

Month Sett Date Due Date[1] Exchange Receipt Date
Jan 13 18 25
Jan 31 2/2 2/9
Feb 15 17 27
Feb 29 3/2 3/9
Mar 15 19 26
Mar 30 4/3 4/11
Apr 13 17 24
Apr 30 5/2 5/9
May 15 17 24
May 31 6/4 6/11
Jun 15 19 26
Jun 29 7/3 7/11
Jul 13 17 24
Jul 31 8/2 8/9
Aug 15 17 24
Aug 31 9/5 9/12
Sep 14 18 25
Sep 28 10/2 10/9
Oct 15 17 24
Oct 31 11/2 11/9
Nov 15[2] 19 27
Nov 30 12/4 12/11
Dec 14 18 26
Dec 31 1/3/13 1/10/13

2011

Month Sett Date Due Date Release Date
Jan 14 19 26
Jan 31 2/2 2/9
Feb 15 17 25
Feb 28 3/2 3/9
Mar 15 17 24
Mar 31 4/4 4/11
Apr 15 19 27
Apr 29 5/3 5/10
May 13 17 24
May 31 6/2 6/9
Jun 15 17 24
Jun 30 7/5 7/12
Jul 15 19 26
Jul 29 8/2 8/9
Aug 15 17 24
Aug 31 9/2 9/12
Sep 15 19 26
Sep 30 10/4 10/11
Oct 14 18 25
Oct 31 11/2 11/9
Nov 15 17 25
Nov 30 12/2 12/9
Dec 15 19 27
Dec 30 1/4/12 1/11/12

2010

Month Sett Date Due Date Release Date
Jan 15 20 27
Jan 29 2/2 2/9
Feb 12 17 24
Feb 26 3/2 3/9
Mar 15 17 24
Mar 31 4/5 4/12
Apr 15 19 26
Apr 30 5/4 5/11
May 14 18 25
May 28 6/2 6/9
Jun 15 17 24
Jun 30 7/2 7/12
Jul 15 19 26
Jul 30 8/3 8/10
Aug 13 17 24
Aug 31 9/2 9/10
Sep 15 17 24
Sep 30 10/4 10/12
Oct 15 19 26
Oct 29 11/2 11/9
Nov 15 17 24
Nov 30 12/2 12/9
Dec 15 17 27
Dec 31 1/4/11 1/11/11

2009

Month Sett Date Due Date Release Date
Jan 15 20 27
Jan 30 2/3 2/10
Feb 13 18 25
Feb 27 3/3 3/10
Mar 13 17 24
Mar 31 4/2 4/9
Apr 15 17 24
Apr 30 5/4 5/11
May 15 19 27
May 29 6/2 6/9
Jun 15 17 24
Jun 30 7/2 7/10
Jul 15 17 24
Jul 31 8/4 8/11
Aug 14 18 25
Aug 31 9/2 9/10
Sep 15 17 24
Sep 30 10/2 10/9
Oct 15 19 26
Oct 30 11/3 11/10
Nov 13 17 24
Nov 30 12/2 12/9
Dec 15 17 24
Dec 31 1/5/10 1/12/10


2008

Month Trade Date Sett Date Due Date Release Date
Dec 31/07 26 31 1/3/08 1/7/08
Jan 10 15 17 22
Jan 28 31 2/4 2/6
Feb 12 15 20 22
Feb 26 29 3/4 3/6
Mar 11 14 18 20
Mar 26 31 4/2 4/4
Apr 10 15 17 21
Apr 25 30 5/2 5/6
May 12 15 19 21
May 27 30 6/3 6/5
Jun 10 13 17 19
Jun   30 7/2 7/10
Jul   15 17 24
Jul   31 8/4 8/11
Aug   15 19 26
Aug   29 9/3 9/10
Sep   15 17 24
Sep   30 10/2 10/9
Oct   15 17 24
Oct   31 11/4 11/11
Nov   14 18 25
Nov   28 12/2 12/9
Dec   15 17 24
Dec   31 1/5/09 1/12/09


2007

Month Trade Date Sett Date Due Date Release Date
NOV/06 10 15 17 21
DEC/06 12 15 19 21
JAN 9 12 17 19
FEB 12 15 20 22
MAR 12 15 19 21
APR 10 13 17 19
MAY 10 15 17 21
JUNE 12 15 19 21
JULY 10 13 17 19
AUG 10 15 17 21
SEPT 11 14 18 20
SEPT 25 28 10/2 10/4
OCT 10 15 17 19
OCT 26 31 11/2 11/6
NOV 9 15 19 21
NOV 27 30 12/4 12/6
DEC. 11 14 18 20
DEC 26 31 1/3/08 1/7/08


Other Years

Short Interest Release Schedule 1995 - 2006

Notes

[1] All referenced times are reflected as Eastern Time.

[2] There are two trade dates that settle on October 15, 2013. Firms that file their short interest positions in the Regulation Filing Applications via the upload or FTP process should use the trade date of October 9, 2013 when populating Record Type 2, Field 6 of their ASCII text file.

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Frequently Asked Questions
  • What are the file name conventions and download locations for Short Interest?
    The filename conventions are detailed in the document linked here.
  • Where can I find NYSE MKT data like this?
    If you are looking for other NYSE MKT data please try the following links: Amex Short Interest