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   NYSE Group Corporate Actions  

The Corporate Actions package is comprised of several reports providing over 60 different corporate actions types for all equities listed on NYSE Group (NYSE, NYSE MKT and NYSE Arca market centers), including but not limited to cash dividends, stock dividends, distributions, splits, new listings(IPOs), suspensions and delisitngs.

Important enhancements, license and price changes to NYSE Group Corporate Actions product - effective in SEPTEMBER 2014















 































Client Specification (effective 07 April 2014)

Instruments Covered
Equities

Markets Covered
NYSE
 
Included Data

NYSE Group Corporate Actions

Overview
The NYSE Group Corporate Actions reports provide corporate actions that are created by the NYSE Group Corporate Actions & Market Watch team. The intraday reports are provided throughout the day in Text, Microsoft Excel, and XML formats and can be delivered by email, FTP, or downloaded from our website (HTTP). Additionally, start of day and end of day summary reports are available to clients that wish to receive a consolidated list of this information.

The intraday reports are provided every hour from 8h00am to 3h00pm ET and at 11pm ET.
The intraday reports are provided every 15 minutes from 3h00pm to 9h00pm ET.

Please find NYSE Group Corporate Actions sample data here
Delivery
 Email. Receive files via email in the format(s) you choose.

 FTP Download. Data is available for download via FTP.

 Online Data Viewer. View and filter online, and download data in your preferred format.

Specifications
Field NameData Type *Description
1DividendIDNumber (0)Corporate action identification number which uniquely identifies each corporate action. This allows data receipients to determine changes made to already declared corporate actions.
2SymbolText (10)NYSE Group listed security symbol in [symbol]_[symbol suffix]_[symbol class] format where "_" is a space.
3IssueNameText (128)Name of NYSE Group listed security
4CUSIPText (9)Standard and Poor's CUSIP identifier for the given security.
5IssueTypeText (180)Type of security
6OutstandingSharesNumber (0)Shares outstanding for the given security on the day the corporate action was declared or changed.
7FrequencyText (100)Payment frequency for the given security (for dividends)
8ExDateDate (m/d/yyyy)The date on or after which a security is traded without a previously declared dividend or distribution.
9DeclaredDateDate (m/d/yyyy)Date on which the corporate action was declared
10ConfirmationDateDate (m/d/yyyy)Date on which the declared corporate action was confirmed by listed company and NYSE.
11PayDateDate (m/d/yyyy)Date on which corporate action distribution will be paid or effective.
12RecordDateDate (m/d/yyyy)This is the date on which all shareholders are considred a "holder of record" and ensured the right of a dividend or distribution.
13UpdatedDateDate (m/d/yyyy)Date which corporate action was last updated or changed.
14CATypeText (100)Corporate Action Type. Cash Dividend (Cash), Stock Dividend (Stock), Stock Split (Stock Split), Stock Distribution (Stock Distribution)
15DividendAmountNumber (7)Amount of Dividend (if corporate action type = cash)
16DividendCurrencyText (100)Currency Dividend is being paid in (if CA Type = Cash)
17DistributionNumber (4)Amount of cash or stock being paid in the case of a distribution or stock dividend.
18RatioToNumber (4)For stock splits the amount of stock being exchanged for the amount in the 'Ratio For' column.
19RatioForNumber (4)For Stock Splits the amount of stock being distributed in exchange for the 'Ratio To' amount.
20FinalAmountNumber (4)Final Amount being paid after all adjustments have been made (Currency Fluctuations, Valuations etc.)
21FinalAmountCurrencyText (100)Currency of the Final Amount Payment
22RemoveFlagText (1)Remove Flag set to yes when an already declared corporate action has been removed or cancelled.
23CancellationReasonText (255)Reason for cancellation (if applicable)
24CancelledDateDate (m/d/yyyy)Date of Corporate Action cancellation (if applicable)
25MarketText (255)NYSE Group market name (Possible values: NYSE, NYSE Arca, NYSE Amex)

* If the data type is 'Text', the number in parentheses is the length. If the data type is 'Number', the number of decimal places is shown in parentheses. And if the data type is 'Date', the date/time mask is shown in parentheses.
<?xml version='1.0' encoding='utf-8'>
    <xs:schema xmlns:xs='http://www.w3.org/2001/XMLSchema' >
        <xs:complexType name='CorporateAction' >
            <xs:sequence>
                <xs:element name='DividendID' type='xs:int' ></xs:element>
                <xs:element name='Symbol' type='xs:string' ></xs:element>
                <xs:element name='IssueName' type='xs:string' ></xs:element>
                <xs:element name='CUSIP' type='xs:string' ></xs:element>
                <xs:element name='IssueType' type='xs:string' ></xs:element>
                <xs:element name='OutstandingShares' type='xs:int' ></xs:element>
                <xs:element name='Frequency' type='xs:string' ></xs:element>
                <xs:element name='ExDate' type='xs:date' ></xs:element>
                <xs:element name='DeclaredDate' type='xs:date' ></xs:element>
                <xs:element name='ConfirmationDate' type='xs:date' ></xs:element>
                <xs:element name='PayDate' type='xs:date' ></xs:element>
                <xs:element name='RecordDate' type='xs:date' ></xs:element>
                <xs:element name='UpdatedDate' type='xs:date' ></xs:element>
                <xs:element name='CAType' type='xs:string' ></xs:element>
                <xs:element name='DividendAmount' type='xs:float' ></xs:element>
                <xs:element name='DividendCurrency' type='xs:string' ></xs:element>
                <xs:element name='Distribution' type='xs:float' ></xs:element>
                <xs:element name='RatioTo' type='xs:float' ></xs:element>
                <xs:element name='RatioFor' type='xs:float' ></xs:element>
                <xs:element name='FinalAmount' type='xs:float' ></xs:element>
                <xs:element name='FinalAmountCurrency' type='xs:string' ></xs:element>
                <xs:element name='RemoveFlag' type='xs:string' ></xs:element>
                <xs:element name='CancellationReason' type='xs:string' ></xs:element>
                <xs:element name='CancelledDate' type='xs:date' ></xs:element>
                <xs:element name='MiscNotes' type='xs:string' ></xs:element>
                <xs:element name='Market' type='xs:string' ></xs:element>
            </xs:sequence>
        </xs:complexType>
        <xs:element name='CorporateActions' >
            <xs:complexType>
                <xs:sequence>
                    <xs:element name='CorporateAction' type='CorporateAction' ></xs:element>
                </xs:sequence>
            </xs:complexType>
        </xs:element>
    </xs:schema>

NYSE Group InfoNotices

Overview
InfoNotices about spin-offs and other new listings and corporate actions (mergers & acquisitions, name and symbol changes, tender offers, stock splits and so forth) are created by the NYSE Group Corporate Actions & Market Watch team. InfoNotices provide a window into the life of a corporate actions event and are distributed throughout the day in Text format and can be delivered by email, FTP, or downloaded from our website (HTTP).

InfoNotices are delivered every hour from 8h00am ET to 8h00pm ET.

Please find sample data here
Specifications
Field NameData Type *Description
1DateTimeDate (mm/dd/yyyy)
2CompanyText (100)
3Notice_TypeText (100)
4Notice_BodyText (32000)

* If the data type is 'Text', the number in parentheses is the length. If the data type is 'Number', the number of decimal places is shown in parentheses. And if the data type is 'Date', the date/time mask is shown in parentheses.
<?xml version='1.0' encoding='utf-8'>
    <xs:schema xmlns:xs='http://www.w3.org/2001/XMLSchema' >
        <xs:complexType name='InfoNotice' >
            <xs:sequence>
                <xs:element name='NoticeDateTime' type='xs:date' ></xs:element>
                <xs:element name='IssuerName' type='xs:string' ></xs:element>
                <xs:element name='NoticeType' type='xs:string' ></xs:element>
                <xs:element name='NoticeBody' type='xs:string' ></xs:element>
            </xs:sequence>
        </xs:complexType>
        <xs:element name='InfoNotices' >
            <xs:complexType>
                <xs:sequence>
                    <xs:element name='InfoNotice' type='InfoNotice' ></xs:element>
                </xs:sequence>
            </xs:complexType>
        </xs:element>
    </xs:schema>
Delivery
 FTP Download. Data is available for download via FTP.

 Email. Receive files via email in the format(s) you choose.

 Online Data Viewer. View and filter online, and download data in your preferred format.

NYSE Group Ticker Notices

Overview
TickerNotices are a summary of timely NYSE new listings (IPOs, spin-offs, structured product listings and so forth) and corporate actions information such as stock splits, redemptions, suspension, name and symbol changes . TickerNotices are distributed intraday in Text and Microsoft Excel formats and can be delivered by email, FTP, or downloaded from our website (HTTP). Start of day and end of day summary reports are available.

TickerNotices are delivered daily every hour from 8h00am ET to 8h00pm ET and at 11pm ET.

Please find sample data here
Specifications
Possible values for ActionTypeCode
Field NameData Type *Description
1NoticeNumberText (64)
2NoticeDateDate (mm/dd/yyyy)
3SecurityTypeText (255)
4ActionTypeCodeText (255)
5ActionDateDate (mm/dd/yyyy)
6CompanyNameText (128)
7DisplaySymbolText (16)
8NotesText (3000)

* If the data type is 'Text', the number in parentheses is the length. If the data type is 'Number', the number of decimal places is shown in parentheses. And if the data type is 'Date', the date/time mask is shown in parentheses.
Delivery
 Online Data Viewer. View and filter online, and download data in your preferred format.

 FTP Download. Data is available for download via FTP.

 Email. Receive files via email in the format(s) you choose.

NYSE Listing Applications

Overview
Listing applications received by NYSE are delivered daily in Text, Microsoft Excel, and XML formats and can be delivered by email, FTP, or downloaded from our website (HTTP).

The Listing Applications information is provided daily at 8h00pm ET.

Please find sample data here
Specifications
Field NameData Type *Description
1Company NameText (255)
2Registered Issue NameText (255)

* If the data type is 'Text', the number in parentheses is the length. If the data type is 'Number', the number of decimal places is shown in parentheses. And if the data type is 'Date', the date/time mask is shown in parentheses.
<?xml version='1.0' encoding='utf-8'>
    <xs:schema xmlns:xs='http://www.w3.org/2001/XMLSchema' >
        <xs:complexType name='Application' >
            <xs:sequence>
                <xs:element name='Company_Name' type='xs:string' ></xs:element>
                <xs:element name='Registered_Issue_Name' type='xs:string' ></xs:element>
            </xs:sequence>
        </xs:complexType>
        <xs:element name='Listing_Applications' >
            <xs:complexType>
                <xs:sequence>
                    <xs:element name='Application' type='Application' ></xs:element>
                </xs:sequence>
            </xs:complexType>
        </xs:element>
    </xs:schema>
Delivery
 Online Data Viewer. View and filter online, and download data in your preferred format.

 Email. Receive files via email in the format(s) you choose.

 FTP Download. Data is available for download via FTP.

NYSE Group Proxy Meeting Notices

Overview
Information about shareholder meetings and proxy rulings for NYSE Group listed companies is provided throughout the day in Text, Microsoft Excel, and XML formats and can be delivered by email, FTP, or downloaded from our website (HTTP). Additionally, start of day and end of day summary reports are available to clients that wish to receive a consolidated list of the shareholder meeting and proxy ruling information provided throughout the day.

The intraday reports are provided every hour from 8h00am to 8h00pm ET and at 11pm ET.

Please find sample data here
Specifications
Field NameData Type *Description
1ApprovalDateDate (mm/dd/yyyy)Date of approval by the Exchange
2CompanyNameText (255)Name of listed Company
3MeetingTypeText (255)Type of Meeting (Possible values: Annual, Special, Special in lieu of Annual, Consent)
4RecordDateDate (mm/dd/yyyy)Date established by a issuer for the purpose of determining the holders who are entitled to vote at a shareholder meeting.
5RecordDateStatusText (255)Status of Record Date (Possible values: Confirmed, Scheduled, Postponed, TBD, Cancelled)
6Meeting DateDate (mm/dd/yyyy)Date of Shareholder Meeting
7MeetingStatusText (255)Status of Meeting (Possible values: Confirmed, Scheduled, Postponed, TBD, Cancelled, Adjourned)
8FinalSumRulingText (255)Overall proxy ruling
9WBNotesText (1500)Predefined list of notes where a selection can be made based on meeting scenario
10MarketText (255)NYSE Group market name (Possible values: NYSE, NYSE Arca, NYSE Amex)

* If the data type is 'Text', the number in parentheses is the length. If the data type is 'Number', the number of decimal places is shown in parentheses. And if the data type is 'Date', the date/time mask is shown in parentheses.
<?xml version='1.0' encoding='utf-8'>
    <xs:schema xmlns:xs='http://www.w3.org/2001/XMLSchema' >
        <xs:complexType name='Meeting' >
            <xs:sequence>
                <xs:element name='ApprovalDate' type='xs:date' ></xs:element>
                <xs:element name='CompanyName' type='xs:string' ></xs:element>
                <xs:element name='MeetingType' type='xs:string' ></xs:element>
                <xs:element name='RecordDate' type='xs:date' ></xs:element>
                <xs:element name='RecordDateStatus' type='xs:string' ></xs:element>
                <xs:element name='MeetingDate' type='xs:date' ></xs:element>
                <xs:element name='MeetingStatus' type='xs:string' ></xs:element>
                <xs:element name='FinalSumRuling' type='xs:string' ></xs:element>
                <xs:element name='WBNotes' type='xs:string' ></xs:element>
                <xs:element name='Market' type='xs:string' ></xs:element>
            </xs:sequence>
        </xs:complexType>
        <xs:element name='ProxyMeetings' >
            <xs:complexType>
                <xs:sequence>
                    <xs:element name='Meeting' type='Meeting' ></xs:element>
                </xs:sequence>
            </xs:complexType>
        </xs:element>
    </xs:schema>
Delivery
 Email. Receive files via email in the format(s) you choose.

 FTP Download. Data is available for download via FTP.

 Online Data Viewer. View and filter online, and download data in your preferred format.

NYSE Group Ex-Date Corporate Actions

Overview
The NYSE Group Ex-Date Corporate Actions report distributes a complete listing of corporate actions (dividends, stock splits, spin-offs and so forth) where “ex-date” = T+2 (two trading days in advance). The file, created by the end of the day, is available in Text, Microsoft Excel and XML formats and can be delivered by email, FTP, or downloaded from our website (HTTP).

The NYSE Group Ex-Date Corporate Actions report is provided twice a day at 5h30pm ET and 11h00pm ET.

Please find sample data here
Specifications
Field NameData Type *Description
1DividendIDNumber (0)Corporate action identification number which uniquely identifies each corporate action. This allows data receipients to determine changes made to already declared corporate actions.
2SymbolText (10)NYSE Group listed security symbol in [symbol]_[symbol suffix]_[symbol class] format where "_" is a space.
3IssueNameText (128)Name of NYSE Group listed security
4CUSIPText (9)Standard and Poor's CUSIP identifier for the given security
5IssueTypeText (180)Type of security
6OutstandingSharesNumber (0)Shares outstanding for the given security on the day the corporate action was declared or changed.
7FrequencyText (100)Payment frequency for the given security (for dividends)
8ExDateDate (m/d/yyyy)The date on or after which a security is traded without a previously declared dividend or distribution.
9DeclaredDateDate (m/d/yyyy)Date on which the corporate action was declared
10ConfirmationDateDate (m/d/yyyy)Date on which the declared corporate action was confirmed by listed company and NYSE.
11PayDateDate (m/d/yyyy)Date on which corporate action distribution will be paid or effective.
12RecordDateDate (m/d/yyyy)This is the date on which all shareholders are considred a "holder of record" and ensured the right of a dividend or distribution.
13UpdatedDateDate (m/d/yyyy)Date which corporate action was last updated or changed.
14CATypeText (100)Corporate Action Type. Cash Dividend (Cash), Stock Dividend (Stock), Stock Split (Stock Split)
15DividendAmountNumber (7)Amount of Dividend (if corporate action type = cash)
16DividendCurrencyText (100)Currency Dividend is being paid in (if CA Type = Cash)
17DistributionNumber (4)The percentage of a stock being distributed per share for a stock dividend or spin off.
18RatioToNumber (4)For stock splits the amount of stock being exchanged for the amount in the 'Ratio For' column.
19RatioForNumber (4)For Stock Splits the amount of stock being distributed in exchange for the 'Ratio To' amount.
20FinalAmountNumber (4)Final Amount being paid only if adjustments have been made (Currency Fluctuations, Valuations etc.)
21FinalAmountCurrencyText (100)Currency of the Final Amount Payment
22RemoveFlagText (1)Remove Flag set to yes when an already declared corporate action has been removed or cancelled.
23CancellationReasonText (255)Reason for cancellation (if applicable)
24CancelledDateDate (m/d/yyyy)Date of Corporate Action cancellation (if applicable)
25MarketText (255)NYSE Group market name(Possible values: NYSE, NYSE Arca, NYSE Amex)

* If the data type is 'Text', the number in parentheses is the length. If the data type is 'Number', the number of decimal places is shown in parentheses. And if the data type is 'Date', the date/time mask is shown in parentheses.
<?xml version='1.0' encoding='utf-8'>
    <xs:schema xmlns:xs='http://www.w3.org/2001/XMLSchema' >
        <xs:complexType name='CorporateAction' >
            <xs:sequence>
                <xs:element name='DividendID' type='xs:int' ></xs:element>
                <xs:element name='Symbol' type='xs:string' ></xs:element>
                <xs:element name='IssueName' type='xs:string' ></xs:element>
                <xs:element name='CUSIP' type='xs:string' ></xs:element>
                <xs:element name='IssueType' type='xs:string' ></xs:element>
                <xs:element name='OutstandingShares' type='xs:int' ></xs:element>
                <xs:element name='Frequency' type='xs:string' ></xs:element>
                <xs:element name='ExDate' type='xs:date' ></xs:element>
                <xs:element name='DeclaredDate' type='xs:date' ></xs:element>
                <xs:element name='ConfirmationDate' type='xs:date' ></xs:element>
                <xs:element name='PayDate' type='xs:date' ></xs:element>
                <xs:element name='RecordDate' type='xs:date' ></xs:element>
                <xs:element name='UpdatedDate' type='xs:date' ></xs:element>
                <xs:element name='CAType' type='xs:string' ></xs:element>
                <xs:element name='DividendAmount' type='xs:float' ></xs:element>
                <xs:element name='DividendCurrency' type='xs:string' ></xs:element>
                <xs:element name='Distribution' type='xs:float' ></xs:element>
                <xs:element name='RatioTo' type='xs:float' ></xs:element>
                <xs:element name='RatioFor' type='xs:float' ></xs:element>
                <xs:element name='FinalAmount' type='xs:float' ></xs:element>
                <xs:element name='FinalAmountCurrency' type='xs:string' ></xs:element>
                <xs:element name='RemoveFlag' type='xs:string' ></xs:element>
                <xs:element name='CancellationReason' type='xs:string' ></xs:element>
                <xs:element name='CancelledDate' type='xs:date' ></xs:element>
                <xs:element name='MiscNotes' type='xs:string' ></xs:element>
                <xs:element name='Market' type='xs:string' ></xs:element>
            </xs:sequence>
        </xs:complexType>
        <xs:element name='CorporateActions' >
            <xs:complexType>
                <xs:sequence>
                    <xs:element name='CorporateAction' type='CorporateAction' ></xs:element>
                </xs:sequence>
            </xs:complexType>
        </xs:element>
    </xs:schema>
Delivery
 Email. Receive files via email in the format(s) you choose.

 Online Data Viewer. View and filter online, and download data in your preferred format.

 FTP Download. Data is available for download via FTP.

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